T.A. MCKAY & CO, INC
T.A. MCKAY & CO, INC. Legal Name
Adviser information for T.A. MCKAY & CO, INC last updated from Form ADV on March 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | New York, United States |
Employees
Total Number of Employees | 4 |
---|---|
Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 2 | $20.0M |
Non-Discretionary | 0 | $0 |
Total | 2 | $20.0M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 2 | $20.0M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 50 |
Services
Advisory Services | Portfolio management for pooled investment vehicles |
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Compensation | % of AUMPerformance-based fees |
Identifiers
SEC RIA File Number | 801-74241 |
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SEC ERA File Number | 801-74241 |
SEC CIK Numbers | None |
SEC CRD Numbers | 160682 |
Legal Entity Identifier | None |
Principal Office
45 ROCKEFELLER PLAZA, SUITE 2000NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 212-315-1875, Fax: None
Websites
Chief Compliance Officer
JEFFREY E. LIVINGSTON
45 ROCKEFELLER PLAZA
SUITE 2000
NEW YORK
NY
United States
Tel:
917-679-4991
J****************@*********M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
SIMPLON INTERNATIONAL LIMITED | PRIVATE FUND | $20.0M | $1.0M | 8 |
SIMPLON PARTNERS, LP | PRIVATE FUND | $0.0M | $1.0M | 40 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
MCKAY, THOMAS, AGNEW | Individual | – | OWNER | 07/1990 | > 75% |
JEFFREY, LIVINGSTON, EVAN | Individual | – | CCO | 07/2011 | < 5% |
COHEN, ROGER, JAY | Individual | – | CFO | 07/2011 | < 5% |