HARREN EQUITY PARTNERS, LLC
Adviser information for HARREN EQUITY PARTNERS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $799.1M |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $799.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $799.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-74107 |
|---|---|
| SEC ERA File Number | 801-74107 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158494 |
| Legal Entity Identifier | None |
Principal Office
THE GLEASON BUILDING200 GARRETT STREET, SUITE F
CHARLOTTESVILLE
VA
United States
Monday - Friday, 9:00 A.M. - 6:00 P.M.
Tel: 434-245-5800, Fax: None
Chief Compliance Officer
LEE J. MONAHAN
PARTNER
THE GLEASON BUILDING
200 GARRETT STREET, SUITE F
CHARLOTTESVILLE
VA
United States
Tel:
434-245-5800
L**@***************M
(Full email address available in API data)
Regulatory Contact
BARON ARNOLD
CHIEF FINANCIAL OFFICER
THE GLEASON BUILDING
200 GARRETT STREET, SUITE F
CHARLOTTESVILLE
VA
United States
Tel:
434-245-5800
B**@***************M
(Full email address available in API data)
Industry Affiliates
| HARREN ADVISORS II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| HARREN ADVISORS III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| HARREN ADVISORS IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HARREN II COINVEST, LLC | Private Equity Fund | $0.2M | $0.0M | 28 |
| HARREN III COINVEST, LLC | Private Equity Fund | $30.5M | $0.0M | 28 |
| HARREN INVESTORS II-B, L.P. | Private Equity Fund | $1.4M | $2.5M | 6 |
| HARREN INVESTORS II, L.P. | Private Equity Fund | $3.6M | $2.5M | 43 |
| HARREN INVESTORS III, L.P. | Private Equity Fund | $587.8M | $2.5M | 44 |
| HARREN INVESTORS IV, L.P. | Private Equity Fund | $31.7M | $0.0M | 18 |
| HARREN IV COINVEST, LLC | Private Equity Fund | $0.6M | $0.0M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CARVER, THOMAS, A | Individual | – | MANAGING PARTNER | 09/2000 | 50-75% |
| MONAHAN, LEE, J | Individual | – | PARTNER/CHIEF COMPLIANCE OFFICER | 07/2002 | 25-50% |
| Arnold, Baron, Taylor | Individual | – | CFO | 02/2024 | < 5% |