NIERENBERG INVESTMENT MANAGEMENT COMPANY, INC.
Adviser information for NIERENBERG INVESTMENT MANAGEMENT COMPANY, INC. last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $174.5M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $174.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $169.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $5.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPERFORMANCE-BASED ALLOCATIONS |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
19605 NE 8TH STREETCAMAS
WA
United States
Monday - Friday, 7:30 AM - 5:00 PM (PACIFIC TIME)
Tel: 360-604-8600, Fax: 360-604-1811
Chief Compliance Officer
HANNELORE BAUER-KUEHL
CFO
19605 NE 8TH STREET
CAMAS
WA
United States
Tel:
360-604-8600
Fax:
360-604-1811
H****@***************M
(Full email address available in API data)
Regulatory Contact
DAVID NIERENBERG
PRESIDENT
19605 NE 8TH STREET
CAMAS
WA
United States
Tel:
360-604-8600
Fax:
360-604-1811
D****@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BENEDICT VALUE FUND, L.P. | Hedge Fund | $38.0M | $0.3M | 32 |
| THE D3 FAMILY BULLDOG FUND, L.P. | Hedge Fund | $83.4M | $0.5M | 65 |
| THE D3 FAMILY FUND, L.P. | Hedge Fund | $47.8M | $0.5M | 38 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BAUER-KUEHL, HANNELORE, NMN | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | 08/2015 | < 5% |
| NIERENBERG, DAVID | Individual | – | PRESIDENT | 04/1995 | > 75% |
| NIERENBERG, PATRICIA, ANN | Individual | – | SECRETARY/TREASURER | 04/1995 | < 5% |
| BENEDICT, DAMON, LAUGHLIN | Individual | – | VICE PRESIDENT | 05/2014 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ALLEGIANT TRAVEL CO | COM | 201K | 4K | – |
| APPLOVIN CORP | COM CL A | 629K | 8K | – |
| ARHAUS INC | COM CL A | 1M | 59K | – |
| BREAD FINANCIAL HOLDINGS INC | COM | 945K | 21K | – |
| BREAD FINANCIAL HOLDINGS INC | COM | 1M | 26K | – |
| BROOKDALE SR LIVING INC | COM | 1M | 160K | – |
| CANTALOUPE INC | COM | 17M | 3M | – |
| CHESAPEAKE ENERGY CORP | COM | 1M | 14K | – |
| CHROMADEX CORP | COM NEW | 32K | 12K | – |
| CLEARFIELD INC | COM | 2M | 58K | – |
| COMMSCOPE HLDG CO INC | COM | 234K | 190K | – |
| COMMUNITY HEALTH SYS INC NEW | COM | 590K | 176K | – |
| COMMUNITY HEALTH SYS INC NEW | COM | 672K | 200K | – |
| CONCENTRIX CORP | COM | 2M | 28K | – |
| CYTOMX THERAPEUTICS INC | COM | 15K | 13K | – |
| DANA INC | COM | 259K | 21K | – |
| DIVERSIFIED HEALTHCARE TR | COM SH BEN INT | 1M | 456K | – |
| DXC TECHNOLOGY CO | COM | 259K | 14K | – |
| DZS INC | COM | 202K | 173K | – |
| DZS INC | COM | 52K | 44K | – |
| EASTERN BANKSHARES INC | COM | 9M | 613K | – |
| ECOVYST INC | COM | 2M | 183K | – |
| ENZO BIOCHEM INC | COM | 97K | 89K | – |
| EQT CORP | COM | 19M | 509K | – |
| EQT CORP | COM | 4M | 116K | – |
| FIRST FNDTN INC | COM | 102K | 16K | – |
| FIRST HORIZON CORPORATION | COM | 2M | 112K | – |
| FLOTEK INDS INC DEL | COM NEW | 6M | 1M | – |
| FLUOR CORP NEW | COM | 19M | 434K | – |
| FLUSHING FINL CORP | COM | 1M | 78K | – |
| GULF IS FABRICATION INC | COM | 677K | 112K | – |
| HELEN OF TROY LTD | COM | 1M | 13K | – |
| HELIX ENERGY SOLUTIONS GRP I | COM | 1M | 112K | – |
| HOPE BANCORP INC | COM | 1M | 100K | – |
| INTERNATIONAL SEAWAYS INC | COM | 1M | 20K | – |
| KBR INC | COM | 3M | 51K | – |
| MATCH GROUP INC NEW | COM | 2M | 56K | – |
| MATRIX SVC CO | COM | 989K | 100K | – |
| MR COOPER GROUP INC | COM | 42M | 514K | – |
| OLAPLEX HLDGS INC | COM | 19K | 13K | – |
| PHOTRONICS INC | COM | 556K | 23K | – |
| POTBELLY CORP | COM | 23M | 3M | – |
| PREMIER INC | CL A | 691K | 37K | – |
| RANGE RES CORP | COM | 991K | 30K | – |
| RIVERVIEW BANCORP INC | COM | 2M | 402K | – |
| SCYNEXIS INC | COM NEW | 151K | 76K | – |
| SMART SAND INC | COM | 470K | 223K | – |
| SOUTHWESTERN ENERGY CO | COM | 1M | 200K | – |
| SUPERIOR INDS INTL INC | COM | 1M | 350K | – |
| SUPERIOR INDS INTL INC | COM | 361K | 111K | – |
| TUTOR PERINI CORP | COM | 2M | 103K | – |
| VERITEX HLDGS INC | COM | 623K | 30K | – |
| W & T OFFSHORE INC | COM | 29K | 14K | – |