HOUSATONIC PARTNERS
HOUSATONIC MANAGEMENT COMPANY, INC. Legal Name
Adviser information for HOUSATONIC PARTNERS last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $1.4B |
| Non-Discretionary | 0 | $0 |
| Total | 13 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 13 | $1.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMCARRIED INTEREST ALLOCATIONS |
Identifiers
| SEC RIA File Number | 801-74152 |
|---|---|
| SEC ERA File Number | 801-74152 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157618 |
| Legal Entity Identifier | None |
Principal Office
ONE POST STREETSUITE 2600
SAN FRANCISCO
CA
United States
Monday - Friday, 9 AM - 5 PM
Tel: (415) 955-9020, Fax: (415) 955-9053
Chief Compliance Officer
JOSEPH M. NIEHAUS
MANAGING DIRECTOR
ONE POST STREET
SUITE 2600
SAN FRANCISCO
CA
United States
Tel:
(415) 955-9020
Fax:
(415) 955-9053
J*******@*********************M
(Full email address available in API data)
Regulatory Contact
JILL A. RAIMONDI
CHIEF FINANCIAL OFFICER
ONE POST STREET
SUITE 2600
SAN FRANCISCO
CA
United States
Tel:
(415) 955-9020
Fax:
(415) 955-9053
J********@*********************M
(Full email address available in API data)
Industry Affiliates
| HOUSATONIC CF II GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| HOUSATONIC EQUITY PARTNERS II LLC | Sponsor, GP, manager of pooled investment vehicles |
| HOUSATONIC EQUITY PARTNERS IV LLC | Sponsor, GP, manager of pooled investment vehicles |
| HOUSATONIC EQUITY PARTNERS SBIC LLC | Sponsor, GP, manager of pooled investment vehicles |
| HOUSATONIC EQUITY PARTNERS V LLC | Sponsor, GP, manager of pooled investment vehicles |
| HOUSATONIC EQUITY PARTNERS VI, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HOUSATONIC EQUITY PARTNERS VII, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HOUSATONIC IV CF GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| HOUSATONIC PARTNERS MANAGEMENT CO., INC. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HOUSATONIC CF II, L.P. | Private Equity Fund | $21.1M | $5.0M | 41 |
| HOUSATONIC EQUITY AFFILIATES IV L.P. | Private Equity Fund | $4.7M | $0.3M | 13 |
| HOUSATONIC EQUITY AFFILIATES V L.P. | Private Equity Fund | $8.2M | $0.3M | 10 |
| HOUSATONIC EQUITY AFFILIATES VI L.P. | Private Equity Fund | $27.8M | $0.5M | 21 |
| HOUSATONIC EQUITY AFFILIATES VII, LP | Private Equity Fund | $34.9M | $0.5M | 39 |
| HOUSATONIC EQUITY INVESTORS II L.P. | Private Equity Fund | $1.3M | $0.5M | 66 |
| HOUSATONIC EQUITY INVESTORS IIA L.P. | Private Equity Fund | $1.8M | $0.5M | 73 |
| HOUSATONIC EQUITY INVESTORS IV L.P. | Private Equity Fund | $95.6M | $0.3M | 95 |
| HOUSATONIC EQUITY INVESTORS SBIC L.P. | Private Equity Fund | $0.0M | $0.0M | 2 |
| HOUSATONIC EQUITY INVESTORS V L.P. | Private Equity Fund | $272.4M | $5.0M | 90 |
| HOUSATONIC EQUITY INVESTORS VI, L.P. | Private Equity Fund | $579.8M | $5.0M | 50 |
| HOUSATONIC EQUITY INVESTORS VII, LP | Private Equity Fund | $247.0M | $5.0M | 54 |
| HOUSATONIC IV CF, L.P. | Private Equity Fund | $74.0M | $5.0M | 36 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JACKSON, MICHAEL, CHARLES | Individual | – | SPECIAL LIMITED PARTNER | 01/1994 | 10-25% |
| NIEHAUS, JOSEPH, M. (MI ONLY) | Individual | – | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | 05/2001 | 10-25% |
| REYNOLDS, BARRY, D. (MI ONLY) | Individual | – | MANAGING DIRECTOR | 03/1998 | 10-25% |
| WASDWORTH, ELIOT, (NMN) | Individual | – | SPECIAL LIMITED PARTNER | 01/1994 | 10-25% |
| RAIMONDI, JILL, A. (MI ONLY) | Individual | – | CHIEF FINANCIAL OFFICER | 09/1999 | < 5% |
| THE H. IRVING GROUSBECK REVOCABLE TRUST | Domestic Entity | – | MEMBER | 12/1995 | 10-25% |
| HILDERBRAND, MARK, G. (MI ONLY) | Individual | – | MANAGING DIRECTOR | 09/2006 | < 5% |
| GROUSBECK, H., IRVING | Individual | – | TRUSTEE OF THE H. IRVING GROUSBECK REVOCABLE TRUST | 12/1995 | 10-25% |