ACON EQUITY MANAGEMENT L.L.C.

ACON EQUITY MANAGEMENT, L.L.C. Legal Name

Adviser information for ACON EQUITY MANAGEMENT L.L.C. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	30
Investment Advisory/Research	19
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	23	$5.3B
Non-Discretionary	0	$0
Total	23	$5.3B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	23	$5.3B
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for pooled investment vehicles
Compensation	% of AUMPerformance-based fees

Identifiers

SEC RIA File Number	801-74406
SEC ERA File Number	801-74406
SEC CIK Numbers	1731031
SEC CRD Numbers	159517
Legal Entity Identifier	None

Principal Office

1133 CONNECTICUT AVE, NW
SUITE 700
WASHINGTON
DC
United States

Monday - Friday, 9-5

Tel: 202-454-1100, Fax: 202-454-1101

Websites

www.linkedin.com/company/acon-investments/ www.aconinvestments.com

Chief Compliance Officer

TERESA Y. BERNSTEIN

GENERAL COUNSEL, CHIEF OPERATING OFFICER

1133 CONNECTICUT AVE NW

SUITE 700

WASHINGTON

United States

Tel: 202-454-1100

Fax: 202-454-1101

T*********@******************M

(Full email address available in API data)

Regulatory Contact

MARIA BEATRIZ SEGURA

SENIOR COMPLIANCE ASSOCIATE

CARRERA 7 #83-29

BOGOTA

Colombia

Tel: +576016161684

M******@******************M

(Full email address available in API data)

Industry Affiliates

ACON ALAOF GENPAR, LTD.	Sponsor, GP, manager of pooled investment vehicles
ACON ALAOF IV GENPAR, LTD.	Sponsor, GP, manager of pooled investment vehicles
ACON ALSUR GP, S.L.	Sponsor, GP, manager of pooled investment vehicles
ACON BEAUTY MANAGER, L.L.C.	Sponsor, GP, manager of pooled investment vehicles
ACON BIOS GENPAR, L.L.C.	Sponsor, GP, manager of pooled investment vehicles
ACON BRASIL INFRA HOLDINGS GP, L.L.C.	Sponsor, GP, manager of pooled investment vehicles
ACON BRAZIL NATAL HOLDINGS GP, L.L.C.	Sponsor, GP, manager of pooled investment vehicles
ACON CO-INVEST (SUZO) GP, L.L.C.	Sponsor, GP, manager of pooled investment vehicles
ACON CONTENUR GP S.�.R.L.	Sponsor, GP, manager of pooled investment vehicles
ACON EDTECH GP, S.L.	Sponsor, GP, manager of pooled investment vehicles
ACON EQUITY GENPAR, L.L.C.	Sponsor, GP, manager of pooled investment vehicles
ACON EQUITY IV GENPAR, L.L.C.	Sponsor, GP, manager of pooled investment vehicles
ACON EUROPE GP, L.L.C.	Sponsor, GP, manager of pooled investment vehicles
ACON FIRE GP, S.L.	Sponsor, GP, manager of pooled investment vehicles
ACON FLEET MANAGER, L.L.C.	Sponsor, GP, manager of pooled investment vehicles
ACON FUNKO MANAGER, L.L.C.	Sponsor, GP, manager of pooled investment vehicles
ACON GERMAINE GP, L.L.C.	Sponsor, GP, manager of pooled investment vehicles
ACON GERMAINE, S.�.R.L.	Sponsor, GP, manager of pooled investment vehicles
ACON IGLOO MANAGER, LLC	Sponsor, GP, manager of pooled investment vehicles
ACON INVESTMENTS MANAGEMENT, LLC	Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
ACON IWP MANAGER, L.L.C.	Sponsor, GP, manager of pooled investment vehicles
ACON LATAM MANAGEMENT, L.L.C.	Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
ACON MEXICO RETAIL HOLDINGS GENPAR, L.L.C.	Sponsor, GP, manager of pooled investment vehicles
ACON SEQUITUR MANAGER, LLC	Sponsor, GP, manager of pooled investment vehicles
ACON TV MANAGER, L.L.C.	Sponsor, GP, manager of pooled investment vehicles
AEP IV LR CO-INVESTMENTS GENPAR, L.L.C.	Sponsor, GP, manager of pooled investment vehicles
AEP IV OPERF CO-INVESTMENTS MANAGER, L.L.C.	Sponsor, GP, manager of pooled investment vehicles
ALAOF DO BRASIL ADMINISTRADORA DE VALORES MOBILI�RIOS E CONSULTORIA LTDA.	Sponsor, GP, manager of pooled investment vehicles
ALAOF GENPAR, L.L.C.	Sponsor, GP, manager of pooled investment vehicles
ALAOF IV GENPAR, L.L.C.	Sponsor, GP, manager of pooled investment vehicles
ALAOF MANAGEMENT M�XICO, S. DE R.L. DE C.V.	Sponsor, GP, manager of pooled investment vehicles
ALAOF V GENPAR, L.L.C.	Sponsor, GP, manager of pooled investment vehicles
ASP II GENPAR, L.L.C.	Sponsor, GP, manager of pooled investment vehicles
CITLA ENERGY HOLDINGS GP, L.L.C.	Sponsor, GP, manager of pooled investment vehicles
MEXICO FINANCE HOLDINGS, S.L.U.	Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners
ACON AEP CO-INVEST II (SUZO), LP	Private Equity Fund	$5.0M	$0.5M	2
ACON BEAUTY INVESTORS I, L.L.C.	Private Equity Fund	$439.7M	$0.5M	41
ACON BIOMATRIX INVESTORS I, L.L.C.	Private Equity Fund	$141.1M	$0.5M	2
ACON EQUITY PARTNERS 3.5, L.P.	Private Equity Fund	$755.9M	$5.0M	37
ACON EQUITY PARTNERS IV, L.P.	Private Equity Fund	$1,615.6M	$5.0M	140
ACON FLEET INVESTORS I, L.L.C.	Private Equity Fund	$112.0M	$0.5M	24
ACON FLOORING INVESTORS I, L.L.C.	Private Equity Fund	$228.2M	$0.5M	4
ACON FLOORING INVESTORS II, L.L.C.	Private Equity Fund	$289.0M	$0.5M	13
ACON FUNKO INVESTORS HOLDINGS 1, L.L.C.	Private Equity Fund	$5.8M	$0.5M	3
ACON FUNKO INVESTORS HOLDINGS 2.5, L.L.C.	Private Equity Fund	$2.6M	$0.5M	5
ACON FUNKO INVESTORS HOLDINGS 3.5, L.L.C.	Private Equity Fund	$6.8M	$0.5M	2
ACON FUNKO INVESTORS I, LLC	Private Equity Fund	$11.1M	$0.5M	5
ACON IGLOO INVESTORS I, LLC	Private Equity Fund	$88.2M	$0.5M	20
ACON IWP INVESTORS I, L.L.C.	Private Equity Fund	$111.2M	$0.5M	25
ACON NEW ERA INVESTORS I, L.L.C.	Private Equity Fund	$285.0M	$0.5M	3
ACON NOVIPAX INVESTORS I, L.L.C.	Private Equity Fund	$138.2M	$0.5M	5
ACON SEQUITUR INVESTORS I, LLC	Private Equity Fund	$379.7M	$0.5M	17
ACON SEQUITUR INVESTORS II, LLC	Private Equity Fund	$432.0M	$0.5M	12
ACON STRATEGIC PARTNERS II-B, L.P.	Private Equity Fund	$551.9M	$0.5M	14
ACON STRATEGIC PARTNERS II, L.P.	Private Equity Fund	$974.6M	$0.5M	15
ACON TV INVESTORS I, L.L.C.	Private Equity Fund	$206.5M	$0.5M	12
AEP IV LR CO-INVESTMENTS, L.P.	Private Equity Fund	$105.7M	$0.5M	2
AEP IV OPERF CO-INVESTMENTS, L.L.C.	Private Equity Fund	$56.8M	$0.5M	2

Control Persons

Name	Type	Entity	Title	Since	Ownership
ARONSON, BERNARD	Individual	–	MANAGING MEMBER	01/2012	10-25%
BROTMAN, KENNETH, ROSS	Individual	–	MANAGING MEMBER	01/2012	10-25%
JINICH, DANIEL	Individual	–	MANAGING MEMBER	01/2012	10-25%
GINNS, JONATHAN	Individual	–	MANAGING MEMBER	01/2012	10-25%
ACON INVESTMENTS MANAGEMENT, L.L.C.	Domestic Entity	–	MANAGING MEMBER	01/2012	50-75%
ARONSON, BERNARD	Individual	ACON INVESTMENTS MANAGEMENT LLC	MANAGING MEMBER	10/2008	25-50%
BROTMAN, KENNETH, ROSS	Individual	ACON INVESTMENTS MANAGEMENT LLC	MANAGING MEMBER	10/2008	25-50%
GINNS, JONATHAN	Individual	ACON INVESTMENTS MANAGEMENT LLC	MANAGING MEMBER	10/2008	25-50%
BERNSTEIN, TERESA, YOUNG	Individual	–	COO, GC, CCO	07/2013	< 5%
SCHWARTZ, ARON, IRA	Individual	–	MANAGING PARTNER	07/2014	< 5%
WAIDA, MASUMI	Individual	–	CFO	08/2019	< 5%

No. Employees, Historic

RAUM, Historic

No. Clients, Historic

Holdings

From latest 13F, filed November 6th, 2023 for period ending September 30th, 2023

Name	Class	Value $USD	# Shares	Private Fund
Funko, Inc.	Class A Common	14M	2M	–