AIFAM GROUP LLC
Adviser information for AIFAM GROUP LLC last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $442.4M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $442.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $1.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $284.7M |
| Pension and profit sharing plans | <5 | $156.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 99 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-74289 |
|---|---|
| SEC ERA File Number | 801-74289 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158290 |
| Legal Entity Identifier | None |
Principal Office
1025 WESTCHESTER AVESTE 305
WHITE PLAINS
NY
United States
Monday - Friday, 9:00AM - 5:00P,
Tel: 212-682-6100, Fax: 212-682-6290
Websites
Chief Compliance Officer
MICHAEL HANISCH
DIRECTOR OF OPERATIONS
1025 WESTCHESTER AVE
STE 305
WHITE PLAINS
NY
United States
Tel:
212-682-6100
Fax:
212-682-6290
H*******@***********M
(Full email address available in API data)
Industry Affiliates
| AIFAM ASSET MANAGEMENT CO., LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AIFAM EVENT DRIVEN FUND TRUST | Hedge Fund | $26.6M | $2.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AOYAMA, TAKUMA, NMN | Individual | – | PRESIDENT & CEO | 01/2001 | > 75% |
| HANISCH, MICHAEL J | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2018 | < 5% |