ALCENTRA LIMITED
Adviser information for ALCENTRA LIMITED last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 163 |
|---|---|
| Investment Advisory/Research | 55 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 47 | $20.2B |
| Non-Discretionary | 2 | $206.2M |
| Total | 49 | $20.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $530.3M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 47 | $19.3B |
| Pension and profit sharing plans | <5 | $571.9M |
| Charitable organizations | <5 | $1.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 96 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
78 CANNON STREETLONDON
United Kingdom
Monday - Friday, 9AM TO 5PM
Tel: 02033983200, Fax: None
Chief Compliance Officer
JAMES ALGAR
78 CANNON STREET
LONDON
United Kingdom
Tel:
02033983279
J**********@***********M
(Full email address available in API data)
Industry Affiliates
| ALCENTRA EDL IV GP S�RL | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ALCENTRA EUROPEAN DLF GP LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ALCENTRA JERSEY GP LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ALCENTRA MF II GP LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ALCENTRA NY, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ALCENTRA S.�.R.L | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ALCENTRA SCF III GP S.A.R.L. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ALCENTRA UK DLF GP LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BENEFIT STREET PARTNERS L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BSP CLO MANAGEMENT LLC | Other investment adviser, including financial planners |
| CLAREANT EDL (LEVERED) II GP SARL | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CLAREANT EDL (LEVERED) III GP SARL | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CLAREANT EDL II GP SARL | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CLAREANT EDL III GP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CLAREANT EDL III GP SARL | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CLAREANT SCF GP SARL | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| FRANKLIN BSP CAPITAL ADVISER LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALCENTRA EDL III AIV LP | Hedge Fund | $43.3M | $5.0M | 45 |
| ALCENTRA EUROPEAN CREDIT OPPORTUNITIES FUND III SCSP | Hedge Fund | $994.2M | $5.0M | 17 |
| ALCENTRA EUROPEAN DIRECT LENDING (LEVERED) FUND II (HOLDING) SCSP | Private Equity Fund | $456.2M | $5.0M | 45 |
| ALCENTRA EUROPEAN DIRECT LENDING (LEVERED) FUND III (HOLDING) SCSP | Hedge Fund | $1,012.7M | $5.0M | 14 |
| ALCENTRA EUROPEAN DIRECT LENDING FUND II (HOLDING) SCSP | Hedge Fund | $897.7M | $5.0M | 71 |
| ALCENTRA EUROPEAN DIRECT LENDING FUND III (HOLDING) SCSP | Hedge Fund | $2,461.6M | $5.0M | 56 |
| ALCENTRA EUROPEAN DIRECT LENDING FUND IV (HOLDING) SCSP | Hedge Fund | $661.6M | $5.0M | 25 |
| ALCENTRA EUROPEAN DIRECT LENDING FUND NO.1 LIMITED PARTNER | Hedge Fund | $47.5M | $5.0M | 51 |
| ALCENTRA FUND S.C.A. SICAV-SIF - ALCENTRA EUROPEAN LOAN FUND | Hedge Fund | $2,754.1M | $0.1M | 77 |
| ALCENTRA FUND S.C.A. SICAV-SIF - ALCENTRA GLOBAL MULTI-CREDIT SOLUTION FUND | OTHER PRIVATE FUND | $84.4M | $0.1M | 7 |
| ALCENTRA FUND S.C.A. SICAV-SIF - ALCENTRA GLOBAL SPECIAL SITUATIONS FUND | Hedge Fund | $13.8M | $1.0M | 29 |
| ALCENTRA FUND S.C.A. SICAV-SIF - ALCENTRA STRUCTURED CREDIT OPPORTUNITY FUND II | Hedge Fund | $222.4M | $0.1M | 54 |
| ALCENTRA STRATEGIC CREDIT FUND (HOLDING) SCSP | Hedge Fund | $471.5M | $10.0M | 46 |
| ALCENTRA STRATEGIC CREDIT FUND II (HOLDING) SCSP | Hedge Fund | $574.2M | $5.0M | 14 |
| ALCENTRA STRATEGIC CREDIT FUND III (HOLDING) SCSP | Hedge Fund | $71.8M | $5.0M | 5 |
| ALEXANDER SERIES TRUST - ALCENTRA MULTI STRATEGY EUROPEAN CREDIT FUND | Hedge Fund | $28.8M | $1.0M | 13 |
| CLAREANT MEZZANINE FUND II (NO.1) LIMITED PARTNERSHIP | Private Equity Fund | $10.2M | $5.0M | 10 |
| CLAREANT MEZZANINE NO.1 FUND LIMITED PARTNERSHIP | Private Equity Fund | $9.1M | $5.0M | 11 |
| ECOF II SV SARL | Hedge Fund | $216.5M | $5.0M | 17 |
| JUBILEE CLO 2013-X D.A.C. | Securitized Asset Fund | $425.8M | $0.1M | 0 |
| JUBILEE CLO 2014-XI D.A.C. | Securitized Asset Fund | $424.2M | $0.1M | 0 |
| JUBILEE CLO 2014-XII D.A.C. | Securitized Asset Fund | $520.2M | $0.1M | 0 |
| JUBILEE CLO 2014-XIV D.A.C. | Securitized Asset Fund | $0.4M | $0.1M | 0 |
| JUBILEE CLO 2015-XV D.A.C. | Securitized Asset Fund | $0.4M | $0.1M | 0 |
| JUBILEE CLO 2015-XVI D.A.C. | Securitized Asset Fund | $172.6M | $0.1M | 0 |
| JUBILEE CLO 2016-XVII D.A.C. | Securitized Asset Fund | $440.4M | $0.1M | 0 |
| JUBILEE CLO 2017-XIX D.A.C. | Securitized Asset Fund | $486.4M | $0.1M | 0 |
| JUBILEE CLO 2017-XVIII D.A.C. | Securitized Asset Fund | $0.1M | $0.1M | 0 |
| JUBILEE CLO 2018-XX D.A.C. | Securitized Asset Fund | $443.9M | $0.1M | 0 |
| JUBILEE CLO 2018-XXI D.A.C. | Securitized Asset Fund | $445.4M | $0.1M | 0 |
| JUBILEE CLO 2019-XXII D.A.C. | Securitized Asset Fund | $446.7M | $0.1M | 0 |
| JUBILEE CLO 2019-XXIII D.A.C. | Securitized Asset Fund | $447.8M | $0.1M | 0 |
| JUBILEE CLO 2020-XXIV D.A.C. | Securitized Asset Fund | $334.5M | $0.1M | 0 |
| JUBILEE CLO 2021-XXV D.A.C. | Securitized Asset Fund | $444.8M | $0.1M | 0 |
| JUBILEE CLO 2022-XXVI D.A.C. | Securitized Asset Fund | $442.9M | $0.1M | 0 |
| JUBILEE CLO 2023-XXVII D.A.C. | Securitized Asset Fund | $443.1M | $0.1M | 0 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALGAR, JAMES, RONALD | Individual | – | CHIEF COMPLIANCE OFFICER, EXECUTIVE COMMITTEE | 02/2009 | < 5% |
| ALCENTRA ASSET MANAGEMENT LIMITED | Foreign Entity | – | SHAREHOLDER | 01/2006 | > 75% |
| BNY ALCENTRA GROUP HOLDINGS INC | Domestic Entity | ALCENTRA INVESTMENTS LIMITED | SHAREHOLDER | 01/2006 | > 75% |
| FORD, DAVID, IAN | Individual | – | NON-EXECUTIVE DIRECTOR | 09/2019 | < 5% |
| ALCENTRA INVESTMENTS LIMITED | Foreign Entity | ALCENTRA ASSET MANAGEMENT LIMITED | SHAREHOLDER | 11/2015 | > 75% |
| FRANKLIN RESOURCES INC. | Domestic Entity | BNY ALCENTRA GROUP HOLDINGS INC | SHAREHOLDER | 11/2022 | > 75% |
| MCMILLAN, ALEXANDER, HOWE | Individual | – | NON-EXECUTIVE DIRECTOR | 11/2022 | < 5% |
| Bradkin, Brandon, Freeman Randolph | Individual | – | EXECUTIVE CHAIRMAN | 09/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed November 14th, 2023 for period ending September 30th, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| SKILLSOFT CORP | CL A | 566K | 502K | – |