NEW HERITAGE CAPITAL, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	15
Investment Advisory/Research	11
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	12	$1.2B
Non-Discretionary	1	$540,150
Total	13	$1.2B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	12	$1.2B
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	1	$540,150
Other	0	$0

Type	Number
No. of Non-RAUM Clients	13
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for pooled investment vehiclesINVESTMENT MANAGEMENT SERVICES FOR A LIMITED NUMBER OF INSTITUTIONAL ACCOUNTS
Compensation	Performance-based fees% OF INVESTED CAPITAL, % OF COMMITTED CAPITAL OR % OF COST BASIS

Identifiers

SEC RIA File Number	801-74243
SEC ERA File Number	801-74243
SEC CIK Numbers	None
SEC CRD Numbers	160083
Legal Entity Identifier	None

Principal Office

800 BOYLSTON STREET
SUITE 2200
BOSTON
MA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic