PHOENIX CAPITAL REALTY ADVISORS, LLC
Adviser information for PHOENIX CAPITAL REALTY ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $233.4M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $233.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $233.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees% OF INITIAL INVESTMENT COSTS |
Identifiers
| SEC RIA File Number | 801-74334 |
|---|---|
| SEC ERA File Number | 801-74334 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161129 |
| Legal Entity Identifier | None |
Principal Office
15725 NORTH DALLAS PARKWAYSUITE 230
ADDISON
TX
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 972-866-7577, Fax: 972-866-7599
Chief Compliance Officer
RICHARD DAVID LYON
CHIEF FINANCIAL OFFICER
15725 NORTH DALLAS PARKWAY
SUITE 230
ADDISON
TX
United States
Tel:
972-866-7718
Fax:
972-726-9997
D****@********M
(Full email address available in API data)
Regulatory Contact
STEVEN ANDERSON
DIRECTOR OF ACCOUNTING & FINANCE
15725 NORTH DALLAS PARKWAY
SUITE 230
ADDISON
TX
United States
Tel:
972-866-7577
S********@********M
(Full email address available in API data)
Industry Affiliates
| PCIM REALTY ADVISORS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PHOENIX CAPITAL HOLDINGS IX, LTD | Sponsor, GP, manager of pooled investment vehicles |
| PHOENIX CAPITAL HOLDINGS VIII, LTD | Sponsor, GP, manager of pooled investment vehicles |
| PHOENIX CAPITAL HOLDINGS X, LTD | Sponsor, GP, manager of pooled investment vehicles |
| PHOENIX CAPITAL MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
| PHOENIX CAPITAL PARTNERS, LTD | Sponsor, GP, manager of pooled investment vehicles |
| PHOENIX FUND IX GENPAR, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| PHOENIX FUND VIII GENPAR, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| PHOENIX FUND X GENPAR, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SEA PINES CAPITAL MANAGEMENT, LLC | Domestic Entity | – | MEMBER | 01/2012 | 50-75% |
| MASTOR, STEPHEN, JAMES | Individual | SEA PINES CAPITAL MANAGEMENT, LLC | MANAGING MEMBER | 07/2011 | > 75% |
| BT ADVISORS, LLC | Domestic Entity | – | MEMBER | 01/2012 | 50-75% |
| WILLIAMS, BRUCE, W. | Individual | BT ADVISORS, LLC | MANAGING MEMBER | 01/2012 | > 75% |
| SCOTT, ANDREW, FRASER | Individual | – | MANAGING DIRECTOR OF ACQUISITIONS | 01/2012 | < 5% |
| MASTOR, STEPHEN, JAMES | Individual | – | MANAGING PARTNER | 01/2012 | < 5% |
| LYON, RICHARD, DAVID | Individual | – | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | 04/2021 | < 5% |