TINICUM INCORPORATED

Adviser information for TINICUM INCORPORATED last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	New York, United States

Employees

Total Number of Employees	40
Investment Advisory/Research	30
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	9	$3.8B
Non-Discretionary	0	$0
Total	9	$3.8B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	9	$3.8B
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for pooled investment vehicles
Compensation	% of AUMPERFORMANCE-BASED ALLOCATIONS

Identifiers

SEC RIA File Number	801-74124
SEC ERA File Number	801-74124
SEC CIK Numbers	None
SEC CRD Numbers	157298
Legal Entity Identifier	254900WGPN637FMRBP53

Principal Office

800 THIRD AVENUE
40TH FLOOR
NEW YORK
NY
United States

Monday - Friday, 9:00 AM - 5:00 PM

Tel: 212-446-9300, Fax: 212-750-9264

Websites

www.linkedin.com/company/tinicum www.tinicum.com www.linkedin.com/company/tinicum-enterprises-inc/

Chief Compliance Officer

MATTHEW THOMAS LOMBARDI

CHIEF COMPLIANCE OFFICER

800 THIRD AVENUE

40TH FLOOR

NEW YORK

United States

Tel: 212-446-9300

Fax: 212-750-9264

M********@**********M

(Full email address available in API data)

Industry Affiliates

TINICUM LANTERN II ADD-ON L.L.C.	Sponsor, GP, manager of pooled investment vehicles
TINICUM LANTERN II L.L.C.	Sponsor, GP, manager of pooled investment vehicles
TINICUM LANTERN III L.L.C.	Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
TINICUM SELECT HOLDINGS LLC	Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners
TINICUM CAPITAL PARTNERS II ADD-ON FUND, L.P.	Private Equity Fund	$43.8M	$1.0M	95
TINICUM CAPITAL PARTNERS II ADD-ON PARALLEL FUND, L.P.	Private Equity Fund	$0.2M	$0.0M	12
TINICUM CAPITAL PARTNERS II EXECUTIVE FUND, LLC	Private Equity Fund	$0.9M	$0.0M	6
TINICUM CAPITAL PARTNERS II PARALLEL FUND, L.P.	Private Equity Fund	$0.5M	$0.5M	11
TINICUM CAPITAL PARTNERS II, L.P.	Private Equity Fund	$157.8M	$1.0M	195
TINICUM EMPLOYEES L.P.	Private Equity Fund	$59.2M	$0.0M	34
TINICUM L.P.	Private Equity Fund	$3,143.5M	$1.0M	185
TINICUM PARALLEL L.P.	Private Equity Fund	$23.3M	$0.5M	17
TINICUM TAX EXEMPT L.P.	Private Equity Fund	$409.2M	$1.0M	16

Control Persons

Name	Type	Entity	Title	Since	Ownership
RUTTENBERG, ERIC, MAXIMILLIAN	Individual	–	DIRECTOR, SHAREHOLDER, PRESIDENT, CHIEF OPERATING OFFICER AND MEMBER OF OPERATING COMMITTEE OF REGISTRANT	10/1987	25-50%
RUTTENBERG, KATHERINE, T.	Individual	–	SHAREHOLDER OF REGISTRANT	10/1987	25-50%
RUTTENBERG, HATTIE	Individual	–	DIRECTOR AND SHAREHOLDER OF REGISTRANT	01/1989	25-50%
RUTTENBERG, JOHN, CHARLES	Individual	–	DIRECTOR AND SHAREHOLDER OF REGISTRANT	10/1987	25-50%
HENDON, SETH, MORDECAI	Individual	–	CORPORATE SECRETARY OF REGISTRANT	04/2000	< 5%
LOMBARDI, MATTHEW, THOMAS	Individual	–	CHIEF COMPLIANCE OFFICER	11/2014	< 5%
DAVIDSON, MICHAEL	Individual	–	CHIEF FINANCIAL OFFICER AND MEMBER OF OPERATING COMMITTEE OF REGISTRANT	06/2015	< 5%

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