TOPSPIN MANAGEMENT COMPANY LBO LLC
Adviser information for TOPSPIN MANAGEMENT COMPANY LBO LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $457.0M |
| Non-Discretionary | 0 | $0 |
| Total | 13 | $457.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 13 | $457.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 10 |
| No. of Non-U.S. Clients | 8 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-74344 |
|---|---|
| SEC ERA File Number | 801-74344 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161399 |
| Legal Entity Identifier | None |
Principal Office
ONE STATION PLAZASUITE 2B
MAMARONECK
NY
United States
Monday - Friday, 9 AM - 5 PM
Tel: 914-834-7370, Fax: 914-834-7380
Chief Compliance Officer
LEIGH RANDALL
MANAGING PARTNER
ONE STATION PLAZA
SUITE 2B
MAMARONECK
NY
United States
Tel:
914-834-7370
Fax:
914-834-7380
L*******@************M
(Full email address available in API data)
Industry Affiliates
| TOPSPIN CONSUMER PARTNERS III GP, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TOPSPIN LBO SPV GP, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TOPSPIN PARTNERS II GP, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TOPSPIN PARTNERS III GP, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TOPSPIN PARTNERS LBO GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TOPSPIN ASSOCIATES II, LP | Private Equity Fund | $3.2M | $0.1M | 23 |
| TOPSPIN ASSOCIATES III, LP | Private Equity Fund | $2.9M | $0.1M | 13 |
| TOPSPIN ASSOCIATES LBO, LP | Private Equity Fund | $0.2M | $0.1M | 26 |
| TOPSPIN CONSUMER ASSOCIATES III, LP | Private Equity Fund | $0.0M | $0.3M | 2 |
| TOPSPIN CONSUMER PARTNERS III OFFSHORE, LP | Private Equity Fund | $0.0M | $1.0M | 2 |
| TOPSPIN CONSUMER PARTNERS III, LP | Private Equity Fund | $0.0M | $1.0M | 47 |
| TOPSPIN LBO SPV, LP | Private Equity Fund | $0.6M | $0.0M | 27 |
| TOPSPIN OFFSHORE LBO, LP | Private Equity Fund | $3.0M | $0.1M | 11 |
| TOPSPIN PARTNERS II OFFSHORE, LP | Private Equity Fund | $23.6M | $0.2M | 3 |
| TOPSPIN PARTNERS II, LP | Private Equity Fund | $75.7M | $0.1M | 73 |
| TOPSPIN PARTNERS III OFFSHORE, LP | Private Equity Fund | $63.1M | $1.0M | 13 |
| TOPSPIN PARTNERS III, LP | Private Equity Fund | $168.6M | $1.0M | 95 |
| TOPSPIN PARTNERS LBO, LP | Private Equity Fund | $5.2M | $1.0M | 79 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GUTHART, LEO, ABNER | Individual | – | MEMBER | 05/2007 | 25-50% |
| RANDALL, LEIGH | Individual | – | MEMBER AND CHIEF COMPLIANCE OFFICER | 05/2007 | 25-50% |
| Parks, James, Stephen | Individual | – | MEMBER | 09/2019 | 10-25% |
| VAHIA, OJAS, TAPAN | Individual | – | MEMBER | 09/2019 | 10-25% |