TRICON RESIDENTIAL INC.
TRICON CAPITAL GP INC Legal Name
Adviser information for TRICON RESIDENTIAL INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 108 |
|---|---|
| Investment Advisory/Research | 37 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $207.5M |
| Non-Discretionary | 0 | $0 |
| Total | 11 | $207.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 11 | $207.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 55 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-74415 |
|---|---|
| SEC ERA File Number | 801-74415 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160558 |
| Legal Entity Identifier | None |
Principal Office
7 ST THOMAS STREET, SUITE 801TORONTO
Canada
Monday - Friday, 9:00AM TO 5:00PM
Tel: 416-925-7228, Fax: 416-925-7964
Chief Compliance Officer
DAVID VENEZIANO
EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER
7 ST THOMAS STREET, SUITE 801
TORONTO
Canada
Tel:
416-323-2482
Fax:
416-925-7964
D*********@********************M
(Full email address available in API data)
Regulatory Contact
NICOLE CHAI
VICE PRESIDENT, COMPLIANCE
7 ST THOMAS STREET, SUITE 801
TORONTO
Canada
Tel:
416-925-2457
Fax:
416-925-7964
N****@********************M
(Full email address available in API data)
Industry Affiliates
| TCC VII GP LP | Sponsor, GP, manager of pooled investment vehicles |
| TRICON HOUSING PARTNERS US GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| TRICON HOUSING PARTNERS US II A GP LP | Sponsor, GP, manager of pooled investment vehicles |
| TRICON HOUSING PARTNERS US II B GP LP | Sponsor, GP, manager of pooled investment vehicles |
| TRICON HOUSING PARTNERS US II B-2 GP LP | Sponsor, GP, manager of pooled investment vehicles |
| TRICON USA INC. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TRI CONTINENTAL CAPITAL VII, L.P. | Real Estate Fund | $11.4M | $0.1M | 25 |
| TRICON HOUSING PARTNERS US II A LP | Real Estate Fund | $19.6M | $0.1M | 2 |
| TRICON HOUSING PARTNERS US II B LP | Real Estate Fund | $26.6M | $0.1M | 24 |
| TRICON HOUSING PARTNERS US II B-2 LP | Real Estate Fund | $9.9M | $0.1M | 4 |
| TRICON HOUSING PARTNERS US LP | Real Estate Fund | $57.1M | $0.1M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BERMAN, DAVID | Individual | – | EXECUTIVE CHAIRMAN | 03/2015 | < 5% |
| TRICON RESIDENTIAL INC. | Foreign Entity | – | PARENT COMPANY | 03/2011 | > 75% |
| BERMAN, GARY, IVOR | Individual | – | PRESIDENT, CHIEF EXECUTIVE OFFICER | 03/2015 | < 5% |
| VENEZIANO, DAVID | Individual | – | EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | 02/2023 | < 5% |
| FRANCIS, WISSAM | Individual | – | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | 08/2015 | < 5% |
| MCMULLAN, GINA | Individual | – | CHIEF ACCOUNTING OFFICER | 01/2022 | < 5% |
| baldridge, kevin | Individual | – | CHIEF OPERATING OFFICER | 01/2024 | < 5% |