CENTERFIELD CAPITAL PARTNERS
CENTERFIELD MANAGEMENT III, INC Legal Name
Adviser information for CENTERFIELD CAPITAL PARTNERS last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $144.1M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $144.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $144.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-74187 |
|---|---|
| SEC ERA File Number | 801-74187 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161504 |
| Legal Entity Identifier | None |
Principal Office
10 W. MARKET STREET, SUITE 3000INDIANAPOLIS
IN
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 317-237-2323, Fax: 317-237-2325
Chief Compliance Officer
TYLER R. HAMACHER
CHIEF FINANCIAL OFFICER
10 W. MARKET STREET, SUITE 3000
INDIANAPOLIS
IN
United States
Tel:
317-829-3706
Fax:
317-237-2325
T****@*********************M
(Full email address available in API data)
Industry Affiliates
| CCP III-SBIC, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CCP IV-SBIC, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CENTERFIELD CAPITAL PARTNERS | Other investment adviser, including financial planners |
| CENTERFIELD CAPITAL PARTNERS | Other investment adviser, including financial planners |
| CENTERFIELD CAPITAL PARTNERS II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CENTERFIELD CAPITAL PARTNERS III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CENTERFIELD CAPITAL PARTNERS IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CENTERFIELD CAPITAL PARTNERS V, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CCP II-A, L.P. | Private Equity Fund | $0.0M | $0.5M | 1 |
| CCP III-A, L.P. | Private Equity Fund | $9.3M | $1.0M | 3 |
| CENTERFIELD CAPITAL PARTNERS II, L.P. | Private Equity Fund | $0.1M | $0.5M | 52 |
| CENTERFIELD CAPITAL PARTNERS III, L.P. | Private Equity Fund | $50.5M | $1.0M | 44 |
| CENTERFIELD CAPITAL PARTNERS IV, L.P. | Private Equity Fund | $39.8M | $1.0M | 7 |
| CENTERFIELD CAPITAL PARTNERS V, L.P. | Private Equity Fund | $8.1M | $1.0M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HIATT, THOMAS, ANDREW | Individual | – | FOUNDING PARTNER, RETIRED | 06/2000 | 10-25% |
| LUTZKE, DAVID, SCOTT | Individual | – | FOUNDING PARTNER, RETIRED | 06/2000 | 10-25% |
| HOOK, MATTHEW, CAROLL | Individual | – | PARTNER, RETIRED | 07/2002 | 10-25% |
| ABBASI, AHMAD, FARAZ | Individual | – | PARTNER, PRESIDENT | 01/2007 | 10-25% |
| MILLER, MICHAEL, A. | Individual | – | PARTNER, TREASURER | 04/2007 | 5-10% |
| HOLLIS, MARK, AARON | Individual | – | PARTNER, SECRETARY | 04/2007 | 5-10% |
| HAMACHER, TYLER, RISNER | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | 08/2021 | < 5% |