J.H. WHITNEY CAPITAL PARTNERS, LLC
Adviser information for J.H. WHITNEY CAPITAL PARTNERS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $544.5M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $544.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $544.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-74381 |
|---|---|
| SEC ERA File Number | 801-74381 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160547 |
| Legal Entity Identifier | None |
Principal Office
212 ELM STREETSUITE 1
NEW CANAAN
CT
United States
Monday - Friday, 8:30 A.M. - 5:30 A.M.
Tel: 203-716-6100, Fax: 203-716-6122
Websites
Chief Compliance Officer
DAVID ZATLUKAL
212 ELM STREET
SUITE 1
NEW CANAAN
CT
United States
Tel:
203-716-6110
Fax:
203-716-6210
D********@**********M
(Full email address available in API data)
Industry Affiliates
| J.H. WHITNEY EQUITY PARTNERS VI, LLC | Sponsor, GP, manager of pooled investment vehicles |
| J.H. WHITNEY EQUITY PARTNERS VII-A-2, LLC | Sponsor, GP, manager of pooled investment vehicles |
| J.H. WHITNEY EQUITY PARTNERS VII-A, LLC | Sponsor, GP, manager of pooled investment vehicles |
| J.H. WHITNEY EQUITY PARTNERS VII, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| J.H. WHITNEY VI, L.P. | Private Equity Fund | $306.7M | $5.0M | 27 |
| J.H. WHITNEY VII-A-2, L.P. | Private Equity Fund | $48.3M | $0.0M | 5 |
| J.H. WHITNEY VII-A, L.P. | Private Equity Fund | $54.6M | $0.0M | 7 |
| J.H. WHITNEY VII, L.P. | Private Equity Fund | $120.1M | $5.0M | 26 |
| WHITNEY STRATEGIC PARTNERS VI, L.P. | Private Equity Fund | $9.4M | $0.0M | 45 |
| WHITNEY STRATEGIC PARTNERS VII, L.P. | Private Equity Fund | $5.4M | $0.0M | 22 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VIGANO, PAUL, REMO | Individual | – | SENIOR MANAGING DIRECTOR; MANAGING MEMBER | 11/2004 | 50-75% |
| WILLIAMS, ROBERT, MANN | Individual | – | SENIOR MANAGING DIRECTOR; MANAGING MEMBER | 11/2004 | 50-75% |
| ZATLUKAL, DAVID, JOHN | Individual | – | CHIEF FINANCIAL OFFICER | 07/2017 | < 5% |
| ZATLUKAL, DAVID, JOHN | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2022 | < 5% |