T.A. MCKAY & CO, INC

T.A. MCKAY & CO, INC. Legal Name

Adviser information for T.A. MCKAY & CO, INC last updated from Form ADV on March 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2 $20.0M
Non-Discretionary 0 $0
Total 2 $20.0M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 2 $20.0M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 50

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-74241
SEC ERA File Number 801-74241
SEC CIK Numbers None
SEC CRD Numbers 160682
Legal Entity Identifier None

Principal Office

45 ROCKEFELLER PLAZA, SUITE 2000
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 212-315-1875, Fax: None

Websites

Chief Compliance Officer

JEFFREY E. LIVINGSTON
45 ROCKEFELLER PLAZA
SUITE 2000
NEW YORK
NY
United States
Tel: 917-679-4991
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
SIMPLON INTERNATIONAL LIMITED PRIVATE FUND $20.0M $1.0M 8
SIMPLON PARTNERS, LP PRIVATE FUND $0.0M $1.0M 40

Control Persons

Name Type Entity Title Since Ownership
MCKAY, THOMAS, AGNEW Individual OWNER 07/1990 > 75%
JEFFREY, LIVINGSTON, EVAN Individual CCO 07/2011 < 5%
COHEN, ROGER, JAY Individual CFO 07/2011 < 5%

No. Employees, Historic

1050202020212022202320244 on 3/5/20204 on 3/8/20214 on 2/23/20224 on 3/29/2023

RAUM, Historic

200M100M020202021202220232024104000000 on 3/5/202085000000 on 3/8/2021110000000 on 2/23/202220000000 on 3/29/2023

No. Clients, Historic

1050202020212022202320242 on 3/5/20202 on 3/8/20212 on 2/23/20222 on 3/29/2023