OLYMPUS CAPITAL HOLDINGS ASIA LLC
Adviser information for OLYMPUS CAPITAL HOLDINGS ASIA LLC last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 34 |
|---|---|
| Investment Advisory/Research | 20 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 23 | $1.6B |
| Non-Discretionary | 0 | $0 |
| Total | 23 | $1.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 23 | $1.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 97 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-74135 |
|---|---|
| SEC ERA File Number | 801-74135 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157522 |
| Legal Entity Identifier | None |
Principal Office
100 SOUTH BEDFORD RDSUITE 340 #305
MOUNT KISCO
NY
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 212-201-8533, Fax: None
Websites
Chief Compliance Officer
THADDEUS LESZCZYNSKI
CHIEF COMPLIANCE OFFICER
100 SOUTH BEDFORD ROAD
SUITE 340 #305
SUITE 340 #305
NY
United States
Tel:
212-397-2524
T***********@*************M
(Full email address available in API data)
Regulatory Contact
JEFFREY E. GLAT
CHIEF FINANCIAL OFFICER
100 SOUTH BEDFORD ROAD
SUITE 340 #305
SUITE 340 #305
NY
United States
Tel:
212-201-8525
J****@*************M
(Full email address available in API data)
Industry Affiliates
| BUFFALO INVESTMENTS HOLDINGS, LTD. | Sponsor, GP, manager of pooled investment vehicles |
| OCA FITT FUND GP SARL | Sponsor, GP, manager of pooled investment vehicles |
| OLYMPUS (SHANGHAI) EQUITY INVESTMENT MANAGEMENT ENTERPRISE, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| OLYMPUS CAPITAL ASIA CREDIT GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| OLYMPUS CAPITAL ASIA III GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| OLYMPUS CAPITAL ASIA V GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| OLYMPUS GREEN CAPITAL PARTNERS II, L. P. | Sponsor, GP, manager of pooled investment vehicles |
| OLYMPUS GREEN CAPITAL PARTNERS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AEP CHINA HYDRO LTD. | Private Equity Fund | $0.0M | $1.0M | 7 |
| ASIA ENVIRONMENTAL PARTNERS (OFFSHORE), L.P. | Private Equity Fund | $16.6M | $5.0M | 10 |
| ASIA ENVIRONMENTAL PARTNERS (PF1), L.P. | Private Equity Fund | $46.1M | $5.0M | 4 |
| ASIA ENVIRONMENTAL PARTNERS II (OFFSHORE), L.P. | Private Equity Fund | $6.1M | $1.0M | 4 |
| ASIA ENVIRONMENTAL PARTNERS II, L.P. | Private Equity Fund | $220.5M | $1.0M | 36 |
| ASIA ENVIRONMENTAL PARTNERS, L.P. | Private Equity Fund | $83.4M | $5.0M | 80 |
| BUFFALO INVESTMENT HOLDINGS, L.P. | Private Equity Fund | $77.0M | $0.1M | 14 |
| OCA III CONTINUATION FUND, L.P. | Private Equity Fund | $420.0M | $5.0M | 58 |
| OLYMPUS ADP HOLDINGS, L.P. | Private Equity Fund | $45.1M | $0.1M | 38 |
| OLYMPUS BOLT HOLDINGS L.P. | Private Equity Fund | $240.1M | $1.0M | 11 |
| OLYMPUS CAPITAL ASIA CREDIT I-B, L. P. | Private Equity Fund | $19.9M | $5.0M | 3 |
| OLYMPUS CAPITAL ASIA III (OFFSHORE), L.P. | Private Equity Fund | $36.1M | $1.0M | 20 |
| OLYMPUS CAPITAL ASIA III (PF1), L.P. | Private Equity Fund | $13.5M | $1.0M | 14 |
| OLYMPUS CAPITAL ASIA III, L.P | Private Equity Fund | $97.1M | $1.0M | 96 |
| OLYMPUS CAPITAL ASIA IV, L.P. | Private Equity Fund | $4.1M | $1.0M | 33 |
| OLYMPUS CAPITAL ASIA V (EXECUTIVE FUND), L.P. | Private Equity Fund | $47.5M | $0.1M | 23 |
| OLYMPUS CAPITAL ASIA V (OFFSHORE), L.P. | Private Equity Fund | $68.1M | $1.0M | 3 |
| OLYMPUS CAPITAL ASIA V, L.P. | Private Equity Fund | $414.6M | $0.1M | 21 |
| OLYMPUS HEAL HOLDINGS, L.P. | Private Equity Fund | $454.4M | $1.0M | 6 |
| OLYMPUS SUMMIT HOLDINGS, LTD. | Private Equity Fund | $22.3M | $1.0M | 2 |
| OLYMPUS THUNDERBIRD HOLDINGS L.P. | Private Equity Fund | $12.7M | $1.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MINTZ, DANIEL, ROBERT | Individual | – | MANAGING DIRECTOR OF REGISTRANT AND CERTAIN RELYING ADVISERS | 03/1997 | < 5% |
| LONG, FREDERICK, JOHNSON | Individual | – | MANAGING DIRECTOR OF REGISTRANT AND CERTAIN RELYING ADVISERS | 03/1997 | < 5% |
| SHEN, DAVID, TAOWEI | Individual | – | REGIONAL MANAGING DIRECTOR OF REGISTRANT AND CERTAIN RELYING ADVISERS | 05/1998 | < 5% |
| LEE, EDAN, KIETCHAI | Individual | – | MANAGING DIRECTOR OF REGISTRANT AND CERTAIN RELYING ADVISERS | 02/1998 | < 5% |
| GLAT, JEFFREY, EDWARD | Individual | – | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER OF REGISTRANT AND RELYING ADVISERS | 11/2002 | < 5% |
| MALIK, GAURAV | Individual | – | MANAGING DIRECTOR OF REGISTRANT AND CERTAIN RELYING ADVISERS | 08/2002 | < 5% |
| OLYMPUS MANAGEMENT, LP | Foreign Entity | – | SHAREHOLDER OF REGISTRANT | 07/2002 | > 75% |
| OLYMPUS MANAGEMENT GP CORP. | Foreign Entity | OLYMPUS MANAGEMENT HOLDINGS, L.P. | GENERAL PARTNER | 11/2007 | |
| OLYMPUS MANAGEMENT HOLDINGS, L.P. | Foreign Entity | OLYMPUS MANAGEMENT, LP | LIMITED PARTNER | 12/2007 | > 75% |
| OC ASIA HOLDINGS, LTD. | Foreign Entity | OLYMPUS CAPITAL ASIA HOLDINGS, L.P. | GENERAL PARTNER | 11/2007 | |
| MINTZ, DANIEL, ROBERT | Individual | OLYMPUS MANAGEMENT HOLDINGS, L.P. | LIMITED PARTNER | 08/1997 | 25-50% |
| MINTZ, DANIEL, ROBERT | Individual | OLYMPUS MANAGEMENT GP CORP. | SHAREHOLDER | 12/2007 | 25-50% |
| OLYMPUS MANAGEMENT LP | Foreign Entity | OLYMPUS MANAGEMENT, LP | LIMITED PARTNER | 11/2007 | > 75% |
| OLYMPUS MANAGEMENT GP CORP. | Foreign Entity | OLYMPUS MANAGEMENT HOLDINGS, L.P. | GENERAL PARTNER | 11/2007 | |
| LESZCZYNSKI, THADDEUS, MARION | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2015 | < 5% |
| KUMAR, SUMIT | Individual | – | MANAGING DIRECTOR | 02/2017 | < 5% |
| SHEN, DAVID, TAOWEI | Individual | OLYMPUS MANAGEMENT HOLDINGS, L.P. | LIMITED PARTNER | 12/2007 | 25-50% |