PHARMAKON ADVISORS, LP
Adviser information for PHARMAKON ADVISORS, LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $3.1B |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $3.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $1.8B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 1 | $1.3B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 80 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPORTFOLIO MANAGEMENT FOR A PUBLIC INVESTMENT TRUST |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-74263 |
|---|---|
| SEC ERA File Number | 801-74263 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161150 |
| Legal Entity Identifier | None |
Principal Office
110 EAST 59TH STREET28TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 6:00 PM
Tel: 212-883-2296, Fax: 917-210-4048
Chief Compliance Officer
DOUGLAS Y. KIM
SENIOR VICE PRESIDENT, HEAD OF LEGAL
110 EAST 59TH STREET, 28TH FLOOR
NEW YORK
NY
United States
Tel:
(212) 883-6799
Fax:
(917) 210-4048
D***@********************M
(Full email address available in API data)
Regulatory Contact
JEFFREY CAPRIO
CONTROLLER
110 EAST 59TH STREET, 28TH FLOOR
NEW YORK
NY
United States
Tel:
(212) 883-2263
Fax:
(917) 210-4048
J*@********************M
(Full email address available in API data)
Industry Affiliates
| BIOPHARMA CREDIT INVESTMENTS V GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PHARMA MANAGEMENT (CAYMAN) LTD. | Sponsor, GP, manager of pooled investment vehicles |
| PHARMACEUTICAL INVESTORS, LP | Sponsor, GP, manager of pooled investment vehicles |
| RP MANAGEMENT IRELAND LTD. | Other investment adviser, including financial planners |
| RP MANAGEMENT, LLC | Other investment adviser, including financial planners |
| RPI EPA HOLDINGS, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BIOPHARMA CREDIT INVESTMENTS V (MASTER) LP | Private Equity Fund | $1,818.9M | $0.0M | 163 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GONZALEZ DE COSIO, PEDRO, NMN | Individual | – | CHIEF EXECUTIVE OFFICER, LIMITED PARTNER | 04/2009 | 25-50% |
| LEGORRETA, PABLO, GERARDO | Individual | – | LIMITED PARTNER | 04/2009 | 25-50% |
| FRIEDMAN, MARTIN, GERSHON | Individual | – | LIMITED PARTNER | 01/2013 | 25-50% |
| PHARMAKON MANAGEMENT I LLC | Domestic Entity | – | GENERAL PARTNER | 04/2009 | 25-50% |
| GONZALEZ DE COSIO, PEDRO, NMN | Individual | PHARMAKON MANAGEMENT I LLC | MANAGING MEMBER | 04/2009 | 50-75% |
| LEGORRETA, PABLO, GERARDO | Individual | PHARMAKON MANAGEMENT I LLC | MANAGING MEMBER | 04/2009 | 50-75% |
| KIM, DOUGLAS, YEON | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2022 | < 5% |