SAINTS CAPITAL
SAINTS CAPITAL SERVICES, LLC Legal Name
Adviser information for SAINTS CAPITAL last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $218.5M |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $218.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $218.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMFixed feesTRANSACTION FEES |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-74208 |
|---|---|
| SEC ERA File Number | 801-74208 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161723 |
| Legal Entity Identifier | None |
Principal Office
1580 N LOGAN STREETSTE 660, PMB 29471
DENVER
CO
United States
Monday - Friday, 8:30AM TO 5:30PM
Tel: 415-773-2080, Fax: None
Chief Compliance Officer
ROBERT KEPPLER
CFO
1580 N LOGAN STREET
STE 660, PMB 29471
DENVER
CO
United States
Tel:
303-594-8029
B**@****************M
(Full email address available in API data)
Industry Affiliates
| CANAAN EXTEND FUND, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SAINTS ADVISORS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SAINTS CAPITAL DAKOTA, LLC | Other investment adviser, including financial planners |
| SAINTS CAPITAL EVEREST, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SAINTS CAPITAL GRANITE, LLC | Other investment adviser, including financial planners |
| SAINTS CAPITAL VI, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SAINTS VENTURES II, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SCMV, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CANAAN EXTEND FUND, L.P. | Venture Capital Fund | $11.4M | $0.3M | 17 |
| LCP EXTENSION FUND, LLC | Venture Capital Fund | $24.2M | $0.0M | 10 |
| SAINTS CAPITAL EVEREST L.P. | Venture Capital Fund | $3.2M | $8.0M | 5 |
| SAINTS CAPITAL MASTER - SERIES | Venture Capital Fund | $4.2M | $0.0M | 13 |
| SAINTS CAPITAL MEDIA VENTURES, L.P. | Venture Capital Fund | $16.8M | $1.0M | 6 |
| SAINTS CAPITAL VI, L.P. | Venture Capital Fund | $26.9M | $0.3M | 19 |
| SAINTS GIGATRUST, LLC | Venture Capital Fund | $0.1M | $1.3M | 4 |
| SAINTS VENTURES GENERATION, LLC | Venture Capital Fund | $28.6M | $2.4M | 4 |
| SAINTS VENTURES II, L.P. | Venture Capital Fund | $102.9M | $0.0M | 46 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SAWYER, KENNETH, BENSON | Individual | – | MANAGING DIRECTOR | 06/2000 | 50-75% |
| QUINLIVAN, DAVID, PAUL | Individual | – | MANAGING DIRECTOR | 06/2000 | 50-75% |
| KEPPLER, ROBERT, WILLIAM | Individual | – | CFO AND CCO | 11/2007 | < 5% |