INTERMARKET CORPORATION
Adviser information for INTERMARKET CORPORATION last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $403.2M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $403.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $403.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 33 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-74328 |
|---|---|
| SEC ERA File Number | 801-74328 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161833 |
| Legal Entity Identifier | 549300APFHMGN13G5992 |
Principal Office
888 SEVENTH AVENUE27TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 212-593-1550, Fax: 212-832-4997
Websites
Chief Compliance Officer
DAVID B. FORER
888 SEVENTH AVENUE
27TH FLOOR
NEW YORK
NY
United States
Tel:
212-593-1550
Fax:
212-832-4997
I***@*************S
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FERNWOOD ASSOCIATES LLC | Hedge Fund | $253.7M | $5.0M | 92 |
| FERNWOOD FOUNDATION FUND LLC | Hedge Fund | $48.4M | $5.0M | 12 |
| FERNWOOD MASTER FUND LP | Hedge Fund | $101.1M | $5.0M | 25 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FORER, DAVID, BRETT | Individual | – | CO-CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | 09/2000 | 50-75% |
| BORGER, THOMAS, PAUL | Individual | – | CO-CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR | 09/2000 | 50-75% |
| RUBIN, SHELDON, KALMAN | Individual | – | CHIEF FINANCIAL OFFICER | 10/2016 | < 5% |