THOMA CRESSEY BRAVO, INC.
Adviser information for THOMA CRESSEY BRAVO, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $4.8M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $4.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $4.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | INVESTMENT ADVISOR TO PRIVATE EQUITY FUNDS |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-74079 |
|---|---|
| SEC ERA File Number | 801-74079 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157050 |
| Legal Entity Identifier | None |
Principal Office
110 NORTH WACKER DRIVE32ND FLOOR
CHICAGO
IL
United States
Monday - Friday, 8:30 AM CST TO 5:30 PM CST
Tel: 312-254-3300, Fax: 312-254-3301
Chief Compliance Officer
LEE M. MITCHELL
MANAGING PARTNER
110 NORTH WACKER DRIVE
32ND FLOOR
CHICAGO
IL
United States
Tel:
312-254-3350
Fax:
312-254-3301
L********@*************M
(Full email address available in API data)
Regulatory Contact
STEVEN A. SCHWAB
110 NORTH WACKER DRIVE
32ND FLOOR
CHICAGO
IL
United States
Tel:
312-254-3327
Fax:
312-254-3301
S******@*************M
(Full email address available in API data)
Industry Affiliates
| CRESSEY & COMPANY LP | Other investment adviser, including financial planners |
| TC PARTNERS VII, LP | Sponsor, GP, manager of pooled investment vehicles |
| THOMA BRAVO | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| THOMA CRESSEY FRIENDS FUND VII, L.P. | Private Equity Fund | $0.1M | $0.1M | 41 |
| THOMA CRESSEY FUND VII, L.P. | Private Equity Fund | $4.7M | $5.0M | 45 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THOMA, CARL, DEE | Individual | – | MANAGING PARTNER / DIRECTOR / PRESIDENT / SOLE SHAREHOLDER | 12/1997 | > 75% |
| MITCHELL, LEE, MARK | Individual | – | VICE PRESIDENT / SECRETARY / CHIEF COMPLIANCE OFFICER | 06/2006 | < 5% |
| BRAVO, ORLANDO, NMN | Individual | – | MANAGING PARTNER / DIRECTOR | 06/2006 | < 5% |
| CRABILL, SAMUEL, SCOTT | Individual | – | PARTNER | 06/2006 | < 5% |
| CRESSEY, BRYAN, CHARLES | Individual | – | MANAGING PARTNER / DIRECTOR | 06/2006 | < 5% |
| EHRICH, PETER, SCOTT | Individual | – | PARTNER | 06/2006 | < 5% |
| BRENNAN, KATHERINE, ELIZABETH | Individual | – | CHIEF FINANCIAL OFFICER | 10/2008 | < 5% |