JACOBS ASSET MANAGEMENT, LLC

Adviser information for JACOBS ASSET MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2 $291.4M
Non-Discretionary 0 $0
Total 2 $291.4M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 2 $291.4M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based feesPERFORMANCE-BASED FEES PAID TO AFFILIATED GP ENTITIES

Identifiers

SEC RIA File Number 801-74269
SEC ERA File Number 801-74269
SEC CIK Numbers 1351063
SEC CRD Numbers 156563
Legal Entity Identifier None

Principal Office

11 EAST 26TH STREET
SUITE 1900
NEW YORK
NY
United States
Monday - Friday, 9-5
Tel: 212-271-5526, Fax: 212-271-5525

Chief Compliance Officer

TOM JONOVICH
CHIEF FINANCIAL OFFICER
11 EAST 26TH STREET
SUITE 1900
NEW YORK
NY
United States
Tel: 212-420-0404
Fax: 212-271-5525
(Full email address available in API data)

Industry Affiliates

JAM MANAGERS, LLC Sponsor, GP, manager of pooled investment vehicles
JAM SPECIAL OPPORTUNITY VENTURES LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
JAM PARTNERS, LP Hedge Fund $290.7M $1.0M 72
JSOV I TB LLC Private Equity Fund $0.7M $0.1M 20

Control Persons

Name Type Entity Title Since Ownership
JACOBS, SEYMOUR, MURRAY Individual MANAGING MEMBER 02/1995 > 75%
JONOVICH, THOMAS, GEORGE Individual CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER 02/2010 < 5%

No. Employees, Historic

105020202021202220232024202510 on 3/27/20207 on 3/31/20217 on 5/27/202110 on 3/31/202210 on 9/14/20226 on 1/3/20235 on 3/29/20235 on 3/27/2024

RAUM, Historic

2B1B02020202120222023202420251135389280 on 3/27/2020599792644 on 3/31/2021599792644 on 5/27/2021778099606 on 3/31/2022778099606 on 9/14/2022778099606 on 1/3/2023488486546 on 3/29/2023291421901 on 3/27/2024

No. Clients, Historic

10502020202120222023202420254 on 3/27/20205 on 3/31/20215 on 5/27/20219 on 3/31/20229 on 9/14/20229 on 1/3/20235 on 3/29/20232 on 3/27/2024

Holdings

From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AG MTG INVT TR INC COM NEW 2M 309K
AGNC INVT CORP COM 2M 232K
ALLSTATE CORP COM 9M 58K
A-MARK PRECIOUS METALS INC COM 10M 300K
BANK HAWAII CORP COM 2M 30K
BLUE RIDGE BANKSHARES INC VA COM 597K 229K
COASTAL FINL CORP WA COM NEW 8M 172K
EAST WEST BANCORP INC COM 2M 23K
ELLINGTON FINANCIAL INC COM 3M 275K
ESQUIRE FINL HLDGS INC COM 3M 66K
EVERQUOTE INC COM CL A 3M 166K
FIRST BK WILLIAMSTOWN NEW JE COM 1M 108K
FIRST BUSEY CORP COM NEW 2M 100K
FIRST CTZNS BANCSHARES INC N CL A 8M 5K
FIRST FNDTN INC COM 2M 300K
FIRST HAWAIIAN INC COM 3M 125K
FIRST MID ILL BANCSHARES INC COM 4M 123K
FIRST WESTN FINL INC COM 3M 158K
LENDINGTREE INC NEW COM 1M 30K
LINKBANCORP INC COM 98K 16K
MEDIAALPHA INC CL A 6M 450K
MEDIAALPHA INC CL A 329K 25K
NEWTEKONE INC COM NEW 2M 176K
OFG BANCORP COM 7M 179K
OLD SECOND BANCORP INC ILL COM 5M 325K
PACIFIC PREMIER BANCORP COM 3M 141K
POPULAR INC COM NEW 9M 102K
PROGRESSIVE CORP COM 3M 13K
PROSPERITY BANCSHARES INC COM 5M 80K
QCR HOLDINGS INC COM 8M 137K
QUINSTREET INC COM 8M 499K
SERVISFIRST BANCSHARES INC COM 4M 60K
SILVER SPIKE INVESTMENT CORP COM 1M 116K
SPROTT INC COM NEW 15M 353K
TRUIST FINL CORP COM 4M 106K
WESTAMERICA BANCORPORATION COM 8M 157K