CORINTHIAN CAPITAL GROUP, LLC
Adviser information for CORINTHIAN CAPITAL GROUP, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $238.8M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $238.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $238.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesSUPERVISION, TRANSACTION, BREAK-UP FEES FROM PORTFOLIO COMPANIES |
Identifiers
| SEC RIA File Number | 801-74138 |
|---|---|
| SEC ERA File Number | 801-74138 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160346 |
| Legal Entity Identifier | None |
Principal Office
366 MADISON AVE.9TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:30 PM
Tel: 212-920-2300, Fax: 212-920-2399
Chief Compliance Officer
LISA A. WALKER
CHIEF COMPLIANCE OFFICER
366 MADISON AVE.
9TH FLOOR
NEW YORK
NY
United States
Tel:
332-262-4992
L**********@************M
(Full email address available in API data)
Regulatory Contact
STEVEN GINDI
CHIEF FINANCIAL OFFICER
366 MADISON AVENUE
9TH FLOOR
NEW YORK
NY
United States
S*****@****************M
(Full email address available in API data)
Industry Affiliates
| CORINTHIAN CAPITAL MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CORINTHIAN EQUITY PARTNERS II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CORINTHIAN EQUITY PARTNERS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CORINTHIAN EQUITY FUND II, L.P. | Private Equity Fund | $200.0M | $5.0M | 42 |
| CORINTHIAN EQUITY FUND, L.P. | Private Equity Fund | $38.8M | $5.0M | 85 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CLAY, CHARLES, KENNETH | Individual | – | FOUNDER & MANAGING PARTNER | 06/2005 | 25-50% |
| VAN RAALTE, PETER, BAIRD | Individual | – | FOUNDER & PARTNER | 06/2005 | 25-50% |
| PUCILLO, ANTHONY, NMN | Individual | – | OPERATING PARTNER | 03/2008 | 10-25% |
| GINDI, STEVEN, MARC | Individual | – | CHIEF FINANCIAL OFFICER | 05/2018 | < 5% |
| WALKER, LISA, ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2022 | < 5% |