PETIOLE USA LIMITED
Adviser information for PETIOLE USA LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 1 | $1.1B |
| Total | 1 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $1.1B |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | SUB-ADVISER TO AN INVESTMENT ADVISER |
|---|---|
| Compensation | NET PROFIT SPLIT METHOD |
Principal Office
1345 AVENUE OF THE AMERICAS2ND FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:30AM - 5:30PM
Tel: 646-833-2386, Fax: None
Chief Compliance Officer
AIDA SAMARZIJA
1345 AVENUE OF THE AMERICAS
2ND FLOOR
NEW YORK
NY
United States
Tel:
917-754-4764
A*************@************M
(Full email address available in API data)
Industry Affiliates
| PETIOLE ASSET MANAGEMENT AG | Other investment adviser, including financial planners |
| PETIOLE MANAGEMENT (HONG KONG) LIMITED | Other investment adviser, including financial planners |
| PETIOLE MANAGER LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| PETIOLE SHARI'AH MANAGER LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| THE FAMILY OFFICE CO BSC | Other investment adviser, including financial planners |
| THE FAMILY OFFICE CO BSC (C) (DIFC BRANCH) | Other investment adviser, including financial planners |
| THE FAMILY OFFICE INTERNATIONAL INVESTMENT COMPANY | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AL OMRAN, ABDULMOHSIN, NMN | Individual | – | PRESIDENT | 10/2010 | < 5% |
| AL OMRAN, ABDULMOHSIN, NMN | Individual | PETIOLE HK HOLDING LIMITED | OWNER/CHIEF EXECUTIVE OFFICER | 06/2004 | > 75% |
| HEDLEY, JON, PEVERIL | Individual | – | MANAGING PARTNER | 03/2019 | < 5% |
| PETIOLE HOLDING AG | Foreign Entity | – | OWNER | 03/2020 | > 75% |
| PETIOLE HK HOLDING LIMITED | Foreign Entity | PETIOLE HOLDING AG | OWNER | 04/2018 | > 75% |
| SAMARZIJA, AIDA, SNJEZANA | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| BANC OF CALIFORNIA INC | COM | 5M | 397K | – |
| BANNER CORP | COM NEW | 3M | 62K | – |
| BLUE RIDGE BANKSHARES INC VA | COM | 717K | 275K | – |
| CALIFORNIA BANCORP INC | COM | 1M | 70K | – |
| CARTER BANKSHARES INC | COM NEW | 6M | 397K | – |
| CB FINL SVCS INC | COM | 5M | 215K | – |
| CITIZENS FINL GROUP INC | COM | 1M | 41K | – |
| CNB FINL CORP PA | COM | 4M | 189K | – |
| CODORUS VY BANCORP INC | COM | 5M | 208K | – |
| COLONY BANKCORP INC | COM | 6M | 474K | – |
| COLUMBIA BKG SYS INC | COM | 2M | 90K | – |
| COMERICA INC | COM | 1M | 22K | – |
| EAGLE BANCORP MONT INC | COM | 3M | 231K | – |
| EQUITY BANCSHARES INC | COM CL A | 2M | 57K | – |
| F N B CORP | COM | 2M | 118K | – |
| FIRST BANCORP N C | COM | 1M | 39K | – |
| FIRST BANCSHARES INC MS | COM | 5M | 202K | – |
| FIRST BK WILLIAMSTOWN NEW JE | COM | 2M | 155K | – |
| FIRST CTZNS BANCSHARES INC N | CL A | 9M | 5K | – |
| FIRST MERCHANTS CORP | COM | 3M | 94K | – |
| FIRST NATL CORP | COM | 5M | 311K | – |
| FIRST NORTHWEST BANCORP | COM | 3M | 263K | – |
| HANCOCK WHITNEY CORPORATION | COM | 4M | 86K | – |
| HANMI FINL CORP | COM NEW | 1M | 72K | – |
| HOMESTREET INC | COM | 5M | 478K | – |
| HOMETRUST BANCSHARES INC | COM | 2M | 77K | – |
| INVESTAR HLDG CORP | COM | 3M | 172K | – |
| MID PENN BANCORP INC | COM | 4M | 197K | – |
| PINNACLE FINL PARTNERS INC | COM | 3M | 37K | – |
| PRIMIS FINANCIAL CORP | COM | 1M | 109K | – |
| SB FINL GROUP INC | COM | 4M | 266K | – |
| SHORE BANCSHARES INC | COM | 2M | 147K | – |
| SOUTHERN CALIF BANCORP | COM | 1M | 85K | – |
| SOUTHSTATE CORPORATION | COM | 2M | 26K | – |
| SYNOVUS FINL CORP | COM NEW | 3M | 76K | – |
| WEBSTER FINL CORP | COM | 3M | 69K | – |
| WESTERN ALLIANCE BANCORP | COM | 3M | 42K | – |
| WINTRUST FINL CORP | COM | 3M | 30K | – |