ALTERNATIVE INVESTMENT MANAGEMENT, LLC
Adviser information for ALTERNATIVE INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 21 | $1.5B |
| Non-Discretionary | 0 | $0 |
| Total | 21 | $1.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 20 | $1.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 1 | $326.8M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 10 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-74165 |
|---|---|
| SEC ERA File Number | 801-74165 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158028 |
| Legal Entity Identifier | None |
Principal Office
757 THIRD AVE12TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (212) 557-6191, Fax: (646) 224-8113
Chief Compliance Officer
PETER BROWN
PARTNER, CHIEF COMPLIANCE OFFICER
757 THIRD AVENUE
12TH FLOOR
NEW YORK
NY
United States
Tel:
2125576191
Fax:
(646) 224-8945
P****@********M
(Full email address available in API data)
Industry Affiliates
| AIM13-CV PARTNERS SPV I (SM), LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| AIM13-CV PARTNERS SPV II (SM), LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| THIRTEEN CAPITAL ASSOCIATES, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| THIRTEEN CAPITAL PRIVATE EQUITY ASSOCIATES 2008, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| THIRTEEN CAPITAL PRIVATE EQUITY ASSOCIATES, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| THIRTEEN PARTNERS PRIVATE EQUITY 3 GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| THIRTEEN PARTNERS PRIVATE EQUITY 4 GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| THIRTEEN PARTNERS PRIVATE EQUITY 5 GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| THIRTEEN PARTNERS PRIVATE EQUITY 6 GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| THIRTEEN PARTNERS PRIVATE EQUITY 7 GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| THIRTEEN PARTNERS PRIVATE EQUITY 8 GP LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| THIRTEEN PARTNERS PRIVATE EQUITY 9 GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AIM13-CVP PARTNERS SPV I, LLC | Private Equity Fund | $4.3M | $0.1M | 25 |
| AIM13-CVP PARTNERS SPV II, LLC | Private Equity Fund | $2.0M | $0.1M | 37 |
| HAR INVESTORS 2, LLC | Hedge Fund | $33.8M | $0.1M | 35 |
| HAR INVESTORS, LLC | Hedge Fund | $44.7M | $1.0M | 37 |
| REBEL INDUSTRIES, LLC | Hedge Fund | $280.2M | $1.0M | 163 |
| THIRTEEN PARTNERS CONCENTRATED 4, LLC | Hedge Fund | $117.2M | $0.1M | 44 |
| THIRTEEN PARTNERS CONCENTRATED, LTD. | Hedge Fund | $21.2M | $0.1M | 25 |
| THIRTEEN PARTNERS OFFSHORE, LTD. | Hedge Fund | $120.9M | $1.0M | 73 |
| THIRTEEN PARTNERS PRIVATE EQUITY 3, L.P. | Private Equity Fund | $45.5M | $0.3M | 59 |
| THIRTEEN PARTNERS PRIVATE EQUITY 4, L.P. | Private Equity Fund | $67.2M | $0.1M | 91 |
| THIRTEEN PARTNERS PRIVATE EQUITY 5, L.P. | Private Equity Fund | $72.8M | $0.1M | 73 |
| THIRTEEN PARTNERS PRIVATE EQUITY 6, L.P. | Private Equity Fund | $45.3M | $0.1M | 81 |
| THIRTEEN PARTNERS PRIVATE EQUITY 7, L.P. | Private Equity Fund | $35.4M | $0.1M | 68 |
| THIRTEEN PARTNERS PRIVATE EQUITY 8, L.P. | Private Equity Fund | $34.5M | $0.1M | 68 |
| THIRTEEN PARTNERS PRIVATE EQUITY 9, L.P. | Private Equity Fund | $33.5M | $0.1M | 73 |
| THIRTEEN PARTNERS PRIVATE EQUITY 2008, L.P. | Private Equity Fund | $15.3M | $1.0M | 65 |
| THIRTEEN PARTNERS PRIVATE EQUITY A, LLC | Private Equity Fund | $55.1M | $0.3M | 1 |
| THIRTEEN PARTNERS PRIVATE EQUITY, L.P. | Private Equity Fund | $3.4M | $1.0M | 58 |
| THIRTEEN PARTNERS, LP | Hedge Fund | $103.3M | $1.0M | 46 |
| TLM PARTNERS, L.P. | Private Equity Fund | $0.7M | $0.0M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JONATHAN M HARRIS REVOCABLE TRUST U/A 12/18/02 | Domestic Entity | – | MEMBER | 12/2002 | > 75% |
| HARRIS, JONATHAN | Individual | – | CHIEF EXECUTIVE OFFICER, PARTNER, MANAGER, AND TRUSTEE - JONATHAN M HARRIS REVOCABLE TRUST U/A 12/18/02 | 12/2002 | < 5% |
| HARRIS, JONATHAN | Individual | JONATHAN M HARRIS REVOCABLE TRUST U/A 12/18/02 | TRUSTEE | 12/2002 | |
| MOORE, DAVID, LEWIS | Individual | – | MANAGER | 01/2007 | < 5% |
| BROWN, PETER, MURPHY | Individual | – | PARTNER, CHIEF COMPLIANCE OFFICER | 02/2014 | < 5% |
| YU, SUSAN, MAYS | Individual | – | PARTNER | 01/2014 | < 5% |
| CANTOR, DIANA, FINE | Individual | – | PARTNER, MANAGER | 01/2013 | < 5% |
| VILLHAUER, PHILLIPP | Individual | – | PARTNER | 05/2022 | < 5% |