RLH EQUITY PARTNERS
RIORDAN, LEWIS & HADEN, INC Legal Name
Adviser information for RLH EQUITY PARTNERS last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $1.1B |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $1.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
10900 WILSHIRE BLVDSTE 850
LOS ANGELES
CA
United States
Monday - Friday, 8:30AM-5:00PM
Tel: 310-405-7200, Fax: 310-405-7222
Chief Compliance Officer
RAULIN VILLEGAS
CHIEF COMPLIANCE OFFICER
10900 WILSHIRE BLVD
STE 850
LOS ANGELES
CA
United States
Tel:
714-403-7629
R************@************M
(Full email address available in API data)
Regulatory Contact
ADAM FRANKINBURGER
CFO
18300 VON KARMAN AVENUE
SUITE 730
IRVINE
CA
United States
Tel:
949-428-2200
Fax:
949-428-2210
A*@************M
(Full email address available in API data)
Industry Affiliates
| RIORDAN, LEWIS & HADEN II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RIORDAN, LEWIS & HADEN III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RIORDAN, LEWIS & HADEN IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AHC COINVEST, L.P. | Private Equity Fund | $93.7M | $10.0M | 12 |
| COI COINVEST R-CCC, L.P. | Private Equity Fund | $17.4M | $10.0M | 7 |
| ERS COINVEST R-CCC, LP | Private Equity Fund | $14.0M | $10.0M | 2 |
| ERS COINVEST R-ILU, LP | Private Equity Fund | $1.9M | $10.0M | 2 |
| ERS COINVEST RC, LP | Private Equity Fund | $4.4M | $10.0M | 2 |
| RLH III - RJR MS, LP | Private Equity Fund | $12.2M | $10.0M | 2 |
| RLH INVESTORS III, LP | Private Equity Fund | $166.8M | $5.0M | 51 |
| RLH INVESTORS IV, LP | Private Equity Fund | $737.3M | $10.0M | 50 |
| RLH IV - RJR MS, LP | Private Equity Fund | $22.3M | $10.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GLOUCHEVITCH, MICHEL | Individual | – | VP | 08/2010 | 25-50% |
| LEWIS, JOHN, CHRISTOPHER | Individual | – | CHAIRMAN | 01/2000 | 25-50% |
| RUDIN, MURRAY, EDWARD | Individual | – | VP | 01/2000 | 25-50% |
| FRANKINBURGER, ADAM, LEE | Individual | – | CFO | 12/2014 | < 5% |
| RODIN, ROBERT | Individual | – | CEO | 01/2016 | 5-10% |
| CANTRELL, KEVIN, DAVID | Individual | – | MANAGING DIRECTOR | 01/2016 | < 5% |
| VILLEGAS, RAULIN, KEITH | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2022 | < 5% |
| GARTNER, MARK, PETER | Individual | – | MANAGING DIRECTOR | 06/2023 | < 5% |