PRUDENT STREET FINANCIAL ADVISORS, LLC
Adviser information for PRUDENT STREET FINANCIAL ADVISORS, LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 423 | $163.0M |
| Non-Discretionary | 35 | $139.7M |
| Total | 458 | $302.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 77 | $24.3M |
| HNW Individuals | 60 | $140.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 14 | $137.3M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 3 | $443,316 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-74401 |
|---|---|
| SEC ERA File Number | 801-74401 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160436 |
| Legal Entity Identifier | None |
Principal Office
104 CONTINENTAL PLACESUITE 100
BRENTWOOD
TN
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 615-523-0660, Fax: 615-523-0670
Websites
Chief Compliance Officer
DAVID L. RICHARDSON
MANAGING MEMBER
104 CONTINENTAL PLACE
SUITE 100
BRENTWOOD
TN
United States
Tel:
615-523-0664
Fax:
615-523-0671
D***************@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RICHARDSON, DAVID, LINCOLN | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 03/2012 | > 75% |