PERSONAL CFO SOLUTIONS LLC
Adviser information for PERSONAL CFO SOLUTIONS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 10 |
| Licensed Agents of an Insurance Company | 7 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4,056 | $1.2B |
| Non-Discretionary | 0 | $0 |
| Total | 4,056 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 162 | $45.9M |
| HNW Individuals | 340 | $1.1B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $1.9M |
| Charitable organizations | 1 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 13 | $2.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 2 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 240.6M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| PERSONAL CFO MANAGED PORTFOLIOS | PERSONAL CFO SOLUTIONS LLC |
Identifiers
| SEC RIA File Number | 801-74412 |
|---|---|
| SEC ERA File Number | 801-74412 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158248 |
| Legal Entity Identifier | None |
Principal Office
384 MAIN STREETCHESTER
NJ
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 908-955-7055, Fax: 908-955-7238
Chief Compliance Officer
JUSTIN DAUSCH
384 MAIN STREET
CHESTER
NJ
United States
Tel:
781-771-6032
J******@**********************M
(Full email address available in API data)
Regulatory Contact
BRYAN LANDADIO
CO-MANAGING MEMBER, MANAGING DIRECTOR
384 MAIN STREET
CHESTER
NJ
United States
Tel:
908-955-7055
Fax:
908-955-7238
B********@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VIEIRA, JOHN, FERNANDO | Individual | – | CO-MANAGING MEMBER, MANAGING DIRECTOR | 05/2011 | 25-50% |
| NOLAN, PATRICK, AUGUSTINE | Individual | – | CO-MANAGING MEMBER, MANAGING DIRECTOR | 11/2011 | 25-50% |
| LANDADIO, BRYAN, PATRICK | Individual | – | CO-MANAGING MEMBER, MANAGING DIRECTOR | 09/2011 | 25-50% |
| Dausch, Justin, Carter | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2019 | < 5% |