WESTRIVER MANAGEMENT, LLC

Adviser information for WESTRIVER MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Washington, United States

Employees

Total Number of Employees	15
Investment Advisory/Research	8
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	1

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	3	$151.5M
Non-Discretionary	38	$844.1M
Total	41	$995.5M

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	41	$995.5M
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for pooled investment vehiclesNON-DISCRETIONARY INVESTMENT RECOMMENDATIONS TO INVESTMENT COMMITTEE OF CHARITABLE ENDOWMENTS AND INVESTMENT MANAGERS
Compensation	Fixed feesPerformance-based fees

Identifiers

SEC RIA File Number	801-74380
SEC ERA File Number	801-74380
SEC CIK Numbers	1716155
SEC CRD Numbers	161921
Legal Entity Identifier	None

Principal Office

920 5TH AVE
SUITE 3450
SEATTLE
WA
United States

Monday - Friday, 9:00AM - 5:00PM

Tel: 4259523950, Fax: 4259529801

Websites

www.linkedin.com/company/westriver-group/ www.wrg.vc

Chief Compliance Officer

ERIK J ANDERSON

MANAGING MEMBER

920 5TH AVE

SUITE 3450

SEATTLE

United States

Tel: 4255769850

E***@*****C

(Full email address available in API data)

Regulatory Contact

TRENT DAWSON

CFO

920 5TH AVE

SUTIE 3450

SEATTLE

United States

Tel: 4255769850

T****@*****C

(Full email address available in API data)

Industry Affiliates

LOAN MANAGER, LLC	Sponsor, GP, manager of pooled investment vehicles
TGP MANAGER, LLC	Sponsor, GP, manager of pooled investment vehicles
VSF MANAGER, LLC	Sponsor, GP, manager of pooled investment vehicles
WRG EFI MANAGER, LLC	Sponsor, GP, manager of pooled investment vehicles
WRG EIC II MANAGER, LLC	Sponsor, GP, manager of pooled investment vehicles
WRG EQUITY MANAGER, LLC	Sponsor, GP, manager of pooled investment vehicles
WRG HCD1 GP, LLC	Sponsor, GP, manager of pooled investment vehicles
WRG HCD2 GP, LLC	Sponsor, GP, manager of pooled investment vehicles
WRG HCD3 GP, LLC	Sponsor, GP, manager of pooled investment vehicles
WRG IEF GP, LLC	Sponsor, GP, manager of pooled investment vehicles
WRG TD1 GP, LLC	Sponsor, GP, manager of pooled investment vehicles
WRG TECH FUND II GP, LLC	Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners
LIFE SCIENCE LOANS II, LLC	MEZZANINE LOAN FUND	$21.0M	$0.0M	19
LIFE SCIENCE LOANS, LLC	MEZZANINE LOAN FUND	$12.0M	$0.0M	24
TGP INVESTORS, LLC	Venture Capital Fund	$0.4M	$0.0M	3
VSF INVESTORS, LLC	Private Equity Fund	$2.5M	$0.0M	1
WESTRIVER CPIII INVESTMENT, LLC	Venture Capital Fund	$5.7M	$0.0M	5
WESTRIVER CPIV INVESTMENT, LLC	Venture Capital Fund	$9.3M	$0.0M	6
WESTRIVER EQUITY FUND I, LP	Private Equity Fund	$104.3M	$0.0M	11
WESTRIVER EQUITY PARTNERS, LLC - SERIES A	Venture Capital Fund	$183.4M	$0.0M	9
WESTRIVER EQUITY PARTNERS, LLC - SERIES B	Venture Capital Fund	$0.0M	$0.0M	2
WESTRIVER EQUITY PARTNERS, LLC - SERIES C	Venture Capital Fund	$147.1M	$0.0M	3
WESTRIVER EQUITY PARTNERS, LLC - SERIES D	Venture Capital Fund	$2.9M	$0.0M	18
WESTRIVER EQUITY PARTNERS, LLC - SERIES E	Venture Capital Fund	$1.5M	$0.0M	7
WESTRIVER EQUITY PARTNERS, LLC - SERIES F	Venture Capital Fund	$4.8M	$0.0M	1
WESTRIVER MEZZANINE LOANS - LOAN POOL V, LLC	MEZZANINE LOAN FUND	$68.0M	$0.0M	31
WESTRIVER MEZZANINE LOANS, LLC - LOAN POOL II	MEZZANINE LOAN FUND	$4.8M	$0.0M	13
WESTRIVER MEZZANINE LOANS, LLC - LOAN POOL III	MEZZANINE LOAN FUND	$9.4M	$0.0M	27
WESTRIVER MEZZANINE LOANS, LLC - LOAN POOL IV	MEZZANINE LOAN FUND	$18.2M	$0.0M	26
WRG (FCC II), LLC	Venture Capital Fund	$24.6M	$0.0M	12
WRG (FCC), LLC	Venture Capital Fund	$35.5M	$0.0M	14
WRG (TSV3), LLC	Private Equity Fund	$66.2M	$0.0M	7
WRG ALV, LLC	Private Equity Fund	$7.4M	$0.0M	3
WRG BROADWAY, LLC	Venture Capital Fund	$1.4M	$0.0M	11
WRG DCRB INVESTORS, LLC	Private Equity Fund	$0.6M	$0.0M	10
WRG DCRC INVESTORS, LLC	Private Equity Fund	$0.2M	$0.0M	17
WRG DCRD INVESTORS, LLC	Private Equity Fund	$4.4M	$0.0M	15
WRG ENERGY INFRASTRUCTURE, LLC	Venture Capital Fund	$2.4M	$0.0M	2
WRG ENERGY INNOVATION II, LLC	Venture Capital Fund	$43.5M	$0.0M	10
WRG ENERGY INNOVATION, LLC	Venture Capital Fund	$50.6M	$0.0M	22
WRG ENTERTAINMENT FUND II, LLC	Venture Capital Fund	$31.6M	$0.0M	26
WRG ENTERTAINMENT FUND, LLC	Venture Capital Fund	$2.3M	$0.0M	13
WRG EXPD1, LLC	Private Equity Fund	$25.3M	$0.0M	4
WRG HCD1, LLC	Private Equity Fund	$0.9M	$0.0M	10
WRG HCD2, LLC	Private Equity Fund	$5.3M	$0.0M	11
WRG HCD3, LLC	Private Equity Fund	$3.0M	$0.0M	16
WRG IMMERSIVE ENTERTAINMENT FUND, LP	Venture Capital Fund	$23.2M	$0.0M	3
WRG INV41, LLC	Private Equity Fund	$11.8M	$0.0M	1
WRG PARTNERS, LLC - SERIES A	Venture Capital Fund	$0.5M	$0.0M	11
WRG SU, LLC	Venture Capital Fund	$26.3M	$0.0M	8
WRG TD1, LLC	Private Equity Fund	$8.9M	$0.0M	8
WRG TECHNOLOGY FUND II, LP	Venture Capital Fund	$24.0M	$0.0M	7
WRML CO-INVESTMENT FUND, L.P.	MEZZANINE LOAN FUND	$0.7M	$0.0M	1

Control Persons

Name	Type	Entity	Title	Since	Ownership
ANDERSON, ERIK, J	Individual	–	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	02/2012	> 75%

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