GREYROCK CAPITAL GROUP
GCG MANAGEMENT, LLC Legal Name
Adviser information for GREYROCK CAPITAL GROUP last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $766.1M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $766.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $766.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-74126 |
|---|---|
| SEC ERA File Number | 801-74126 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156816 |
| Legal Entity Identifier | None |
Principal Office
300 S. WACKER DRIVESUITE 201
CHICAGO
IL
United States
Monday - Friday, 9:00 TO 5:00
Tel: 312-849-0008, Fax: 312-849-0000
Websites
Chief Compliance Officer
JEFFERY BIRCH
VICE PRESIDENT, TREASURER & CFO
300 S. WACKER DRIVE
SUITE 201
CHICAGO
IL
United States
Tel:
312-849-0008
Fax:
312-849-0000
B****@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GCG INVESTORS III, LP | Private Equity Fund | $54.5M | $5.0M | 48 |
| GCG INVESTORS IV, LP | Private Equity Fund | $171.7M | $5.0M | 54 |
| GCG INVESTORS V, LP | Private Equity Fund | $280.5M | $5.0M | 37 |
| GCG INVESTORS VI, LP. | Private Equity Fund | $259.4M | $5.0M | 38 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GREYROCK CAPITAL GROUP, LLC | Domestic Entity | – | OWNER | 06/2002 | > 75% |
| DEMPSEY, STEVEN | Individual | – | PRESIDENT AND MANAGING PARTNER | 12/2019 | < 5% |
| BIRCH, JEFFERY | Individual | – | CHIEF COMPLIANCE OFFICER, TREASURER, CFO, VICE PRESIDENT | 05/2011 | < 5% |
| SNYDER, SAMUEL, J | Individual | – | VICE PRESIDENT AND MANAGING PARTNER | 12/2019 | < 5% |
| KAPNICK, DANIEL | Individual | – | VICE PRESIDENT AND PARTNER | 12/2019 | < 5% |
| SHUFRO, PAUL | Individual | – | VICE PRESIDENT AND MANAGING DIRECTOR | 09/2014 | < 5% |