NORTHWOOD INVESTORS LLC
Adviser information for NORTHWOOD INVESTORS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 125 |
|---|---|
| Investment Advisory/Research | 38 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 30 | $8.3B |
| Non-Discretionary | 3 | $555.7M |
| Total | 33 | $8.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 30 | $8.3B |
| Pension and profit sharing plans | <5 | $555.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based feesACQUISITION FEE |
Identifiers
| SEC RIA File Number | 801-74379 |
|---|---|
| SEC ERA File Number | 801-74379 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161406 |
| Legal Entity Identifier | 549300HJEWDTMKL1SK64 |
Principal Office
1819 WAZEE STREETDENVER
CO
United States
Monday - Friday, 9 AM - 5 PM
Tel: 303-293-7140, Fax: None
Chief Compliance Officer
NATHAN HAGERMAN
GENERAL COUNSEL
1819 WAZEE STREET
DENVER
CO
United States
Tel:
(303) 293-7190
C*********@*********************M
(Full email address available in API data)
Regulatory Contact
MICHAEL F. PROFENIUS
CHIEF OPERATING OFFICER
1819 WAZEE STREET
DENVER
CO
United States
Tel:
303-293-7140
M*********@*********************M
(Full email address available in API data)
Industry Affiliates
| NORTHWOOD CANADA AIV GP II LP | Sponsor, GP, manager of pooled investment vehicles |
| NORTHWOOD CANADA AIV GP LP | Sponsor, GP, manager of pooled investment vehicles |
| NORTHWOOD CO-INVEST GP LP | Sponsor, GP, manager of pooled investment vehicles |
| NORTHWOOD GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| NORTHWOOD GP LP | Sponsor, GP, manager of pooled investment vehicles |
| NORTHWOOD INVESTORS FRANCE ASSET MANAGEMENT S.A.S. | Other investment adviser, including financial planners |
| NORTHWOOD INVESTORS INTERNATIONAL LIMITED | Other investment adviser, including financial planners |
| NORTHWOOD UK AIV GP LLP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BVK US VI CA REIT LLC | Real Estate Fund | $81.2M | $0.0M | 126 |
| BVK US VI MA REIT LLC | Real Estate Fund | $22.3M | $0.0M | 126 |
| BVK US VI MASTER REIT LLC | Real Estate Fund | $452.2M | $0.0M | 126 |
| DOMAIN NORTHSIDE HOLDINGS LP | Real Estate Fund | $394.6M | $0.0M | 2 |
| NORTHWOOD 5+B COINVEST PARTNERS LP | Real Estate Fund | $213.3M | $0.0M | 5 |
| NORTHWOOD PALACE COINVEST PARTNERS LP | Real Estate Fund | $0.0M | $5.0M | 3 |
| NORTHWOOD REAL ESTATE CO-INVESTORS LP | Real Estate Fund | $288.1M | $20.0M | 28 |
| NORTHWOOD REAL ESTATE CO-INVESTORS TE LP | Real Estate Fund | $237.6M | $20.0M | 27 |
| NORTHWOOD REAL ESTATE DEBT SECURITIES II LP | Real Estate Fund | $102.9M | $0.0M | 3 |
| NORTHWOOD REAL ESTATE PARTNERS 2012 LP | Real Estate Fund | $154.6M | $2.0M | 3 |
| NORTHWOOD REAL ESTATE PARTNERS 2018 LP | Real Estate Fund | $99.6M | $20.0M | 4 |
| NORTHWOOD REAL ESTATE PARTNERS EUROPE LP | Real Estate Fund | $65.5M | $20.0M | 8 |
| NORTHWOOD REAL ESTATE PARTNERS LP | Real Estate Fund | $2,325.7M | $20.0M | 115 |
| NORTHWOOD REAL ESTATE PARTNERS TE LP | Real Estate Fund | $1,812.2M | $20.0M | 69 |
| NORTHWOOD REAL ESTATE REIT INC. | Real Estate Fund | $80.1M | $0.0M | 126 |
| NW 100 BROADWAY LLC | Real Estate Fund | $27.5M | $0.0M | 123 |
| NW 1180 AOA REIT LLC | Real Estate Fund | $2.4M | $0.0M | 129 |
| NW 230 CONGRESS STREET REIT LLC | Real Estate Fund | $5.7M | $0.0M | 126 |
| NW 5+B MULTIFAMILY REIT LLC | Real Estate Fund | $109.7M | $0.0M | 132 |
| NW 5+B OFFICE AND RETAIL REIT LLC | Real Estate Fund | $323.2M | $0.0M | 132 |
| NW 900 CP REIT LLC | Real Estate Fund | $55.1M | $0.0M | 130 |
| NW BCP REIT LLC | Real Estate Fund | $373.4M | $0.0M | 127 |
| NW DC-AZ REIT LLC | Real Estate Fund | $54.5M | $0.0M | 127 |
| NW EUROPE TE FEEDER LP | Real Estate Fund | $10.0M | $20.0M | 1 |
| NW FP-MM REIT LLC | Real Estate Fund | $98.1M | $0.0M | 128 |
| NW FRESHFIELDS REIT LLC | Real Estate Fund | $0.0M | $0.0M | 120 |
| NW HSV REIT LLC | Real Estate Fund | $48.5M | $0.0M | 128 |
| NW OFFICE REIT HOLDINGS LLC | Real Estate Fund | $78.7M | $0.0M | 129 |
| NW PROSPECT HILL REIT LLC | Real Estate Fund | $54.4M | $0.0M | 126 |
| NW RAD REIT LLC | Real Estate Fund | $58.4M | $0.0M | 129 |
| NW RESIDENTIAL REIT LLC | Real Estate Fund | $924.0M | $0.0M | 126 |
| NW SOHOCA REIT LLC | Real Estate Fund | $226.8M | $0.0M | 129 |
| NW U.K. REGIONAL (NO. 2) LIMITED PARTNERSHIP | Real Estate Fund | $0.7M | $0.0M | 4 |
| NW U.K. REGIONAL II (NO. 1) LIMITED PARTNERSHIP | Real Estate Fund | $7.2M | $17.8M | 1 |
| NW U.K. REGIONAL II (NO. 2) LIMITED PARTNERSHIP | Real Estate Fund | $63.9M | $0.0M | 13 |
| NWWP REIT LLC | Real Estate Fund | $0.0M | $0.0M | 125 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KUKRAL, JOHN, ZAVERTNIK | Individual | – | PRESIDENT/CHIEF EXECUTIVE OFFICER | 10/2006 | < 5% |
| THURMAN, BRADY, ARNETT | Individual | – | SENIOR MANAGING DIRECTOR | 07/2007 | < 5% |
| KUKRAL, JOHN, ZAVERTNIK | Individual | RIVERSIDE INVESTMENT HOLDINGS LLC | PRESIDENT/CHIEF INVESTMENT OFFICER | 10/2006 | 25-50% |
| ANSELME, JEROME, CHRISTIAN | Individual | – | SENIOR MANAGING DIRECTOR | 06/2012 | < 5% |
| VISWANATHAN, SHIVA, SAMBASIVA | Individual | – | SENIOR MANAGING DIRECTOR | 01/2015 | < 5% |
| PROFENIUS, MICHAEL, FRANCIS | Individual | – | CHIEF OPERATING OFFICER | 09/2017 | < 5% |
| REINGARDT, JACOB, MEREDITH | Individual | – | CHIEF FINANCIAL OFFICER | 01/2019 | < 5% |
| GESKEY, JAMES, WRONSKI | Individual | – | MANAGING DIRECTOR | 01/2019 | < 5% |
| MARGUIN, OLIVIER, NMN | Individual | – | MANAGING DIRECTOR | 01/2019 | < 5% |
| DAVIS, JENNIFER, MARIE | Individual | – | MANAGING DIRECTOR | 01/2020 | < 5% |
| CANNATA, ERIN, ROSE | Individual | – | MANAGING DIRECTOR | 01/2020 | < 5% |
| NW PARTNERS LP | Domestic Entity | – | MEMBER | 01/2020 | > 75% |
| NORTHWOOD GP HOLDINGS LLC | Domestic Entity | NW PARTNERS LP | GENERAL PARTNER | 01/2020 | |
| RIVERSIDE INVESTMENT HOLDINGS LLC | Domestic Entity | NW PARTNERS LP | LIMITED PARTNER | 01/2020 | |
| HAGERMAN, NATHAN, BYRON | Individual | – | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 04/2020 | < 5% |
| CHANDRA, SONYA, NMN | Individual | – | MANAGING DIRECTOR | 09/2020 | < 5% |
| COPELAND, DAVID, SCOTT | Individual | – | MANAGING DIRECTOR | 06/2021 | < 5% |