Hedge Fund Database

LGT CAPITAL PARTNERS (USA) INC.

Adviser information for LGT CAPITAL PARTNERS (USA) INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 66
Investment Advisory/Research 45
Registered Broker-Dealer Representatives 8
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 60 $35.6B
Non-Discretionary 117 $20.2B
Total 177 $55.7B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 2 $92.9M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities <5 $1.3B
Other investment advisers <5 $51.5B
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $639.7M
Other <5 $2.2B
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 21

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)SPONSOR OF LIMITED PARTNERSHIPS
Compensation % of AUMPerformance-based feesANNUAL FEE FROM AFFILIATE BASED IN PART ON AUM OF ADVISED ASSETS
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-74255
SEC ERA File Number 801-74255
SEC CIK Numbers None
SEC CRD Numbers 160437
Legal Entity Identifier 549300R71Y0C5X7Z9T16

Principal Office

1133 AVENUE OF THE AMERICAS
30TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 212-336-0650, Fax: 212-336-0699

Websites

www.lgtcp.com www.linkedin.com/company/lgt-capital-partners

Chief Compliance Officer

JOANNA GERSTNER
CHIEF COMPLIANCE OFFICER
1133 AVENUE OF THE AMERICAS
30TH FLOOR
NEW YORK
NY
United States
Tel: 212-336-0670
Fax: 212-336-0699
(Full email address available in API data)

Regulatory Contact

EKTAA DUTT
COMPLIANCE OFFICER
1133 AVENUE OF THE AMERICAS
30TH FLOOR
NEW YORK
NY
United States
Tel: 212-336-0687
Fax: 212-336-0699
(Full email address available in API data)

Industry Affiliates

ARROW SEC (GP) LLC Sponsor or syndicator of limited partnerships
BLUE HOLDINGS (USA) LLC Sponsor, GP, manager of pooled investment vehicles
CPOS1 GP S.A.R.L. Sponsor, GP, manager of pooled investment vehicles
CROWN FUND 2022-1 GP LLC Sponsor or syndicator of limited partnerships
CROWN PREMIUM GP VIII S.A R.L. Sponsor, GP, manager of pooled investment vehicles
CROWN PREMIUM IX GP S.A R.L. Sponsor, GP, manager of pooled investment vehicles
CROWN SMALL CAP REAL ESTATE FUND II GP, LLC Sponsor, GP, manager of pooled investment vehicles
CROWN US INVEST LLC Sponsor or syndicator of limited partnerships
CSRE III GP S.A.R.L. Sponsor, GP, manager of pooled investment vehicles
DEUCE SEC (GP) LLC Sponsor or syndicator of limited partnerships
DEUCE SEC US CEOF LLC Sponsor or syndicator of limited partnerships
DEUCE SEC US IEP LLC Sponsor or syndicator of limited partnerships
FONDA GP, LLC Sponsor or syndicator of limited partnerships
FONDA II GP, LLC Sponsor or syndicator of limited partnerships
LA SOLUTIONS GP LLC Sponsor or syndicator of limited partnerships
LACUS GP LTD Sponsor or syndicator of limited partnerships
LGT BANK (CAYMAN) LTD. Other investment adviser, including financial plannersBanking or thrift institution
LGT BANK LTD Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersBanking or thrift institution
LGT CAPITAL PARTNERS (ASIA-PACIFIC) LTD. Other investment adviser, including financial planners
LGT CAPITAL PARTNERS (AUSTRALIA) PTY LIMITED Other investment adviser, including financial planners
LGT CAPITAL PARTNERS (DUBAI) LIMITED Other investment adviser, including financial planners
LGT CAPITAL PARTNERS (FL) LTD Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
LGT CAPITAL PARTNERS (IRELAND) LIMITED Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
LGT CAPITAL PARTNERS (JAPAN) CO. LTD. Other investment adviser, including financial planners
LGT CAPITAL PARTNERS (UK) LIMITED Other investment adviser, including financial planners
LGT CAPITAL PARTNERS LTD Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
LGT ILS PARTNERS LTD Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
LGT INVESTMENT CONSULTING (BEIJING) LIMITED Other investment adviser, including financial planners
LGT LIGHTROCK LLP Other investment adviser, including financial planners
LGT PRIVATE DEBT (FRANCE) S.A.S. Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
LGT PRIVATE DEBT (GERMANY) GMBH Other investment adviser, including financial planners
LGT PRIVATE DEBT (UK) LIMITED Other investment adviser, including financial planners
LGT PRIVATE EQUITY ADVISERS AG Other investment adviser, including financial planners
LIGHTROCK GESTORA DE RECURCOS LTDA Other investment adviser, including financial planners
LIGHTROCK INVESTMENT ADVISORS PVT. LTD. Other investment adviser, including financial planners
LIGHTROCK KENYA LTD. Other investment adviser, including financial planners
MSR CAPITAL PARTNERS, LLC Other investment adviser, including financial planners
SSP GP, LLC Sponsor or syndicator of limited partnerships
SSP INVEST LLC Sponsor or syndicator of limited partnerships

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
CROWN SMALL CAP REAL ESTATE FUND II - T, LP Real Estate Fund $10.7M $5.0M 2

Control Persons

Name Type Entity Title Since Ownership
LGT GROUP FOUNDATION Foreign Entity LGT GROUP HOLDING LTD. SHAREHOLDER 12/2016 > 75%
PRINCE OF LIECHTENSTEIN FOUNDATION Foreign Entity LGT GROUP FOUNDATION BENEFICIARY 07/2001
VON UND ZU LIECHTENSTEIN, JOHANN, ADAM PIUS II Individual PRINCE OF LIECHTENSTEIN FOUNDATION BENEFICIARY 01/1970
PAGANONI, ROBERTO, NMN Individual – DIRECTOR 03/2004 < 5%
GRUBER, SASCHA, NMN Individual – DIRECTOR 05/2016 < 5%
LGT HOLDING DENMARK APS Foreign Entity LGT CAPITAL PARTNERS LTD SHAREHOLDER 10/2018 > 75%
GERSTNER, JOANNA, MAGDALENA Individual – CHIEF COMPLIANCE OFFICER, SECRETARY 03/2014 < 5%
VON BAUM, JOHANN, PETER HORST WERNER Individual – DIRECTOR 05/2014 < 5%
LGT CAPITAL PARTNERS LTD Foreign Entity – SHAREHOLDER 10/2015 > 75%
BROWN, THOMAS, BOLTON Individual – PARTNER 10/2015 < 5%
LGT GROUP HOLDING LTD. Foreign Entity LGT UK HOLDINGS LTD. SHAREHOLDER 04/2018 > 75%
LGT UK HOLDINGS LTD. Foreign Entity LGT HOLDING DENMARK APS SHAREHOLDER 08/2018 > 75%
JONES, MICHAEL, ANTHONY Individual – DIRECTOR 05/2019 < 5%
KOSSOW, JOHN, DIERK CHRISTOPH Individual – CHIEF FINANCIAL OFFICER 06/2020 < 5%
ANDRYC, DAVID, STEVEN Individual – DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT 01/2021 < 5%

No. Employees, Historic

70350201920202021202220232024202533 on 4/10/201933 on 5/1/201933 on 7/8/201940 on 3/27/202040 on 7/7/202040 on 10/12/202040 on 1/6/202141 on 3/30/202141 on 4/23/202141 on 4/30/202145 on 3/30/202245 on 10/31/202258 on 3/30/202366 on 3/28/2024

RAUM, Historic

60B30B020192020202120222023202420257482020898 on 4/10/20197482020898 on 5/1/20197482020898 on 7/8/20198591202253 on 3/27/20208591202253 on 7/7/20208591202253 on 10/12/20208591202253 on 1/6/202112043810292 on 3/30/202112043810292 on 4/23/202112043810292 on 4/30/202115695734843 on 3/30/202215695734843 on 10/31/202220518780550 on 3/30/202355734347598 on 3/28/2024

No. Clients, Historic

105020192020202120222023202420254 on 4/10/20194 on 5/1/20194 on 7/8/20194 on 3/27/20204 on 7/7/20204 on 10/12/20204 on 1/6/20214 on 3/30/20214 on 4/23/20214 on 4/30/20214 on 3/30/20224 on 10/31/20222 on 3/30/20232 on 3/28/2024