TOWERBROOK CAPITAL PARTNERS
TOWERBROOK CAPITAL PARTNERS L.P. Legal Name
Adviser information for TOWERBROOK CAPITAL PARTNERS last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 119 |
|---|---|
| Investment Advisory/Research | 92 |
| Registered Broker-Dealer Representatives | 7 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 46 | $18.7B |
| Non-Discretionary | 0 | $0 |
| Total | 46 | $18.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 46 | $18.7B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 46 |
| No. of Non-U.S. Clients | 80 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-74084 |
|---|---|
| SEC ERA File Number | 801-74084 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 155730 |
| Legal Entity Identifier | ELCOYG8ZWA6R3OKOPQ76 |
Principal Office
PARK AVENUE TOWER65 EAST 55TH STREET 19TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8 AM - 6 PM
Tel: 212-699-2200, Fax: 917-591-9851
Chief Compliance Officer
ABRIELLE ROSENTHAL
MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER
PARK AVENUE TOWER
65 EAST 55TH STREET 19TH FLOOR
NEW YORK
NY
United States
Tel:
212-699-2294
Fax:
917-591-3269
A*****************@*************M
(Full email address available in API data)
Regulatory Contact
FILIPPO CARDINI
CHIEF OPERATING OFFICER AND HEAD OF IR
PARK AVENUE TOWER
65 EAST 55TH STREET 19TH FLOOR
NEW YORK
NY
United States
Tel:
212-699-2210
Fax:
917-591-4789
F**@*************M
(Full email address available in API data)
Industry Affiliates
| ATHO CAPITAL MANAGEMENT, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ATHO GP, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| GAMMA CO-INVEST GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| POWER DELTA GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SAKURA CO-INVESTMENT HOLDINGS GP LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SAKURA GP BV | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TB EMPIRE OPPORTUNITIES GP, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TCC OPPORTUNITIES GP, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TOWERBROOK CAPITAL PARTNERS (EUROPE) LTD. | Other investment adviser, including financial planners |
| TOWERBROOK CAPITAL PARTNERS (GERMANY) GMBH | Other investment adviser, including financial planners |
| TOWERBROOK CAPITAL PARTNERS (SPAIN) S.L. | Other investment adviser, including financial planners |
| TOWERBROOK CAPITAL PARTNERS (U.K.) LLP | Other investment adviser, including financial planners |
| TOWERBROOK CAPITAL PARTNERS SPECIAL IV, L.P. | Other investment adviser, including financial planners |
| TOWERBROOK CAPITAL PARTNERS SPECIAL TMX, L.P. | Other investment adviser, including financial planners |
| TOWERBROOK CAPITAL PARTNERS SPECIAL V, L.P. | Other investment adviser, including financial planners |
| TOWERBROOK CAPITAL PARTNERS SPECIAL VI, L.P. | Other investment adviser, including financial planners |
| TOWERBROOK CO-INVESTORS (SPIRAL) GP LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TOWERBROOK DELTA GP (ALBERTA), L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TOWERBROOK DELTA GP, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TOWERBROOK DELTA SPECIAL, L.P. | Other investment adviser, including financial planners |
| TOWERBROOK FINANCIAL, L.P. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| TOWERBROOK INVESTORS GP IV (ALBERTA), L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TOWERBROOK INVESTORS GP IV, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TOWERBROOK INVESTORS GP V (ALBERTA), L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TOWERBROOK INVESTORS GP V, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TOWERBROOK INVESTORS GP VI (ALBERTA), L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TOWERBROOK INVESTORS GP VI, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TOWERBROOK STRUCTURED OPPORTUNITIES FUND (ATL-TOR AIV) GP, LLLP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TOWERBROOK TMX CONTINUATION FUND GP, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TOWERBROOK TSO GP (ALBERTA), L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TOWERBROOK TSO GP II (ALBERTA), L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TOWERBROOK TSO GP II, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TOWERBROOK TSO GP, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TOWERBROOK TSO III GP (ALBERTA), L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TOWERBROOK TSO III GP, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TOWERBROOK TSO SPECIAL II, L.P. | Other investment adviser, including financial planners |
| TOWERBROOK TSO SPECIAL III, L.P. | Other investment adviser, including financial planners |
| TOWERBROOK TSO SPECIAL, L.P. | Other investment adviser, including financial planners |
| TOWERBROOK V BASING CO-INVESTMENT GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TOWERBROOK V MAXOR CO-INVESTMENT GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TOWERBROOK V PEDAL CO-INVESTMENT GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TSO CLO JV CO- INVESTMENT GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TSO II PROJECT SUN INVESTMENT AGGREGATOR GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TSO II VALIDITY CO-INVESTMENT GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TXO DELTA GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ASCENSION TOWERBROOK HEALTHCARE OPPORTUNITIES, L.P. | CO-INVESTMENT VEHICLE | $1,288.4M | $1,000.0M | 2 |
| GAMMA CO-INVEST, L.P. | Private Equity Fund | $21.6M | $23.7M | 1 |
| POWER DELTA 2, L.P. | Private Equity Fund | $18.9M | $5.0M | 4 |
| SAKURA CO-INVESTMENT HOLDINGS, L.P. | Private Equity Fund | $748.4M | $0.0M | 48 |
| SPIRAL CAYMAN, L.P. | STRUCTURED OPPORTUNITIES FUND | $46.7M | $26.3M | 2 |
| TB EMPIRE OPPORTUNITIES, L.P. | SMA | $50.0M | $50.0M | 2 |
| TCC OPPORTUNITIES, L.P. | SMA | $740.6M | $0.5M | 2 |
| TOWERBROOK DELTA (ONSHORE), L.P. | Private Equity Fund | $104.9M | $5.0M | 4 |
| TOWERBROOK DELTA (OS), L.P | Private Equity Fund | $135.9M | $5.0M | 5 |
| TOWERBROOK DELTA EXECUTIVE FUND, L.P. | Private Equity Fund | $23.0M | $0.1M | 22 |
| TOWERBROOK INVESTORS IV (892), L.P. | Private Equity Fund | $996.5M | $10.0M | 37 |
| TOWERBROOK INVESTORS IV (ONSHORE), L.P. | Private Equity Fund | $2,207.2M | $10.0M | 71 |
| TOWERBROOK INVESTORS IV (OS), L.P. | Private Equity Fund | $569.8M | $10.0M | 42 |
| TOWERBROOK INVESTORS IV EXECUTIVE FUND, L.P. | Private Equity Fund | $53.3M | $0.1M | 83 |
| TOWERBROOK INVESTORS V (892), L.P. | Private Equity Fund | $1,629.0M | $10.0M | 20 |
| TOWERBROOK INVESTORS V (ONSHORE), L.P. | Private Equity Fund | $3,408.8M | $10.0M | 38 |
| TOWERBROOK INVESTORS V (OS), L.P. | Private Equity Fund | $416.1M | $10.0M | 33 |
| TOWERBROOK INVESTORS V (TE), L.P. | Private Equity Fund | $180.7M | $10.0M | 9 |
| TOWERBROOK INVESTORS V EXECUTIVE FUND, L.P. | Private Equity Fund | $50.3M | $0.0M | 63 |
| TOWERBROOK INVESTORS VI (892), L.P. | Private Equity Fund | $506.7M | $10.0M | 6 |
| TOWERBROOK INVESTORS VI (ONSHORE), L.P. | Private Equity Fund | $1,266.0M | $10.0M | 20 |
| TOWERBROOK INVESTORS VI (OS), L.P. | Private Equity Fund | $225.2M | $10.0M | 12 |
| TOWERBROOK INVESTORS VI EXECUTIVE FUND, L.P. | Private Equity Fund | $66.7M | $0.1M | 63 |
| TOWERBROOK SAKURA CO-INVESTMENT SCS | Private Equity Fund | $28.4M | $26.0M | 3 |
| TOWERBROOK STRUCTURED OPPORTUNITIES EXECUTIVE FUND, L.P. | STRUCTURED OPPORTUNITIES FUND | $17.7M | $0.0M | 22 |
| TOWERBROOK STRUCTURED OPPORTUNITIES FUND (ATL-TOR AIV), L.P. | STRUCTURED OPPORTUNITIES FUND | $11.6M | $200.0M | 2 |
| TOWERBROOK STRUCTURED OPPORTUNITIES FUND (ONSHORE), L.P. | STRUCTURED OPPORTUNITIES FUND | $499.4M | $10.0M | 7 |
| TOWERBROOK STRUCTURED OPPORTUNITIES FUND (OS), L.P. | STRUCTURED OPPORTUNITIES FUND | $267.2M | $10.0M | 7 |
| TOWERBROOK STRUCTURED OPPORTUNITIES FUND II (892), L.P. | STRUCTURED OPPORTUNITIES FUNDS | $277.0M | $10.0M | 5 |
| TOWERBROOK STRUCTURED OPPORTUNITIES FUND II (ONSHORE), L.P. | STRUCTURED OPPORTUNITIES FUND | $529.9M | $10.0M | 13 |
| TOWERBROOK STRUCTURED OPPORTUNITIES FUND II (OS), L.P. | STRUCTURED OPPORTUNITIES FUND | $348.8M | $10.0M | 11 |
| TOWERBROOK STRUCTURED OPPORTUNITIES FUND III (892), L.P. | STRUCTURED OPPORTUNITIES FUND | $200.0M | $10.0M | 1 |
| TOWERBROOK STRUCTURED OPPORTUNITIES FUND III (ONSHORE), L.P. | STRUCTURED OPPORTUNITIES FUND | $106.4M | $10.0M | 4 |
| TOWERBROOK STRUCTURED OPPORTUNITIES FUND III (OS), L.P. | STRUCTURED OPPORTUNITIES FUND | $50.0M | $10.0M | 1 |
| TOWERBROOK STRUCTURED OPPORTUNITIES II EXECUTIVE FUND, L.P. | STRUCTURED OPPORTUNITIES FUND | $11.4M | $0.0M | 38 |
| TOWERBROOK STRUCTURED OPPORTUNITIES III EXECUTIVE FUND, L.P. | STRUCTURED OPPORTUNITIES FUND | $19.6M | $0.1M | 35 |
| TOWERBROOK TMX CONTINUATION FUND, L.P. | Private Equity Fund | $884.3M | $0.1M | 59 |
| TOWERBROOK V BASING CO-INVESTMENT, L.P. | Private Equity Fund | $56.8M | $13.8M | 2 |
| TOWERBROOK V MAXOR CO-INVESTMENT, L.P. | Private Equity Fund | $158.8M | $1.0M | 6 |
| TOWERBROOK V PEDAL CO-INVESTMENT, L.P. | Private Equity Fund | $140.6M | $19.2M | 3 |
| TSO CLO JV CO-INVESTMENT, L.P. | STRUCTURED OPPORTUNITIES FUND | $86.1M | $0.5M | 2 |
| TSO II PROJECT SUN INVESTMENT AGGREGATOR, L.P. | STRUCTURED OPPORTUNITIES FUND | $149.0M | $0.1M | 20 |
| TSO II VALIDITY CO-INVESTMENT, L.P. | STRUCTURED OPPORTUNITIES FUND | $28.1M | $0.9M | 4 |
| TSO K10 HOLDING SARL | STRUCTURED OPPORTUNITIES FUND | $42.8M | $0.2M | 5 |
| TXO DELTA 2, L.P. | Private Equity Fund | $53.2M | $5.0M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOSZKOWSKI, NEAL | Individual | TOWERBROOK CAPITAL PARTNERS, LLC | MEMBER | 12/2004 | 25-50% |
| TOWERBROOK CAPITAL PARTNERS, LLC | Domestic Entity | – | GENERAL PARTNER OF TOWERBROOK CAPITAL PARTNERS L.P. | 02/2005 | < 5% |
| SOUSOU, RAMEZ, FARID | Individual | TOWERBROOK CAPITAL PARTNERS, LLC | MEMBER | 12/2004 | 25-50% |
| MOSZKOWSKI, NEAL | Individual | – | LIMITED PARTNER OF TOWERBROOK CAPITAL PARTNERS L.P. | 03/2005 | 10-25% |
| MOSZKOWSKI, NEAL | Individual | – | FOUNDER AND CO-CHAIR OF TOWERBROOK CAPITAL PARTNERS L.P. | 11/2019 | 10-25% |
| SOUSOU, RAMEZ, FARID | Individual | – | LIMITED PARTNER OF TOWERBROOK CAPITAL PARTNERS L.P. | 03/2005 | 10-25% |
| SOUSOU, RAMEZ, FARID | Individual | – | FOUNDER AND CO-CHAIR OF TOWERBROOK CAPITAL PARTNERS L.P. | 11/2019 | 10-25% |
| GLASSMAN, JENNIFER, TERNOEY | Individual | – | LIMITED PARTNER OF TOWERBROOK CAPITAL PARTNERS L.P. | 03/2005 | < 5% |
| GLASSMAN, JENNIFER, TERNOEY | Individual | – | CHIEF FINANCIAL OFFICER OF TOWERBROOK CAPITAL PARTNERS L.P. | 03/2005 | < 5% |
| CARDINI, FILIPPO, JOHN | Individual | – | LIMITED PARTNER OF TOWERBROOK CAPITAL PARTNERS L.P. | 03/2005 | < 5% |
| CARDINI, FILIPPO, JOHN | Individual | – | CHIEF OPERATING OFFICER AND HEAD OF IR OF TOWERBROOK CAPITAL PARTNERS L.P. | 03/2005 | < 5% |
| ROSENTHAL, ABRIELLE, HARA | Individual | – | LIMITED PARTNER OF TOWERBROOK CAPITAL PARTNERS L.P. | 01/2015 | < 5% |
| ROSENTHAL, ABRIELLE, HARA | Individual | – | CHIEF COMPLIANCE OFFICER OF TOWERBROOK CAPITAL PARTNERS L.P. | 01/2015 | < 5% |
| WAFRA SI ADVISORS II L.P. | Foreign Entity | – | LIMITED PARTNER OF TOWERBROOK CAPITAL PARTNERS L.P. | 01/2018 | < 5% |
| WAFRA SI ADVISORS I L.P. | Foreign Entity | – | LIMITED PARTNER OF TOWERBROOK CAPITAL PARTNERS L.P. | 01/2018 | < 5% |
| WAFRA SI-GP L.P. | Foreign Entity | WAFRA SI ADVISORS I L.P. | GENERAL PARTNER | 06/2013 | |
| WAFRA SI-GP L.P. | Foreign Entity | WAFRA SI ADVISORS II L.P. | GENERAL PARTNER | 06/2013 | |
| DYAL CAPITAL PARTNERS IV HOLDINGS (A) LP | Domestic Entity | – | LIMITED PARTNER OF TOWERBROOK CAPITAL PARTNERS L.P. | 10/2020 | 10-25% |
| BLUE OWL GP STAKES IV (A) LP | Foreign Entity | DYAL CAPITAL PARTNERS IV HOLDINGS (A) LP | LIMITED PARTNER | 05/2018 | > 75% |
| DYAL U.S. IV LLC | Domestic Entity | BLUE OWL GP STAKES IV (A) LP | LIMITED PARTNER | 09/2017 | 50-75% |
| DYAL IV CAYMAN AGGREGATOR LP | Foreign Entity | DYAL U.S. IV LLC | MEMBER | 09/2017 | > 75% |
| BLUE OWL GP STAKES IV OFFSHORE INVESTORS LP | Foreign Entity | DYAL IV CAYMAN AGGREGATOR LP | LIMITED PARTNER | 09/2017 | > 75% |
| BLUE OWL GP STAKES IV US INVESTORS LP | Domestic Entity | BLUE OWL GP STAKES IV (A) LP | LIMITED PARTNER | 09/2017 | 25-50% |
| BLUE OWL GP STAKES ASSOCIATES IV LP | Domestic Entity | BLUE OWL GP STAKES IV (A) LP | GENERAL PARTNER | 09/2017 | |
| BLUE OWL GP STAKES GP HOLDINGS LLC | Domestic Entity | BLUE OWL GP STAKES ASSOCIATES IV LP | GENERAL PARTNER | 09/2017 | |
| BLUE OWL GP STAKES ASSOCIATES IV LP | Domestic Entity | DYAL IV CAYMAN AGGREGATOR LP | GENERAL PARTNER | 09/2017 | |
| BLUE OWL GP STAKES ASSOCIATES IV LP | Domestic Entity | BLUE OWL GP STAKES IV OFFSHORE INVESTORS LP | GENERAL PARTNER | 09/2017 | |
| BLUE OWL GP STAKES ASSOCIATES IV LP | Domestic Entity | DYAL U.S. IV LLC | MANAGER | 09/2017 | |
| WAFRA SI ADVISORS I HOLDING COMPANY | Domestic Entity | THUNDER INTERMEDIATE HOLDINGS LP | LIMITED PARTNER | 02/2022 | 25-50% |
| WAFRA SI ADVISORS II HOLDING COMPANY | Foreign Entity | THUNDER INTERMEDIATE HOLDINGS LP | LIMITED PARTNER | 02/2022 | 25-50% |
| WAFRA STRATEGIC INVESTORS L.P. | Foreign Entity | WAFRA SI ADVISORS I HOLDING COMPANY | SHAREHOLDER | 06/2013 | > 75% |
| WAFRA STRATEGIC INVESTORS L.P. | Foreign Entity | WAFRA SI ADVISORS II HOLDING COMPANY | SHAREHOLDER | 06/2013 | > 75% |
| THE PUBLIC INSTITUTION FOR SOCIAL SECURITY | Foreign Entity | WAFRA STRATEGIC INVESTORS L.P. | LIMITED PARTNER | 01/2014 | 25-50% |
| KUWAIT INVESTMENT AUTHORITY ACTING FOR AND ON BEHALF OF THE GOVERNMENT OF THE STATE OF KUWAIT | Foreign Entity | WAFRA STRATEGIC INVESTORS L.P. | LIMITED PARTNER | 01/2014 | 25-50% |
| WAFRA SI-GP L.P. | Foreign Entity | WAFRA STRATEGIC INVESTORS L.P. | GENERAL PARTNER | 06/2013 | |
| BLUE OWL GP STAKES GP HOLDINGS LLC | Domestic Entity | DYAL CAPITAL PARTNERS IV HOLDINGS (A) LP | GENERAL PARTNER | 05/2018 | |
| BLUE OWL GP STAKES ASSOCIATES IV LP | Domestic Entity | BLUE OWL GP STAKES IV US INVESTORS LP | GENERAL PARTNER | 09/2017 | |
| SADDI, KARIM | Individual | – | LIMITED PARTNER OF TOWERBROOK CAPITAL PARTNERS L.P. | 03/2005 | < 5% |
| SADDI, KARIM | Individual | – | CO-CHIEF EXECUTIVE OFFICER OF TOWERBROOK CAPITAL PARTNERS L.P. | 02/2022 | < 5% |
| HOLMES, GORDON, ANDREW | Individual | – | LIMITED PARTNER OF TOWERBROOK CAPITAL PARTNERS L.P. | 05/2010 | < 5% |
| HOLMES, GORDON, ANDREW | Individual | – | CHIEF INVESTMENT OFFICER OF TOWERBROOK CAPITAL PARTNERS L.P. | 11/2019 | < 5% |
| MILLER, GLENN, F | Individual | – | LIMITED PARTNER OF TOWERBROOK CAPITAL PARTNERS L.P. | 01/2011 | < 5% |
| MILLER, GLENN, F | Individual | – | CO-GENERAL COUNSEL OF TOWERBROOK CAPITAL PARTNERS L.P. | 01/2022 | < 5% |
| BILZIN, JONATHAN, DAVID | Individual | – | CO-CHIEF EXECUTIVE OFFICER OF TOWERBROOK CAPITAL PARTNERS L.P. | 02/2022 | < 5% |
| GERBER, MATTHEW, P | Individual | – | LIMITED PARTNER OF TOWERBROOK CAPITAL PARTNERS L.P. | 02/2015 | < 5% |
| GERBER, MATTHEW, P | Individual | – | CO-GENERAL COUNSEL OF TOWERBROOK CAPITAL PARTNERS L.P. | 01/2022 | < 5% |
| DYAL LP HOLDINGS LLC | Domestic Entity | BLUE OWL GP STAKES ASSOCIATES IV LP | LIMITED PARTNER | 05/2021 | > 75% |
| BLUE OWL GP STAKES GP HOLDINGS LLC | Domestic Entity | DYAL LP HOLDINGS LLC | MEMBER | 05/2021 | > 75% |
| BLUE OWL CAPITAL CARRY LP | Domestic Entity | BLUE OWL GP STAKES GP HOLDINGS LLC | MEMBER | 05/2021 | > 75% |
| NBSH BLUE INVESTMENTS, LLC | Domestic Entity | BLUE OWL CAPITAL CARRY LP | LIMITED PARTNER | 05/2021 | 25-50% |
| NBSH ACQUISITION LLC | Domestic Entity | NBSH BLUE INVESTMENTS, LLC | MANAGING MEMBER | 05/2021 | |
| BLUE OWL CAPITAL GP LLC | Domestic Entity | BLUE OWL CAPITAL CARRY LP | GENERAL PARTNER | 05/2021 | |
| BLUE OWL CAPITAL GP HOLDINGS LLC | Domestic Entity | BLUE OWL CAPITAL GP LLC | MANAGING MEMBER | 11/2021 | > 75% |
| BLUE OWL CAPITAL INC. | Domestic Entity | BLUE OWL CAPITAL GP HOLDINGS LLC | MANAGING MEMBER | 11/2021 | > 75% |
| THUNDER HOLDINGS LP | Foreign Entity | WAFRA SI ADVISORS I L.P. | LIMITED PARTNER | 03/2022 | > 75% |
| THUNDER HOLDINGS LP | Foreign Entity | WAFRA SI ADVISORS II L.P. | LIMITED PARTNER | 03/2022 | > 75% |
| WAFRA SI-GP L.P. | Foreign Entity | THUNDER HOLDINGS LP | GENERAL PARTNER | 03/2022 | |
| THUNDER INTERMEDIATE HOLDINGS LP | Domestic Entity | THUNDER HOLDINGS LP | LIMITED PARTNER | 02/2022 | > 75% |
| WAFRA SI ADVISORS III HOLDING COMPANY | Foreign Entity | THUNDER INTERMEDIATE HOLDINGS LP | LIMITED PARTNER | 02/2022 | 25-50% |
| WAFRA STRATEGIC INVESTORS LP | Foreign Entity | WAFRA SI ADVISORS III HOLDING COMPANY | SHAREHOLDER | 12/2014 | > 75% |
| WAFRA SI-GP L.P. | Foreign Entity | THUNDER INTERMEDIATE HOLDINGS LP | GENERAL PARTNER | 02/2022 | |
| TOWERBROOK CAPITAL PARTNERS, LLC | Domestic Entity | – | LIMITED PARTNER OF TOWERBROOK CAPITAL PARTNERS L.P. | 02/2005 | 50-75% |
| JDBTCP MANAGEMENT LLC | Domestic Entity | – | LIMITED PARTNER OF TOWERBROOK CAPITAL PARTNERS L.P. | 03/2022 | < 5% |
| BILZIN, JONATHAN, DAVID | Individual | JDBTCP MANAGEMENT LLC | MEMBER | 03/2022 | > 75% |