STONETREE CAPITAL ADVISORS, LLC
Adviser information for STONETREE CAPITAL ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $38.3M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $38.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $37.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $1.0M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-74378 |
|---|---|
| SEC ERA File Number | 801-74378 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160613 |
| Legal Entity Identifier | None |
Principal Office
4865 HUNTERS WAYBOCA RATON
FL
United States
Monday - Friday, 8 A.M. TO 5 P.M.
Tel: 847-948-0755, Fax: 561-600-0421
Websites
Chief Compliance Officer
PATRICK J. CASEY
MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER
4865 HUNTERS WAY
BOCA RATON
FL
United States
Tel:
847-948-0755
Fax:
561-600-0421
P**@***************M
(Full email address available in API data)
Industry Affiliates
| SCM-GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| STONETREE CAPITAL FUND IV, LP | Private Equity Fund | $37.2M | $0.5M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CASEY, PATRICK, J. | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 02/2011 | < 5% |
| STONETREE CAPITAL MANAGEMENT, LLC | Domestic Entity | – | SOLE OWNER | 02/2011 | > 75% |
| CASEY, PATRICK, J. | Individual | STONETREE CAPITAL MANAGEMENT, LLC | SOLE OWNER | 02/2011 | > 75% |