RUBENSTEIN PARTNERS
RUBENSTEIN PARTNERS, L.P. Legal Name
Adviser information for RUBENSTEIN PARTNERS last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 51 |
|---|---|
| Investment Advisory/Research | 23 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $681.0M |
| Non-Discretionary | 0 | $0 |
| Total | 12 | $681.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $474.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 4 | $206.3M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesPERCENTAGE OF AGGREGATE CAPITAL CONTRIBUTIONS |
Identifiers
| SEC RIA File Number | 801-74293 |
|---|---|
| SEC ERA File Number | 801-74293 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156988 |
| Legal Entity Identifier | None |
Principal Office
CIRA CENTRE, 2929 ARCH STREET28TH FLOOR
PHILADELPHIA
PA
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 215-563-3558, Fax: None
Chief Compliance Officer
JEFFREY T. KUSUMI
PRINCIPAL
C/O RUBENSTEIN PARTNERS, CIRA CENTRE
2929 ARCH STREET, 28TH FLOOR
PHILADELPHIA
PA
United States
Tel:
215-399-4532
J******@*********************M
(Full email address available in API data)
Regulatory Contact
R. BRUCE BALDERSON, JR.
MANAGING PRINCIPAL & GENERAL COUNSEL
C/O RUBENSTEIN PARTNERS, CIRA CENTRE
2929 ARCH STREET, 28TH FLOOR
PHILADELPHIA
PA
United States
Tel:
215-399-4480
R**********@*********************M
(Full email address available in API data)
Industry Affiliates
| RP CBCC MEMBER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RP OPERATIONS, LLC | Accountant or accounting firmLawyer or law firmReal estate broker or dealer |
| RUBENSTEIN MORTGAGE FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RUBENSTEIN PROPERTIES FUND II GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| RUBENSTEIN PROPERTIES FUND III GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| RUBENSTEIN PROPERTIES FUND IV GP, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CBCC CO-INVESTORS I, LLC | Real Estate Fund | $7.4M | $0.5M | 1 |
| CBCC CO-INVESTORS II, LLC | Real Estate Fund | $3.7M | $0.5M | 1 |
| CBCC CO-INVESTORS III, LLC | Real Estate Fund | $5.9M | $0.5M | 1 |
| RPF III MS FEEDER, LLC | Real Estate Fund | $4.2M | $0.8M | 5 |
| RUBENSTEIN MORTGAGE FUND, LP | Real Estate Fund | $2.2M | $0.3M | 12 |
| RUBENSTEIN PROPERTIES FUND II, LP | Real Estate Fund | $130.4M | $0.5M | 34 |
| RUBENSTEIN PROPERTIES FUND III, LP | Real Estate Fund | $209.5M | $0.4M | 40 |
| RUBENSTEIN PROPERTIES FUND IV, LP | Real Estate Fund | $115.7M | $0.5M | 16 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RUBENSTEIN, DAVID, BAKER | Individual | RUBENSTEIN PARTNERS/INVESTORS GP, LLC | SOLE MEMBER | 09/2005 | > 75% |
| RUBENSTEIN PARTNERS/INVESTORS GP, LLC | Domestic Entity | – | GENERAL PARTNER | 09/2005 | < 5% |
| RUBENSTEIN, DAVID, BAKER | Individual | – | FOUNDER & SENIOR MANAGING PRINCIPAL | 09/2005 | < 5% |
| SCHIELA, ERIC, GEORGE | Individual | – | CHIEF OPERATING OFFICER & SENIOR MANAGING PRINCIPAL | 09/2005 | < 5% |
| BALDERSON, ROBERT, BRUCE | Individual | – | GENERAL COUNSEL & SENIOR MANAGING PRINCIPAL | 09/2005 | < 5% |
| KUSUMI, JEFFREY, TSUTOM | Individual | – | PRINCIPAL | 09/2005 | < 5% |
| KUSUMI, JEFFREY, TSUTOM | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2012 | < 5% |
| RP MT HOLDINGS SUB A, LLC | Domestic Entity | – | LIMITED PARTNER | 10/2017 | > 75% |
| RP MANAGEMENT TEAM HOLDINGS, LLC | Domestic Entity | RP MT HOLDINGS SUB A, LLC | SOLE MEMBER | 10/2017 | > 75% |
| RP MANAGEMENT TEAM, LLC | Domestic Entity | RP MANAGEMENT TEAM HOLDINGS, LLC | COMMON MEMBER | 10/2017 | 25-50% |
| RUBENSTEIN, DAVID, BAKER | Individual | RP MANAGEMENT TEAM HOLDINGS, LLC | COMMON MEMBER | 10/2017 | > 75% |
| RUBENSTEIN, DAVID, BAKER | Individual | RP MANAGEMENT TEAM HOLDINGS, LLC | PREFFERED MEMEMBER | 10/2017 | > 75% |
| HARMEYER, FRED, CHARLES | Individual | – | MANAGING PRINCIPAL | 08/2018 | < 5% |