LINDEN CAPITAL PARTNERS
LINDEN MANAGER LLC Legal Name
Adviser information for LINDEN CAPITAL PARTNERS last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 40 |
|---|---|
| Investment Advisory/Research | 40 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 19 | $7.9B |
| Non-Discretionary | 0 | $0 |
| Total | 19 | $7.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 19 | $7.9B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 11 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPORTFOLIO COMPANY MANAGEMENT SERVICES |
|---|---|
| Compensation | % of AUMPerformance-based feesSEE SCHEDULE D - MISCELLANEOUS |
Identifiers
| SEC RIA File Number | 801-74100 |
|---|---|
| SEC ERA File Number | 801-74100 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161059 |
| Legal Entity Identifier | None |
Principal Office
110 NORTH WACKER DRIVE55TH FLOOR
CHICAGO
IL
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 312-506-5600, Fax: 312-506-5601
Chief Compliance Officer
DOUG VANDEGRIFT
CHIEF FINANCIAL OFFICER
110 NORTH WACKER DRIVE
55TH FLOOR
CHICAGO
IL
United States
Tel:
312-506-5600
Fax:
312-506-5601
D**********@************M
(Full email address available in API data)
Industry Affiliates
| LINDEN MANAGER II LP | Sponsor, GP, manager of pooled investment vehicles |
| LINDEN MANAGER III LP | Sponsor, GP, manager of pooled investment vehicles |
| LINDEN MANAGER IV LP | Sponsor, GP, manager of pooled investment vehicles |
| LINDEN MANAGER LP | Sponsor, GP, manager of pooled investment vehicles |
| LINDEN MANAGER V AIV LP | Sponsor, GP, manager of pooled investment vehicles |
| LINDEN MANAGER V LP | Sponsor, GP, manager of pooled investment vehicles |
| LINDEN OPPORTUNITIES FUND GP LP | Sponsor, GP, manager of pooled investment vehicles |
| LINDEN SCF MANAGER II LP | Sponsor, GP, manager of pooled investment vehicles |
| LINDEN SCF MANAGER LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LINDEN ASSOCIATES EMPLOYEE FUND LLC | Private Equity Fund | $0.4M | $0.0M | 11 |
| LINDEN CAPITAL PARTNERS II LP | Private Equity Fund | $208.7M | $5.0M | 52 |
| LINDEN CAPITAL PARTNERS II-A LP | Private Equity Fund | $31.1M | $5.0M | 10 |
| LINDEN CAPITAL PARTNERS III LP | Private Equity Fund | $377.4M | $5.0M | 72 |
| LINDEN CAPITAL PARTNERS III-A LP | Private Equity Fund | $326.1M | $5.0M | 20 |
| LINDEN CAPITAL PARTNERS IV LP | Private Equity Fund | $969.3M | $5.0M | 79 |
| LINDEN CAPITAL PARTNERS IV-A LP | Private Equity Fund | $1,310.4M | $5.0M | 47 |
| LINDEN CAPITAL PARTNERS V AIV LP | Private Equity Fund | $139.4M | $5.0M | 107 |
| LINDEN CAPITAL PARTNERS V LP | Private Equity Fund | $1,101.0M | $5.0M | 107 |
| LINDEN CAPITAL PARTNERS V-A AIV LP | Private Equity Fund | $218.3M | $5.0M | 112 |
| LINDEN CAPITAL PARTNERS V-A LP | Private Equity Fund | $1,746.4M | $5.0M | 113 |
| LINDEN CO-INVESTMENT V LP | Private Equity Fund | $91.8M | $0.5M | 29 |
| LINDEN CO-INVESTMENT V-A LP | Private Equity Fund | $69.5M | $0.5M | 35 |
| LINDEN EXECUTIVES LLC - SERIES 1 | Private Equity Fund | $25.4M | $0.3M | 38 |
| LINDEN OPPORTUNITIES FUND LP | Private Equity Fund | $581.3M | $5.0M | 54 |
| LINDEN STRUCTURED CAPITAL FUND II LP | Private Equity Fund | $231.7M | $5.0M | 31 |
| LINDEN STRUCTURED CAPITAL FUND II-A LP | Private Equity Fund | $28.1M | $5.0M | 14 |
| LINDEN STRUCTURED CAPITAL FUND LP | Private Equity Fund | $369.5M | $5.0M | 62 |
| LINDEN STRUCTURED CAPITAL FUND-A LP | Private Equity Fund | $119.7M | $5.0M | 14 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DAVIS, ANTHONY, BARRETT | Individual | – | CO-FOUNDER & PRESIDENT | 06/2004 | < 5% |
| MILLER, BRIAN, CHRISTOPHER | Individual | – | CO-FOUNDER & PARTNER | 06/2004 | < 5% |
| VANDEGRIFT, DOUGLASS, WALTER | Individual | – | CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER | 06/2010 | < 5% |
| LINDEN HOLDINGS PARENT LP | Domestic Entity | – | SOLE MEMBER | 01/2024 | > 75% |
| LINDEN HOLDINGS PARENT GP LLC | Domestic Entity | LINDEN HOLDINGS PARENT LP | GENERAL PARTNER | 01/2024 | |
| DAVIS, ANTHONY, BARRETT | Individual | LINDEN HOLDINGS PARENT LP | LIMITED PARTNER | 01/2024 | 50-75% |
| MILLER, BRIAN, CHRISTOPHER | Individual | LINDEN HOLDINGS PARENT LP | LIMITED PARTNER | 01/2024 | 25-50% |
| DAVIS, ANTHONY, BARRETT | Individual | LINDEN HOLDINGS PARENT GP LLC | MEMBER | 01/2024 | 50-75% |
| MILLER, BRIAN, CHRISTOPHER | Individual | LINDEN HOLDINGS PARENT GP LLC | MEMBER | 01/2024 | 25-50% |