CP2 LIMITED
Adviser information for CP2 LIMITED last updated from Form ADV on August 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Australia |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $590.5M |
| Non-Discretionary | 3 | $324.8M |
| Total | 6 | $915.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $16.4M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $590.5M |
| Pension and profit sharing plans | 1 | $308.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsMANAGEMENT SERVICES WITH RESPECT TO PHYSICAL ASSETS |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-74295 |
|---|---|
| SEC ERA File Number | 801-74295 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161074 |
| Legal Entity Identifier | None |
Principal Office
LEVEL 36, 1 MACQUARIE PLACENEW SOUTH WALES
SYDNEY
Australia
Monday - Friday, 9:00AM-5:00PM
Tel: 61 2 8075 4521, Fax: None
Websites
Chief Compliance Officer
SALLY DOHERTY
CHIEF COMPLIANCE OFFICER
LEVEL 36, 1 MACQUARIE PLACE
SYDNEY
Australia
Tel:
+61 2 8075 4521
S********@******M
(Full email address available in API data)
Regulatory Contact
GEOFF PEDERSEN
HEAD OF FUND OPERATIONS
LEVEL 36, 1 MACQUARIE PLACE
SYDNEY
Australia
Tel:
+61 2 8075 4521
G********@******M
(Full email address available in API data)
Industry Affiliates
| CP2 (UK) LTD | Other investment adviser, including financial planners |
| CP2 GROUP PTY LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| CP2 LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TERDOT PTY LTD | Foreign Entity | CP2 GROUP LIMITED | SHAREHOLDER | 06/1997 | > 75% |
| CP2 GROUP PTY LIMITED | Foreign Entity | – | SHAREHOLDER | 10/2007 | 50-75% |
| DOHERTY, SALLY, ANN | Individual | – | CHAIRMAN | 06/1997 | < 5% |
| DOHERTY, SALLY, ANN | Individual | TERDOT PTY LTD | SHAREHOLDER | 06/1997 | > 75% |
| Bone, Sydney, Maurice | Individual | – | SHAREHOLDER | 07/2018 | 25-50% |