MARLIN EQUITY PARTNERS
MARLIN MANAGEMENT COMPANY, LLC Legal Name
Adviser information for MARLIN EQUITY PARTNERS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 75 |
|---|---|
| Investment Advisory/Research | 61 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 28 | $8.6B |
| Non-Discretionary | 0 | $0 |
| Total | 28 | $8.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 29 | $8.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 59 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
1301 MANHATTAN AVENUEHERMOSA BEACH
CA
United States
Monday - Friday, 8:30-5:30
Tel: 310-364-0100, Fax: 310-364-0110
Chief Compliance Officer
DAVID CORREA
CHIEF FINANCIAL OFFICER
1301 MANHATTAN AVENUE
HERMOSA BEACH
CA
United States
Tel:
310-364-0100
Fax:
310-364-0110
D******@***************M
(Full email address available in API data)
Regulatory Contact
SONYA HUSS
VICE PRESIDENT OF COMPLIANCE
1301 MANHATTAN AVENUE
HERMOSA BEACH
CA
United States
Tel:
310-744-6770
S****@***************M
(Full email address available in API data)
Industry Affiliates
| MARLIN CREDIT OPPORTUNITIES GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MARLIN EQUITY PARTNERS II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MARLIN EQUITY PARTNERS III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MARLIN EQUITY PARTNERS IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MARLIN EQUITY PARTNERS LIMITED | Other investment adviser, including financial planners |
| MARLIN EQUITY PARTNERS SAS | Other investment adviser, including financial planners |
| MARLIN EQUITY PARTNERS V, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MARLIN HERITAGE CAYMAN AIV GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MARLIN HERITAGE EUROPE III GP, S.AR.L. | Sponsor, GP, manager of pooled investment vehicles |
| MARLIN HERITAGE EUROPE PARTNERS II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MARLIN HERITAGE EUROPE PARTNERS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MARLIN HERITAGE PARTNERS II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MARLIN HERITAGE PARTNERS III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MARLIN HERITAGE PARTNERS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MARLIN IV CAYMAN AIV GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MARLIN STRATEGIC OPPORTUNITIES PARTNERS I, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MARLIN ULTIMATE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MARLIN CREDIT OPPORTUNITIES FUND, L.P. | Private Equity Fund | $286.0M | $5.0M | 7 |
| MARLIN EQUITY II, L.P. | Private Equity Fund | $99.3M | $10.0M | 24 |
| MARLIN EQUITY III, L.P. | Private Equity Fund | $17.8M | $10.0M | 73 |
| MARLIN EQUITY IV AIV, L.P. | Private Equity Fund | $0.1M | $10.0M | 71 |
| MARLIN EQUITY IV, L.P. | Private Equity Fund | $490.0M | $10.0M | 108 |
| MARLIN EQUITY V-A, L.P. | Private Equity Fund | $1,310.4M | $10.0M | 60 |
| MARLIN EQUITY V, L.P. | Private Equity Fund | $2,228.3M | $10.0M | 75 |
| MARLIN EXECUTIVE FUND II, L.P. | Private Equity Fund | $0.5M | $0.3M | 6 |
| MARLIN EXECUTIVE FUND III, L.P. | Private Equity Fund | $0.0M | $0.3M | 6 |
| MARLIN EXECUTIVE FUND IV, L.P. | Private Equity Fund | $2.6M | $0.3M | 24 |
| MARLIN EXECUTIVE FUND V, L.P. | Private Equity Fund | $6.1M | $0.1M | 21 |
| MARLIN HERITAGE CAYMAN AIV, L.P. | Private Equity Fund | $51.7M | $5.0M | 60 |
| MARLIN HERITAGE EUROPE EXECUTIVE FUND, L.P. | Private Equity Fund | $9.3M | $0.3M | 2 |
| MARLIN HERITAGE EUROPE II EXECUTIVE FUND, L.P. | Private Equity Fund | $34.5M | $0.1M | 35 |
| MARLIN HERITAGE EUROPE II, L.P. | Private Equity Fund | $947.4M | $11.0M | 49 |
| MARLIN HERITAGE EUROPE, L.P. | Private Equity Fund | $570.0M | $5.5M | 34 |
| MARLIN HERITAGE EXECUTIVE FUND, L.P. | Private Equity Fund | $0.8M | $0.3M | 0 |
| MARLIN HERITAGE II EXECUTIVE FUND, L.P. | Private Equity Fund | $2.1M | $0.1M | 21 |
| MARLIN HERITAGE II-A, L.P. | Private Equity Fund | $235.1M | $10.0M | 48 |
| MARLIN HERITAGE II, L.P. | Private Equity Fund | $630.8M | $10.0M | 66 |
| MARLIN HERITAGE III-A, L.P. | Private Equity Fund | $113.0M | $10.0M | 12 |
| MARLIN HERITAGE III, L.P. | Private Equity Fund | $278.6M | $10.0M | 17 |
| MARLIN HERITAGE, L.P. | Private Equity Fund | $88.1M | $5.0M | 60 |
| MARLIN IV CAYMAN AIV, L.P. | Private Equity Fund | $218.1M | $10.0M | 108 |
| MARLIN MONARCH EXECUTIVE FUND V, L.P. | Private Equity Fund | $56.9M | $0.3M | 2 |
| MARLIN MONARCH HERITAGE II EXECUTIVE FUND, L.P. | Private Equity Fund | $8.8M | $0.3M | 2 |
| MARLIN STRATEGIC OPPORTUNITIES FUND I, L.P. | Private Equity Fund | $569.8M | $0.2M | 10 |
| MARLIN-STARK PARTNERS, L.P. | Private Equity Fund | $51.1M | $10.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCGOVERN, DAVID, MICHAEL | Individual | MCGOVERN FAMILY TRUST | TRUSTEE | 04/2004 | |
| MCGOVERN, CORINA | Individual | MCGOVERN FAMILY TRUST | TRUSTEE | 04/2004 | |
| MARLIN HOLDINGS, L.P. | Foreign Entity | – | MEMBER | 05/2019 | > 75% |
| MCGOVERN, DAVID, MICHAEL | Individual | – | MANAGER | 06/2005 | < 5% |
| MARLIN FEEDER, L.P. | Foreign Entity | MARLIN HOLDINGS, L.P. | LIMITED PARTNER | 05/2019 | > 75% |
| MARLIN HOLDINGS GP, LLC | Domestic Entity | MARLIN HOLDINGS, L.P. | GENERAL PARTNER | 05/2019 | |
| MCGOVERN FAMILY TRUST | Domestic Entity | MARLIN FEEDER, L.P. | LIMITED PARTNER | 05/2019 | 25-50% |
| MARLIN HOLDINGS GP, LLC | Domestic Entity | MARLIN FEEDER, L.P. | GENERAL PARTNER | 05/2019 | |
| MCGOVERN, DAVID, MICHAEL | Individual | MARLIN HOLDINGS GP, LLC | MANAGING MEMBER | 04/2019 | 50-75% |
| MCGOVERN FAMILY TRUST | Domestic Entity | MARLIN HOLDINGS GP, LLC | MEMBER | 04/2019 | 50-75% |
| Correa, David, Alberto | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | 02/2021 | < 5% |