HEALTHPOINTCAPITAL
HMC, LLC Legal Name
Adviser information for HEALTHPOINTCAPITAL last updated from Form ADV on May 8th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $43.7M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $43.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $43.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-74337 |
|---|---|
| SEC ERA File Number | 801-74337 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161486 |
| Legal Entity Identifier | None |
Principal Office
3708 ASHFORD PLACEGREENVILLE
NC
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 610-613-4296, Fax: None
Websites
Chief Compliance Officer
JOSEPH A. FITZPATRICK
CHIEF FINANCIAL OFFICER
3708 ASHFORD PLACE
GREENVILLE
NC
United States
Tel:
610-613-4296
J***********@*********************M
(Full email address available in API data)
Industry Affiliates
| HEALTHPOINTCAPITAL MANAGEMENT, LLC | Other investment adviser, including financial planners |
| HGP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HGP III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HGP IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HGP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| INNOVAHEALTH PARTNERS | Other investment adviser, including financial planners |
| INNOVAHEALTH PARTNERS FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| INNOVAHEALTH PARTNERS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HEALTHPOINTCAPITAL PARTNERS II-A, LP | Private Equity Fund | $2.2M | $0.0M | 64 |
| HEALTHPOINTCAPITAL PARTNERS II, LP | Private Equity Fund | $19.6M | $0.0M | 127 |
| HEALTHPOINTCAPITAL PARTNERS III-A, LP | Private Equity Fund | $0.7M | $0.0M | 29 |
| HEALTHPOINTCAPITAL PARTNERS III, LP | Private Equity Fund | $7.9M | $0.0M | 117 |
| HEALTHPOINTCAPITAL PARTNERS, LP | Private Equity Fund | $13.3M | $0.0M | 97 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HEALTHPOINTCAPITAL, LLC | Domestic Entity | – | MEMBER | 08/2002 | > 75% |
| FOSTER, JOHN, HALLETT | Individual | – | CHAIRMAN | 08/2002 | < 5% |
| BERKOWITZ III, MORTIMER | Individual | – | MANAGING DIRECTOR | 10/2003 | < 5% |
| FITZPATRICK, JOSEPH, AUSTIN | Individual | – | CCO | 03/2012 | < 5% |
| MCCORMICK, JOHN, C | Individual | HEALTHPOINTCAPITAL, LLC | MEMBER | 12/2021 | 50-75% |
| FITZPATRICK, JOSEPH, AUSTIN | Individual | HEALTHPOINTCAPITAL, LLC | MEMBER | 12/2021 | 25-50% |