P.A.W. CAPITAL PARTNERS, LP
Adviser information for P.A.W. CAPITAL PARTNERS, LP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 56 | $158.5M |
| Non-Discretionary | 0 | $0 |
| Total | 56 | $158.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 29 | $8.4M |
| HNW Individuals | 25 | $40.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $94.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $15.1M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-74083 |
|---|---|
| SEC ERA File Number | 801-74083 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161094 |
| Legal Entity Identifier | None |
Principal Office
5 GREENWICH OFFICE PARK4TH FLOOR
GREENWICH
CT
United States
Monday - Friday, 8-6
Tel: 203-862-3300, Fax: 203-661-0987
Websites
Chief Compliance Officer
ARNOLD BARNES
CHIEF FINANCIAL OFFICER
5 GREENWICH OFFICE PARK
4TH FLOOR
GREENWICH
CT
United States
Tel:
203-862-3394
Fax:
203-661-0987
A******@**************M
(Full email address available in API data)
Regulatory Contact
PETER WRIGHT
PRESIDENT AND SOLE SHAREHOLDER OF THE GENERAL PARTNER
5 GREENWICH OFFICE PARK
4TH FLOOR
GREENWICH
CT
United States
Tel:
203-862-3333
P******@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| P.A.W. SMALL CAP PARTNERS, L.P. | Hedge Fund | $94.1M | $1.0M | 73 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WRIGHT, PETER, ALLEN | Individual | – | LIMITED PARTNER; CHIEF EXECUTIVE OFFICER | 12/1990 | > 75% |
| WRIGHT, PETER, ALLEN | Individual | P.A.W. CAPITAL CORP. | SOLE SHAREHOLDER | 01/1994 | > 75% |
| P.A.W. CAPITAL CORP. | Domestic Entity | – | GENERAL PARTNER | 01/1994 | < 5% |
| BARNES, ARNOLD, LENNOX | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2014 | < 5% |