CAPITALSPRING
CSFC MANAGEMENT COMPANY, LLC Legal Name
Adviser information for CAPITALSPRING last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 33 |
|---|---|
| Investment Advisory/Research | 21 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 17 | $2.5B |
| Non-Discretionary | 0 | $0 |
| Total | 17 | $2.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 15 | $2.2B |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $37.5M |
| State or municipal gov entities | <5 | $265.0M |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | <5 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 18 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-74234 |
|---|---|
| SEC ERA File Number | 801-74234 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161372 |
| Legal Entity Identifier | None |
Principal Office
3100 WEST END AVENUESUITE 940
NASHVILLE
TN
United States
Monday - Friday, 9:00 A.M - 6:00 P.M.
Tel: 212-981-0140, Fax: 212-981-0159
Chief Compliance Officer
T.A. MCKINNEY
CCO AND GENERAL COUNSEL
261 MADISON AVENUE
9TH FLOOR
NEW YORK
NY
United States
Tel:
212-981-0152
Fax:
212-981-0159
T********@****************M
(Full email address available in API data)
Industry Affiliates
| CAPITALSPRING FINANCE COMPANY, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CAPITALSPRING SBIC GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CAPITALSPRING SBIC II, GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CS ADJACENT INVESTMENT PARTNERS GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CS ADJACENT INVESTMENT PARTNERS PARALLEL GP, LLC | Other investment adviser, including financial plannersSponsor or syndicator of limited partnerships |
| CSDLP CARRY VEHICLE II, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CSDLP CARRY VEHICLE, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CSDLP GENERAL PARTNER LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CSIP V CARRY VEHICLE, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CSIP V GENERAL PARTNER, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CSIP VI GENERAL PARTNER, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CSKS OPPORTUNITIES FUND GP LLC | Other investment adviser, including financial plannersSponsor or syndicator of limited partnerships |
| RICHARD H. FITZGERALD | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CAPITALSPRING DIRECT LENDING PARTNERS PARALLEL, LP | Private Equity Fund | $0.8M | $5.0M | 6 |
| CAPITALSPRING DIRECT LENDING PARTNERS US PARALLEL II, LP | Private Equity Fund | $0.1M | $5.0M | 0 |
| CAPITALSPRING DIRECT LENDING PARTNERS US PARALLEL, LP | Private Equity Fund | $0.5M | $5.0M | 57 |
| CAPITALSPRING DIRECT LENDING PARTNERS, LP | Private Equity Fund | $2.1M | $5.0M | 61 |
| CAPITALSPRING INVESTMENT PARTNERS V PARALLEL II, LP | Private Equity Fund | $181.0M | $5.0M | 12 |
| CAPITALSPRING INVESTMENT PARTNERS V PARALLEL III, LP | Private Equity Fund | $153.9M | $5.0M | 37 |
| CAPITALSPRING INVESTMENT PARTNERS V, LP | Private Equity Fund | $420.1M | $5.0M | 102 |
| CAPITALSPRING INVESTMENT PARTNERS VI LP | Private Equity Fund | $558.7M | $5.0M | 71 |
| CAPITALSPRING INVESTMENT PARTNERS VI PARALLEL II, LP | Private Equity Fund | $350.6M | $5.0M | 24 |
| CAPITALSPRING INVESTMENT PARTNERS VI PARALLEL, LP | Private Equity Fund | $83.7M | $5.0M | 3 |
| CAPITALSPRING SBIC II, LP | Hedge Fund | $79.0M | $5.0M | 40 |
| CS ADJACENT INVESTMENT PARTNERS, LP | Private Equity Fund | $229.7M | $5.0M | 7 |
| CSDLP CIV, LP | Private Equity Fund | $15.6M | $5.0M | 5 |
| CSFC FINANCING I, LLC | Private Equity Fund | $28.6M | $0.0M | 1 |
| CSFC FINANCING II LLC | Private Equity Fund | $117.7M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CAPITALSPRING FINANCE COMPANY, LLC | Domestic Entity | – | MEMBER | 12/2010 | > 75% |
| FITZGERALD, RICHARD, HANDLY | Individual | – | MANAGING PARTNER | 12/2010 | < 5% |
| MCKINNEY, THOMAS, ALLEN | Individual | – | GENERAL COUNSEL & CCO | 09/2016 | < 5% |
| VPCRF HOLDCO, LLC | Domestic Entity | CAPITALSPRING FINANCE COMPANY, LLC | MEMBER | 04/2020 | 25-50% |
| VOLUNTEER PARK CAPITAL FUND, SCSP | Foreign Entity | VPCRF HOLDCO, LLC | MEMBER | 04/2020 | > 75% |
| FITZGERALD, RICHARD, HANDLY | Individual | VPCRF HOLDCO, LLC | MANAGER | 04/2020 | |
| DALEY, RICHARD, MICHAEL | Individual | VPCRF HOLDCO, LLC | MANAGER | 04/2020 |