WELLSPRING CAPITAL MANAGEMENT LLC
Adviser information for WELLSPRING CAPITAL MANAGEMENT LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 22 |
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Investment Advisory/Research | 17 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 9 | $900.5M |
Non-Discretionary | 0 | $0 |
Total | 9 | $900.5M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 9 | $900.5M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 33 |
Services
Advisory Services | Portfolio management for pooled investment vehicles |
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Compensation | % of AUMPerformance-based feesTRANSACTION FEES AS DESCRIBED IN PART 2A. |
Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
SEC RIA File Number | 801-74093 |
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SEC ERA File Number | 801-74093 |
SEC CIK Numbers | None |
SEC CRD Numbers | 161184 |
Legal Entity Identifier | None |
Principal Office
605 THIRD AVENUE44TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9 AM - 6 PM
Tel: 212-318-9800, Fax: 212-318-9810
Websites
Chief Compliance Officer
SARAH MUDHO
GENERAL COUNSEL
605 THIRD AVENUE
44TH FLOOR
NEW YORK
NY
United States
Tel:
212-318-9800
Fax:
212-318-9810
S*****@********************M
(Full email address available in API data)
Regulatory Contact
LIAM O'SULLIVAN
CHIEF FINANCIAL OFFICER
605 THIRD AVENUE
44TH FLOOR
NEW YORK
NY
United States
Tel:
(212) 318-9815
Fax:
212-318-9810
L*********@********************M
(Full email address available in API data)
Industry Affiliates
WCM CONTINUATION FUND GENPAR, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
WCM GENPAR IV, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
WCM GENPAR V (CAYMAN). L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
WCM GENPAR V, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
WCM GENPAR VI (OFFSHORE), LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
WCM GENPAR VI, LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
WCM GENPAR VII (OFFSHORE), L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
WCM GENPAR VII, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
WELLSPRING CAPITAL MANAGEMENT GROUP LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
CALPERS WELLSPRING V, L.P. | Private Equity Fund | $17.3M | $0.0M | 2 |
WELLSPRING CAPITAL PARTNERS IV, L.P. | Private Equity Fund | $2.2M | $10.0M | 2 |
WELLSPRING CAPITAL PARTNERS V (CAYMAN I), L.P. | Private Equity Fund | $54.7M | $0.0M | 37 |
WELLSPRING CAPITAL PARTNERS V (CAYMAN II), L.P. | Private Equity Fund | $21.1M | $0.6M | 12 |
WELLSPRING CAPITAL PARTNERS V (DELAWARE I), L.P. | Private Equity Fund | $33.6M | $0.0M | 19 |
WELLSPRING CAPITAL PARTNERS V (DELAWARE II), L.P. | Private Equity Fund | $17.3M | $1.5M | 4 |
WELLSPRING CAPITAL PARTNERS V (PARALLEL) (CAYMAN), L.P. | Private Equity Fund | $2.7M | $0.1M | 9 |
WELLSPRING CAPITAL PARTNERS V (PARALLEL), L.P. | Private Equity Fund | $27.4M | $10.0M | 9 |
WELLSPRING CAPITAL PARTNERS V, L.P. | Private Equity Fund | $724.2M | $10.0M | 48 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
DAWSON, WILLIAM, FRANCIS | Individual | – | OWNER | 12/2007 | 25-50% |
FELDMAN, GREG, S | Individual | – | OWNER | 12/2007 | 25-50% |
MUDHO, SARAH, AKOTH | Individual | – | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | 11/2017 | < 5% |
O'SULLIVAN, LIAM, TIMOTHY | Individual | – | CHIEF FINANCIAL OFFICER | 07/2019 | < 5% |