MONEDA USA, INC.

Adviser information for MONEDA USA, INC. last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	4
Investment Advisory/Research	2
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	4	$528.2M
Non-Discretionary	0	$0
Total	4	$528.2M

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	4	$528.2M
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	75

Services

Advisory Services	Portfolio management for pooled investment vehicles
Compensation	% of AUMPerformance-based fees
Other Business Activities	Commodity pool operator or commodity trading advisorMARKETING SERVICES

Identifiers

SEC RIA File Number	801-74113
SEC ERA File Number	801-74113
SEC CIK Numbers	1536362
SEC CRD Numbers	157833
Legal Entity Identifier	549300K17MJPPPUE4G15

Principal Office

601 LEXINGTON AVENUE
55TH FLOOR
NEW YORK
NY
United States

Monday - Friday, 8.30AM TO 5.30PM

Tel: +12125840585, Fax: +12125880289

Websites

www.monedausa.com

Chief Compliance Officer

PAULO EDUARDO DE FREITAS CIRULLI

CHIEF COMPLIANCE OFFICER

18 FORUM LANE, 3RD FLOOR, CAMANA BAY

P.O. BOX 757

GRAND CAYMAN

Cayman Islands

Tel: +1 345 640-4918

P************@*********M

(Full email address available in API data)

Regulatory Contact

ALEJANDRO MUNITA

ASSOCIATE COMPLIANCE

ISIDORA GOYENECHEA 3621, PISO 8

LAS CONDES

SANTIAGO

Chile

Tel: 56229280265

A******@********L

(Full email address available in API data)

Industry Affiliates

MONEDA INTERNATIONAL, INC.

Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners
MONEDA LATIN AMERICAN EQUITIES FUND (DELAWARE), LP	Hedge Fund	$60.0M	$1.0M	4
MONEDA SMALL CAP LATINOAMERICA FEEDER FONDO DE INVERSI�N	Hedge Fund	$31.8M	$0.0M	19

Control Persons

Name	Type	Entity	Title	Since	Ownership
RIVERA, JUAN, LUIS	Individual	–	DIRECTOR	07/2011	< 5%
OLEA, ALEJANDRO, RAUL	Individual	–	DIRECTOR-SECRETARY OF THE BOARD/CEO	07/2011	< 5%
MONEDA II SPA	Foreign Entity	–	OWNER	11/2021	> 75%
CIPRIANI, MARTIN, EUGENIO	Individual	–	CHIEF OPERATING OFFICER OF THE HOLDING COMPANY	01/2015	< 5%
PATRIA INVESTMENTS LTD.	Foreign Entity	MONEDA II SPA	OWNER	11/2021	> 75%
CIRULLI, PAULO, EDUARDO DE FREITAS	Individual	–	CHIEF COMPLIANCE OFFICER	01/2023	< 5%
PALMA, ALFREDO, ANDR�S	Individual	–	COMPLIANCE DIRECTOR	03/2024	< 5%

No. Employees, Historic

RAUM, Historic

No. Clients, Historic

Holdings

From latest 13F, filed November 2nd, 2023 for period ending September 30th, 2023

Name	Class	Value $USD	# Shares	Private Fund
BANCOLOMBIA S A	SPON ADR PREF	6M	220K	–
CONTROLADORA VUELA COMP DE A	SPON ADR RP 10	2M	326K	–
GERDAU SA	SPON ADR REP PFD	3M	663K	–
MERCADOLIBRE INC	COM	6M	5K	–
PETROLEO BRASILEIRO SA PETRO	SPONSORED ADR	12M	777K	–
SOCIEDAD QUIMICA Y MINERA DE	SPON ADR SER B	6M	92K	–
SOUTHERN COPPER CORP	COM	1M	16K	–
TERNIUM SA	SPONSORED ADS	1M	27K	–
VALE S A	SPONSORED ADS	18M	1M	–