ACON INVESTMENTS MANAGEMENT L.L.C.
ACON INVESTMENTS MANAGEMENT, L.L.C. Legal Name
Adviser information for ACON INVESTMENTS MANAGEMENT L.L.C. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $265.8M |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $265.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $265.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 70 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-74421 |
|---|---|
| SEC ERA File Number | 801-74421 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 162033 |
| Legal Entity Identifier | None |
Principal Office
1133 CONNECTICUT AVE NWSUITE 700
WASHINGTON
DC
United States
Monday - Friday, 9-5
Tel: 202-454-1100, Fax: 202-454-1101
Chief Compliance Officer
TERESA Y. BERNSTEIN
GENERAL COUNSEL, CHIEF OPERATING OFFICER
1133 CONNECTICUT AVE NW
SUITE 700
WASHINGTON
DC
United States
Tel:
202-454-1100
Fax:
202-454-1101
T*********@******************M
(Full email address available in API data)
Regulatory Contact
MARIA BEATRIZ SEGURA
SENIOR COMPLIANCE ASSOCIATE
CARRERA 7 NO. 83-29
BOGOTA
Colombia
Tel:
+576016161684
M******@******************M
(Full email address available in API data)
Industry Affiliates
| ACON ALAOF IV GENPAR, LTD. | Sponsor, GP, manager of pooled investment vehicles |
| ACON ALAOF IV GENPAR, LTD. | Sponsor, GP, manager of pooled investment vehicles |
| ACON ALSUR GP, S.L. | Sponsor, GP, manager of pooled investment vehicles |
| ACON BEAUTY MANAGER, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ACON BIOS GENPAR, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ACON BRASIL INFRA HOLDINGS GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ACON BRAZIL NATAL HOLDINGS GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ACON CO-INVEST (SUZO) GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ACON CONTENUR GP S.�.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| ACON EDTECH GP, S.L. | Sponsor, GP, manager of pooled investment vehicles |
| ACON EQUITY GENPAR, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ACON EQUITY IV GENPAR, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ACON EQUITY MANAGEMENT L.L.C. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ACON EUROPE GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ACON FIRE GP, S.L. | Sponsor, GP, manager of pooled investment vehicles |
| ACON FLEET MANAGER, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ACON FUNKO MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ACON GERMAINE GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ACON GERMAINE, S.�.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| ACON IGLOO MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ACON IWP MANAGER, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ACON LATAM MANAGEMENT, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ACON MEXICO RETAIL HOLDINGS GENPAR, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ACON SEQUITUR MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ACON TV MANAGER, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| AEP IV LR CO-INVESTMENTS GENPAR, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| AEP IV OPERF CO-INVESTMENTS MANAGER, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ALAOF DO BRASIL ADMINISTRADORA DE VALORES MOBILI�RIOS E CONSULTORIA LTDA. | Sponsor, GP, manager of pooled investment vehicles |
| ALAOF GENPAR, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ALAOF IV GENPAR, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ALAOF MANAGEMENT M�XICO, S. DE R.L. DE C.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALAOF V GENPAR, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ASP II GENPAR, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| CITLA ENERGY HOLDINGS GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| MEXICO FINANCE HOLDINGS, S.L.U. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ACON AEP III CAPITAL LLC | Private Equity Fund | $14.4M | $0.5M | 19 |
| ACON AEP IV CAPITAL, L.L.C. | Private Equity Fund | $36.4M | $0.5M | 19 |
| ACON ALSUR PARTNERS, S.L. | Private Equity Fund | $17.7M | $0.5M | 5 |
| ACON CONTENUR AGGREGATION, S.C.A. | Private Equity Fund | $97.2M | $0.5M | 9 |
| ACON CONTENUR INVESTORS, L.P. | Private Equity Fund | $23.7M | $0.5M | 7 |
| ACON EDTECH PARTNERS, S.L. | Private Equity Fund | $15.2M | $0.5M | 11 |
| ACON FIRE PARTNERS, S.L. | Private Equity Fund | $31.4M | $0.5M | 7 |
| ACON GERMAINE AGGREGATION S.C.A. | Private Equity Fund | $54.1M | $0.5M | 4 |
| ACON GERMAINE PARTNERS, L.P. | Private Equity Fund | $13.0M | $0.5M | 4 |
| ACON VULCAN, L.L.C. | Private Equity Fund | $5.0M | $0.5M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ARONSON, BERNARD | Individual | – | MANAGING MEMBER | 10/2008 | 25-50% |
| GINNS, JONATHAN | Individual | – | MANAGING MEMBER | 10/2008 | 25-50% |
| BROTMAN, KENNETH, ROSS | Individual | – | MANAGING MEMBER | 10/2008 | 25-50% |
| BERNSTEIN, TERESA, YOUNG | Individual | – | COO, GC, CCO | 07/2013 | < 5% |
| WAIDA, MASUMI | Individual | – | CHIEF FINANCIAL OFFICER | 08/2019 | < 5% |