THE PACIFIC GROUP LIMITED
Adviser information for THE PACIFIC GROUP LIMITED last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $31.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $31.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | <5 | $31.1M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-74247 |
|---|---|
| SEC ERA File Number | 801-74247 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161424 |
| Legal Entity Identifier | None |
Principal Office
18/F SHUM TOWER268 DES VOEUX ROAD CENTRAL
SHEUNG WAN
Hong Kong
Monday - Friday, 0830-1800
Tel: 852 2810 1399, Fax: 852 2524 1280
Websites
Chief Compliance Officer
YIU CHO SOONG
COO
18/F SHUM TOWER
268 DES VOEUX ROAD CENTRAL
SHEUNG WAN
Hong Kong
Tel:
852 2825 7531
Fax:
852 2524 1280
J*****@*********M
(Full email address available in API data)
Regulatory Contact
WILLIAM S. KAYE
CIO
18/F SHUM TOWER
268 DES VOEUX ROAD CENTRAL
SHEUNG WAN
Hong Kong
Tel:
852 2810 1399
Fax:
852 2524 1280
P**@*********M
(Full email address available in API data)
Industry Affiliates
| EIRE INVESTMENTS LTD. | Other investment adviser, including financial planners |
| GAHF ADVISOR LIMITED | Other investment adviser, including financial planners |
| KAYE CAPITAL LTD. | Other investment adviser, including financial planners |
| KAYE INVESTMENT LTD. | Other investment adviser, including financial planners |
| PACIFIC ALLIANCE ASSET MANAGEMENT LTD. | Other investment adviser, including financial planners |
| PACIFIC ALLIANCE DISCRETIONARY MANAGEMENT LTD. | Other investment adviser, including financial planners |
| PACIFIC ALLIANCE GROUP | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TIGER MANAGEMENT CORPORATION | Domestic Entity | – | OWNER | 08/1991 | 25-50% |
| KAYE, WILLIAM, SAMUEL | Individual | – | CHIEF INVESTMENT OFFICER AND SENIOR MANAGING DIRECTOR | 08/1991 | < 5% |
| SOONG, YIU, CHO | Individual | – | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | 02/2012 | < 5% |
| KAYE CAPITAL LTD. | Foreign Entity | – | OWNER | 08/1991 | > 75% |
| EIRE INVESTMENTS LTD. | Foreign Entity | KAYE CAPITAL LTD. | OWNER | 08/1991 | > 75% |
| KAYE, WILLIAM, SAMUEL | Individual | EIRE INVESTMENTS LTD. | OWNER | 08/1991 | > 75% |