ALLIANZ CAPITAL PARTNERS OF AMERICA LLC
Adviser information for ALLIANZ CAPITAL PARTNERS OF AMERICA LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 32 |
|---|---|
| Investment Advisory/Research | 32 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $4.7B |
| Non-Discretionary | 0 | $0 |
| Total | 13 | $4.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $108.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 11 | $4.6B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 23 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesADVISORY SERVICES TO ALLIANZ GROUP AFFILIATES |
|---|---|
| Compensation | Fixed feesACPOA IS COMPENSATED ON A COST PLUS 5% BASIS. |
Identifiers
| SEC RIA File Number | 801-74280 |
|---|---|
| SEC ERA File Number | 801-74280 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161684 |
| Legal Entity Identifier | 5493005JTEV4OVDVNH32 |
Principal Office
1633 BROADWAY43RD FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM ET
Tel: 212-739-3000, Fax: None
Chief Compliance Officer
JAMES MCNAMARA
1633 BROADWAY
43RD FLOOR
NEW YORK
NY
United States
Tel:
212-739-3000
J*************@************M
(Full email address available in API data)
Regulatory Contact
SAGHAR KHODABAKHSH
HEAD OF US LEGAL
1633 BROADWAY
43RD FLOOR
NEW YORK
NY
United States
Tel:
212-739-3000
S*****************@************M
(Full email address available in API data)
Industry Affiliates
| ALLIANZ CAPITAL PARTNERS GMBH | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ALLIANZ GLOBAL INVESTORS GMBH | Other investment adviser, including financial planners |
| ALLIANZ GLOBAL INVESTORS UK LIMITED | Other investment adviser, including financial planners |
| ALLIANZ INVESTMENT MANAGEMENT U.S. LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALLIANZ USD INFRASTRUCTURE DEBT FUND L.P. | PARTNERSHIP | $108.3M | $10.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALLIANZ SE | Foreign Entity | ALLIANZ EUROPE B.V. | SOLE STOCKHOLDER | 06/2012 | > 75% |
| FORSINGDAL, SUSANNE | Individual | – | PRESIDENT, MANAGING DIRECTOR | 03/2015 | < 5% |
| ALLIANZ EUROPE B.V. | Foreign Entity | ALLIANZ OF AMERICA, INC. | SOLE STOCKHOLDER | 06/2012 | > 75% |
| ALLIANZ GLOBAL INVESTORS U.S. HOLDINGS LLC | Domestic Entity | – | MEMBER | 04/2018 | > 75% |
| ALLIANZ OF AMERICA, INC. | Domestic Entity | PFP HOLDINGS, LLC | SOLE STOCKHOLDER | 12/2011 | > 75% |
| PFP HOLDINGS, LLC | Domestic Entity | ALLIANZ GLOBAL INVESTORS U.S. HOLDINGS LLC | MEMBER | 04/2020 | > 75% |
| MCNAMARA, JAMES, PATRICK | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2023 | < 5% |