Hedge Fund Database

400 CAPITAL MANAGEMENT LLC

Adviser information for 400 CAPITAL MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 64
Investment Advisory/Research 26
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 23 $7.1B
Non-Discretionary 0 $0
Total 23 $7.1B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 19 $5.8B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 4 $1.3B
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 52

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMFixed feesPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-74346
SEC ERA File Number 801-74346
SEC CIK Numbers 1909739
SEC CRD Numbers 160089
Legal Entity Identifier 549300IGTD07UHN6K181

Principal Office

510 MADISON AVE
17TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:30AM-6:00PM
Tel: (212) 612-3101, Fax: None

Websites

www.youtube.com/channel/ucsi1jzdabtnt71htxxor9ow?view_as=subscriber twitter.com/search?q=400capital&src=typd www.400capital.com twitter.com/search?q=400capitalmanagement&src=typd www.linkedin.com/company/400-capital-management-llc instagram.com/400capitalmanagement

Chief Compliance Officer

RICHARD WILSON KNAUB
SENIOR COUNSEL
510 MADISON AVE
17TH FLOOR
NEW YORK
NY
United States
Tel: (212) 612-3101
(Full email address available in API data)

Regulatory Contact

ALAN GREG LANDY
GENERAL COUNSEL
510 MADISON AVE
17TH FLOOR
NEW YORK
NY
United States
Tel: (212) 612-3101
(Full email address available in API data)

Industry Affiliates

400 CAPITAL ASSET BASED TERM FUND ADMINISTRATIVE GP LLC Sponsor, GP, manager of pooled investment vehicles
400 CAPITAL ASSET BASED TERM FUND II GP LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
400 CAPITAL ASSET BASED TERM FUND III GP LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
400 CAPITAL ASSET BASED TERM FUND IV GP LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
400 CAPITAL CENTRE STREET GP LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
400 CAPITAL DENALI GP LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
400 CAPITAL F-400 ADMINISTRATIVE GP LLC Sponsor, GP, manager of pooled investment vehicles
400 CAPITAL F-400 GP LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
400 CAPITAL GP LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
400 CAPITAL JSIF III GP LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
400 CAPITAL JSIF IV GP LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
400 CAPITAL TX GP LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
400 CAPITAL ASSET BASED INTERMEDIATE TERM FUND II LP Private Equity Fund $570.3M $5.0M 36
400 CAPITAL ASSET BASED INTERMEDIATE TERM FUND III LP Private Equity Fund $609.8M $5.0M 44
400 CAPITAL ASSET BASED INTERMEDIATE TERM FUND IV LP Private Equity Fund $91.3M $5.0M 8
400 CAPITAL ASSET BASED MASTER TERM FUND IV LP Private Equity Fund $91.3M $5.0M 8
400 CAPITAL ASSET BASED OFFSHORE TERM FUND II LP Private Equity Fund $570.3M $5.0M 35
400 CAPITAL ASSET BASED OFFSHORE TERM FUND III LP Private Equity Fund $609.8M $5.0M 43
400 CAPITAL ASSET BASED OFFSHORE TERM FUND IV LP Private Equity Fund $91.3M $5.0M 8
400 CAPITAL ASSET BASED ONSHORE TERM FUND IV LP Private Equity Fund $0.0M $5.0M 0
400 CAPITAL CENTRE STREET LP Private Equity Fund $285.8M $0.0M 6
400 CAPITAL CREDIT OPPORTUNITIES FUND LP Hedge Fund $334.6M $1.0M 71
400 CAPITAL CREDIT OPPORTUNITIES FUND LTD. Hedge Fund $1,728.6M $1.0M 158
400 CAPITAL CREDIT OPPORTUNITIES MASTER FUND LTD. Hedge Fund $2,763.1M $1.0M 229
400 CAPITAL F-400 MASTER FUND LP Hedge Fund $107.3M $100.0M 7
400 CAPITAL F-400 OFFSHORE FUND LP Hedge Fund $107.3M $100.0M 6
400 CAPITAL JSIF III LP Private Equity Fund $24.1M $1.0M 9
400 CAPITAL JSIF IV LP Private Equity Fund $111.4M $1.0M 18
400 CAPITAL TX COF I LP Hedge Fund $191.5M $300.0M 2
400 CAPITAL TX COF II LP Private Equity Fund $302.0M $25.0M 2

Control Persons

Name Type Entity Title Since Ownership
HENTEMANN, CHRISTOPHER, CARL Individual – MANAGING MEMBER (FILING ADVISER) 10/2008 25-50%
CHA, ALEXANDER, IN Individual – HEAD OF PORTFOLIO MANAGEMENT AND TRADING (FILING ADVISER) 04/2010 10-25%
LEIH, TODD, CHRISTOPHER Individual – PORTFOLIO MANAGER (FILING ADVISER) 03/2011 10-25%
SANDERS, WILLIAM, CLARENCE Individual – PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER (FILING ADVISER) 04/2010 10-25%
LANDY, ALAN, GREG Individual – GENERAL COUNSEL (FILING ADVISER) 05/2016 < 5%
KIM, SANG, MIN Individual – DEPUTY CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER (FILING ADVISER) 10/2016 < 5%
KNAUB, RICHARD, WILSON Individual – CHIEF COMPLIANCE OFFICER (FILING ADVISER) 07/2022 < 5%

No. Employees, Historic

70350201920202021202220232024202542 on 11/29/201942 on 12/20/201946 on 3/30/202046 on 8/24/202046 on 11/24/202054 on 3/30/202154 on 11/19/202154 on 2/18/202260 on 3/30/202260 on 7/7/202260 on 7/13/202260 on 9/20/202265 on 3/30/202365 on 8/25/202365 on 10/26/202365 on 2/13/202464 on 3/28/2024

RAUM, Historic

10B5B020192020202120222023202420257805785914 on 11/29/20197805785914 on 12/20/20195428373993 on 3/30/20205428373993 on 8/24/20205428373993 on 11/24/20207592061146 on 3/30/20217592061146 on 11/19/20217592061146 on 2/18/20229115452713 on 3/30/20229115452713 on 7/7/20229115452713 on 7/13/20229115452713 on 9/20/20226825150517 on 3/30/20236825150517 on 8/25/20236825150517 on 10/26/20236825150517 on 2/13/20247122538305 on 3/28/2024

No. Clients, Historic

30150201920202021202220232024202521 on 11/29/201921 on 12/20/201921 on 3/30/202021 on 8/24/202021 on 11/24/202022 on 3/30/202122 on 11/19/202122 on 2/18/202222 on 3/30/202222 on 7/7/202222 on 7/13/202222 on 9/20/202222 on 3/30/202322 on 8/25/202322 on 10/26/202322 on 2/13/202423 on 3/28/2024

Holdings

From latest 13F, filed November 13th, 2023 for period ending September 30th, 2023
Name Class Value $USD # Shares Private Fund
GEO GROUP INC NEW COM 613K 750 –
INVESCO QQQ TR UNIT SER 1 358M 10M –
ISHARES TR IBOXX HI YD ETF 8M 1M –
SPDR S&P 500 ETF TR TR UNIT 7M 175K –