PARK WEST ASSET MANAGEMENT LLC

Adviser information for PARK WEST ASSET MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 26
Investment Advisory/Research 14
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 9 $2.5B
Non-Discretionary 0 $0
Total 9 $2.5B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 9 $2.5B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 67

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-74145
SEC ERA File Number 801-74145
SEC CIK Numbers 1386928
SEC CRD Numbers 157660
Legal Entity Identifier 549300NLBGG7GRECUO83

Principal Office

ONE LETTERMAN DRIVE
SUITE C5-900
SAN FRANCISCO
CA
United States
Monday - Friday, 5AM - 4PM
Tel: 415-524-2900, Fax: None

Chief Compliance Officer

MELISSA V. FRAYER
SENIOR LEGAL OFFICER
ONE LETTERMAN DRIVE
SUITE C5-900
SAN FRANCISCO
CA
United States
Tel: (415) 524-2919
Fax: (415) 524-2942
(Full email address available in API data)

Regulatory Contact

GRACE JIMENEZ
CHIEF FINANCIAL OFFICER
ONE LETTERMAN DRIVE
CUITE C5-900
SAN FRANCISCO
CA
United States
Tel: (415) 524-2900
(Full email address available in API data)

Industry Affiliates

PARK WEST BA01 GP LLC Sponsor, GP, manager of pooled investment vehicles
PARK WEST GP LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
PARK WEST BA01 LP SPV $18.6M $0.1M 10
PARK WEST INVESTORS MASTER FUND, LIMITED Hedge Fund $2,222.2M $10.0M 65
PARK WEST PARTNERS INTERNATIONAL, LIMITED Hedge Fund $226.1M $2.0M 65

Control Persons

Name Type Entity Title Since Ownership
PARK, PETER, SANG HUN Individual CHIEF INVESTMENT OFFICER 11/2002 < 5%
JIMENEZ, GRACE, ELEANOR Individual CHIEF FINANCIAL OFFICER 09/2014 < 5%
PARK, PETER, SANG HUN Individual PWAM HOLDINGS, LP LIMITED PARTER 11/2002 > 75%
PWAM HOLDINGS, LP Domestic Entity MEMBER 11/2002 > 75%
FRAYER, MELISSA, VICTORIA Individual CHIEF COMPLIANCE OFFICER/SENIOR LEGAL OFFICER 11/2023 < 5%

No. Employees, Historic

30150201920202021202220232024202518 on 11/13/201920 on 3/30/202021 on 3/31/202125 on 7/30/202125 on 11/29/202128 on 3/31/202230 on 3/30/202330 on 8/21/202330 on 12/5/202326 on 3/29/2024

RAUM, Historic

6B3B020192020202120222023202420253351706000 on 11/13/20194357294000 on 3/30/20204123663000 on 3/31/20214123663000 on 7/30/20214123663000 on 11/29/20215804244000 on 3/31/20222909021000 on 3/30/20232963015000 on 8/21/20232963015000 on 12/5/20232466994000 on 3/29/2024

No. Clients, Historic

105020192020202120222023202420258 on 11/13/20198 on 3/30/20208 on 3/31/20218 on 7/30/20218 on 11/29/20219 on 3/31/20229 on 3/30/20239 on 8/21/20239 on 12/5/20239 on 3/29/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ACV AUCTIONS INC COM CL A 15M 805K
AUTOLIV INC COM 43M 400K
AMEDISYS INC COM 20M 213K
AMAZON COM INC COM 51M 265K
ATMUS FILTRATION TECHNOLOGIE COM 20M 700K
CINEMARK HLDGS INC CALL 22M 1M
CINEMARK HLDGS INC COM 19M 900K
CRH PLC ORD 49M 655K
COMPLETE SOLARIA INC *W EXP 07/31/202 29K 600K
CAESARS ENTERTAINMENT INC NE CALL 20M 500K
CAESARS ENTERTAINMENT INC NE COM 52M 1M
ENPHASE ENERGY INC COM 19M 190K
ENOVIX CORPORATION COM 12M 775K
FERGUSON PLC NEW SHS 10M 51K
FIDELITY NATL INFORMATION SV COM 73M 964K
FLEX LTD CALL 28M 938K
FLEX LTD ORD 35M 1M
FULGENT GENETICS INC COM 16M 833K
FIRST SOLAR INC COM 101M 447K
GEN DIGITAL INC COM 75M 3M
GROUP 1 AUTOMOTIVE INC COM 59M 199K
KIRBY CORP COM 60M 500K
KASPI KZ JSC SPONSORED ADS 15M 116K
LAUREATE EDUCATION INC COMMON STOCK 22M 2M
LENSAR INC COM 4M 973K
META PLATFORMS INC CALL 15M 30K
META PLATFORMS INC CL A 50M 99K
MERIDIANLINK INC COMMON STOCK 22M 1M
ONEMAIN HLDGS INC COM 45M 922K
OPTION CARE HEALTH INC COM NEW 83M 3M
OSCAR HEALTH INC CL A 11M 678K
SUNRUN INC COM 34M 3M
THERAVANCE BIOPHARMA INC COM 14M 2M
TANDEM DIABETES CARE INC COM NEW 27M 671K
TOAST INC CL A 24M 915K
LENDINGTREE INC NEW COM 4M 100K
UBER TECHNOLOGIES INC CALL 2M 30K
UBER TECHNOLOGIES INC COM 34M 465K
UNITEDHEALTH GROUP INC COM 53M 104K
UNIVERSAL TECHNICAL INST INC COM 37M 2M
WAYSTAR HLDG CORP COM 10M 461K
WESCO INTL INC COM 24M 149K
ZILLOW GROUP INC CL C CAP STK 38M 820K