CHI-RHO FINANCIAL, LLC
Adviser information for CHI-RHO FINANCIAL, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $981.2M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $981.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $16.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $965.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-74211 |
|---|---|
| SEC ERA File Number | 801-74211 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 138947 |
| Legal Entity Identifier | 254900AA7HPG40T1FW69 |
Principal Office
3500 LENOX ROADSUITE 820
ATLANTA
GA
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 678-731-0032, Fax: None
Chief Compliance Officer
MARVIN BARGE
CCO
3500 LENOX ROAD
SUITE 820
ATLANTA
GA
United States
Tel:
678-731-0032
M*****@************M
(Full email address available in API data)
Regulatory Contact
JASON BUSER
CFO
3500 LENOX ROAD
SUITE 820
ATLANTA
GA
United States
Tel:
678-731-0032
J****@************M
(Full email address available in API data)
Industry Affiliates
| JOSEPH B HURLEY IV | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CHI-RHO MULTI-STRATEGY MASTER FUND, LTD. | Hedge Fund | $324.8M | $1.0M | 76 |
| DUNWOODY PARTNERS, L.P. | Hedge Fund | $166.0M | $0.3M | 102 |
| PIEDMONT PARTNERS OFFSHORE, L.P. | Hedge Fund | $105.4M | $0.3M | 78 |
| PIEDMONT PARTNERS, L.P. | Hedge Fund | $339.3M | $0.3M | 181 |
| STONE MOUNTAIN PARTNERS, LTD | Hedge Fund | $29.4M | $0.1M | 50 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HURLEY, JOSEPH, BOYD | Individual | – | MANAGING MEMBER, PRESIDENT, CHIEF INVESTMENT OFFICER | 01/2000 | > 75% |
| BARGE, MARVIN, HARRIS | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2017 | < 5% |
| HURLEY, PETER, BRADFORD | Individual | – | DIRECTOR OF INVESTMENTS | 01/2020 | < 5% |
| BUSER, JASON, MICHAEL | Individual | – | CHIEF FINANCIAL OFFICER | 01/2022 | < 5% |