HARRIS PRESTON & PARTNERS, LLC
Adviser information for HARRIS PRESTON & PARTNERS, LLC last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 98 | $632.4M |
| Non-Discretionary | 6 | $14.4M |
| Total | 104 | $646.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 104 | $646.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPERFORMANCE ALLOCATION |
Identifiers
| SEC RIA File Number | 801-74433 |
|---|---|
| SEC ERA File Number | 801-74433 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160068 |
| Legal Entity Identifier | None |
Principal Office
2901 VIA FORTUNABUILDING 6, SUITE 550
AUSTIN
TX
United States
BY APPOINTMENT ONLY, BY APPOINTMENT
Tel: 512-320-4111, Fax: None
Websites
Chief Compliance Officer
MELISSA KASPER
CHIEF COMPLIANCE OFFICER
2901 VIA FORTUNA
BUILDING 6, SUITE 550
AUSTIN
TX
United States
Tel:
512-641-4339
M******@****************M
(Full email address available in API data)
Regulatory Contact
GEORGE LEE
COUNSEL
901 MAIN STREET
SUITE 5500
DALLAS
TX
United States
Tel:
214-855-3035
G***@*******M
(Full email address available in API data)
Industry Affiliates
| 1320 ALT GP | Sponsor, GP, manager of pooled investment vehicles |
| 1320 DIY GP | Sponsor, GP, manager of pooled investment vehicles |
| 1320 FUL GP | Sponsor, GP, manager of pooled investment vehicles |
| 1320 GRE GP | Sponsor, GP, manager of pooled investment vehicles |
| 1320 TTC GP | Sponsor, GP, manager of pooled investment vehicles |
| 221 AGR GP | Sponsor, GP, manager of pooled investment vehicles |
| 221 ALO GP | Sponsor, GP, manager of pooled investment vehicles |
| 221 APP GP | Sponsor, GP, manager of pooled investment vehicles |
| 221 BAR GP | Sponsor, GP, manager of pooled investment vehicles |
| 221 CAR GP | Sponsor, GP, manager of pooled investment vehicles |
| 221 CHE GP | Sponsor, GP, manager of pooled investment vehicles |
| 221 EXC GP | Sponsor, GP, manager of pooled investment vehicles |
| 221 GOU, GP | Sponsor, GP, manager of pooled investment vehicles |
| 221 KMC GP | Sponsor, GP, manager of pooled investment vehicles |
| 221 LHS GP | Sponsor, GP, manager of pooled investment vehicles |
| 221 LON GP | Sponsor, GP, manager of pooled investment vehicles |
| 221 MAG GP | Sponsor, GP, manager of pooled investment vehicles |
| 221 NFT GP | Sponsor, GP, manager of pooled investment vehicles |
| 221 PER GP | Sponsor, GP, manager of pooled investment vehicles |
| 221 PLA GP | Sponsor, GP, manager of pooled investment vehicles |
| 221 RAY GP | Sponsor, GP, manager of pooled investment vehicles |
| 221 SAP GP | Sponsor, GP, manager of pooled investment vehicles |
| 221 SOF GP | Sponsor, GP, manager of pooled investment vehicles |
| 221 SOU GP | Sponsor, GP, manager of pooled investment vehicles |
| 221 TAS GP | Sponsor, GP, manager of pooled investment vehicles |
| 221 TGT GP | Sponsor, GP, manager of pooled investment vehicles |
| 221 TIC GP | Sponsor, GP, manager of pooled investment vehicles |
| 221 TJF GP | Sponsor, GP, manager of pooled investment vehicles |
| 221 UNI GP | Sponsor, GP, manager of pooled investment vehicles |
| 221 VAS GP | Sponsor, GP, manager of pooled investment vehicles |
| 221 VAS II GP | Sponsor, GP, manager of pooled investment vehicles |
| 221 VEC GP | Sponsor, GP, manager of pooled investment vehicles |
| 221 WLF GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 ADA GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 AER GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 ALL GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 BER GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 CEN GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 CHI GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 COM GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 COR GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 CRN GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 CSI GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 DAG GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 DAN GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 DSG GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 ELE II GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 FRT GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 GAL GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 GLO GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 GOL GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 HIS GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 IBH GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 ING GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 ION GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 MAN GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 MEU GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 MH GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 MOB GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 MOJ GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 NAR GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 OTR GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 PEN GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 RHI GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 ROA GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 SBI GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 UPF GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 USM GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 VEC GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 WAT GP | Sponsor, GP, manager of pooled investment vehicles |
| 2717 WIS GP | Sponsor, GP, manager of pooled investment vehicles |
| 419 ALOHA GP | Sponsor, GP, manager of pooled investment vehicles |
| 419 DIG GP | Sponsor, GP, manager of pooled investment vehicles |
| 419 TUC GP | Sponsor, GP, manager of pooled investment vehicles |
| 423 AVI GP | Sponsor, GP, manager of pooled investment vehicles |
| 423 CAP GP | Sponsor, GP, manager of pooled investment vehicles |
| 423 CLF GP | Sponsor, GP, manager of pooled investment vehicles |
| 423 COD GP | Sponsor, GP, manager of pooled investment vehicles |
| 423 COR GP | Sponsor, GP, manager of pooled investment vehicles |
| 423 CUS GP | Sponsor, GP, manager of pooled investment vehicles |
| 423 DUA GP | Sponsor, GP, manager of pooled investment vehicles |
| 423 ELG GP | Sponsor, GP, manager of pooled investment vehicles |
| 423 FIR GP | Sponsor, GP, manager of pooled investment vehicles |
| 423 MAG GP | Sponsor, GP, manager of pooled investment vehicles |
| 423 MTS GP | Sponsor, GP, manager of pooled investment vehicles |
| 423 NEW GP | Sponsor, GP, manager of pooled investment vehicles |
| 423 PEL GP | Sponsor, GP, manager of pooled investment vehicles |
| 423 PUM GP | Sponsor, GP, manager of pooled investment vehicles |
| 423 SEN GP | Sponsor, GP, manager of pooled investment vehicles |
| 423 TOP GP | Sponsor, GP, manager of pooled investment vehicles |
| 423 USB GP | Sponsor, GP, manager of pooled investment vehicles |
| 423 VAL GP | Sponsor, GP, manager of pooled investment vehicles |
| ADMINHPP | Sponsor, GP, manager of pooled investment vehicles |
| DRAGON GP | Sponsor, GP, manager of pooled investment vehicles |
| HP HUNTER GP | Sponsor, GP, manager of pooled investment vehicles |
| HPEP 4 GP | Sponsor, GP, manager of pooled investment vehicles |
| HPEP INTEREST | Sponsor, GP, manager of pooled investment vehicles |
| HPH CM GP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 1320 ALT | Private Equity Fund | $0.0M | $0.1M | 9 |
| 1320 DIY | Private Equity Fund | $0.8M | $0.1M | 14 |
| 1320 FUL | Private Equity Fund | $3.7M | $0.1M | 21 |
| 1320 GRE | Private Equity Fund | $1.8M | $0.1M | 5 |
| 1320 TTC | Private Equity Fund | $0.1M | $0.1M | 5 |
| 221 AGR | Private Equity Fund | $2.7M | $0.1M | 21 |
| 221 ALO | Private Equity Fund | $4.0M | $0.1M | 25 |
| 221 APP | Private Equity Fund | $0.0M | $0.1M | 29 |
| 221 BAR | Private Equity Fund | $5.8M | $0.1M | 15 |
| 221 CAR | Private Equity Fund | $0.0M | $0.1M | 15 |
| 221 CHE | Private Equity Fund | $0.7M | $0.1M | 19 |
| 221 EXC | Private Equity Fund | $3.0M | $0.1M | 11 |
| 221 GOU | Private Equity Fund | $2.4M | $0.1M | 48 |
| 221 KMC | Private Equity Fund | $0.0M | $0.1M | 35 |
| 221 LON | Private Equity Fund | $5.1M | $0.1M | 26 |
| 221 MAG | Private Equity Fund | $1.3M | $0.1M | 18 |
| 221 NFT | Private Equity Fund | $0.2M | $0.1M | 19 |
| 221 PER | Private Equity Fund | $1.1M | $0.1M | 20 |
| 221 PLA | Private Equity Fund | $4.9M | $0.1M | 17 |
| 221 RAY | Private Equity Fund | $1.3M | $0.1M | 15 |
| 221 SAP | Private Equity Fund | $2.0M | $0.1M | 11 |
| 221 SOF | Private Equity Fund | $0.5M | $0.1M | 5 |
| 221 TAS | Private Equity Fund | $0.0M | $0.1M | 24 |
| 221 TGT | Private Equity Fund | $0.0M | $0.1M | 13 |
| 221 TIC | Private Equity Fund | $8.8M | $0.1M | 26 |
| 221 TJF | Private Equity Fund | $0.0M | $0.1M | 21 |
| 221 UNI | Private Equity Fund | $3.2M | $0.1M | 16 |
| 221 VAS | Private Equity Fund | $0.0M | $0.1M | 8 |
| 221 VAS II | Private Equity Fund | $3.1M | $0.1M | 32 |
| 221 VEC | Private Equity Fund | $2.5M | $0.1M | 24 |
| 221 WLF | Private Equity Fund | $0.0M | $0.1M | 14 |
| 2717 ADA | Private Equity Fund | $0.7M | $0.1M | 43 |
| 2717 AER | Private Equity Fund | $46.2M | $0.1M | 78 |
| 2717 ALL | Private Equity Fund | $2.8M | $0.1M | 49 |
| 2717 ALM | Private Equity Fund | $2.0M | $0.1M | 17 |
| 2717 ANN | Private Equity Fund | $6.5M | $0.1M | 40 |
| 2717 BER | Private Equity Fund | $6.0M | $0.1M | 48 |
| 2717 CEN | Private Equity Fund | $1.8M | $0.1M | 50 |
| 2717 CHI | Private Equity Fund | $1.5M | $0.1M | 15 |
| 2717 COM | Private Equity Fund | $0.1M | $0.1M | 49 |
| 2717 COR | Private Equity Fund | $9.9M | $0.1M | 53 |
| 2717 CRN | Private Equity Fund | $0.0M | $0.1M | 22 |
| 2717 CSI | Private Equity Fund | $3.5M | $0.1M | 43 |
| 2717 DAG | Private Equity Fund | $4.0M | $0.1M | 44 |
| 2717 DAN | Private Equity Fund | $0.3M | $0.1M | 36 |
| 2717 DSG | Private Equity Fund | $0.2M | $0.1M | 52 |
| 2717 ELE II | Private Equity Fund | $5.6M | $0.1M | 59 |
| 2717 FRT | Private Equity Fund | $1.1M | $0.1M | 54 |
| 2717 GAL | Private Equity Fund | $32.7M | $0.1M | 114 |
| 2717 GLO | Private Equity Fund | $7.3M | $0.1M | 64 |
| 2717 GOL | Private Equity Fund | $11.7M | $0.1M | 57 |
| 2717 HIS | Private Equity Fund | $6.0M | $0.1M | 73 |
| 2717 HPP-MS | Private Equity Fund | $0.8M | $0.1M | 4 |
| 2717 IBH | Private Equity Fund | $1.0M | $0.1M | 55 |
| 2717 ING | Private Equity Fund | $10.4M | $0.1M | 21 |
| 2717 ION | Private Equity Fund | $11.8M | $0.1M | 77 |
| 2717 MAN | Private Equity Fund | $3.6M | $0.1M | 41 |
| 2717 MEU | Private Equity Fund | $9.0M | $0.1M | 72 |
| 2717 MH | Private Equity Fund | $13.3M | $0.1M | 5 |
| 2717 MOB | Private Equity Fund | $3.2M | $0.1M | 45 |
| 2717 MOJ | Private Equity Fund | $0.9M | $0.1M | 44 |
| 2717 OTR | Private Equity Fund | $8.5M | $0.1M | 42 |
| 2717 PEN | Private Equity Fund | $3.1M | $0.1M | 47 |
| 2717 QUA | Private Equity Fund | $2.0M | $0.1M | 53 |
| 2717 RHI | Private Equity Fund | $0.5M | $0.1M | 33 |
| 2717 ROA | Private Equity Fund | $1.1M | $0.1M | 30 |
| 2717 SAB | Private Equity Fund | $0.7M | $0.1M | 23 |
| 2717 SBI | Private Equity Fund | $9.9M | $0.1M | 54 |
| 2717 SUM | Private Equity Fund | $1.3M | $0.1M | 43 |
| 2717 UPF | Private Equity Fund | $0.0M | $0.1M | 18 |
| 2717 USM | Private Equity Fund | $0.0M | $0.1M | 46 |
| 2717 USM II | Private Equity Fund | $0.8M | $0.1M | 31 |
| 2717 VAS III | Private Equity Fund | $2.0M | $0.1M | 36 |
| 2717 VEC | Private Equity Fund | $2.0M | $0.1M | 2 |
| 2717 WAT | Private Equity Fund | $4.0M | $0.1M | 53 |
| 2717 WES | Private Equity Fund | $1.6M | $0.1M | 36 |
| 2717 WIS | Private Equity Fund | $12.9M | $0.1M | 55 |
| 419 ALOHA | Private Equity Fund | $0.1M | $0.1M | 2 |
| 419 DIG | Private Equity Fund | $1.0M | $0.1M | 16 |
| 419 TUC | Private Equity Fund | $2.2M | $0.1M | 12 |
| 423 APH | Private Equity Fund | $1.2M | $0.1M | 35 |
| 423 AVI | Private Equity Fund | $19.9M | $0.1M | 97 |
| 423 BIG | Private Equity Fund | $1.3M | $0.1M | 0 |
| 423 CAP | Private Equity Fund | $8.8M | $0.1M | 92 |
| 423 CLF | Private Equity Fund | $0.0M | $0.1M | 2 |
| 423 COD | Private Equity Fund | $4.9M | $0.1M | 77 |
| 423 COR | Private Equity Fund | $8.7M | $0.1M | 95 |
| 423 CUS | Private Equity Fund | $2.0M | $0.1M | 53 |
| 423 DUA | Private Equity Fund | $5.1M | $0.1M | 2 |
| 423 ELG | Private Equity Fund | $2.4M | $0.1M | 49 |
| 423 FIR | Private Equity Fund | $3.8M | $0.1M | 71 |
| 423 FSV | Private Equity Fund | $2.3M | $0.1M | 0 |
| 423 HAR | Private Equity Fund | $6.8M | $0.1M | 0 |
| 423 IRA | Private Equity Fund | $0.9M | $0.1M | 0 |
| 423 MAG | Private Equity Fund | $3.9M | $0.1M | 71 |
| 423 MAK | Private Equity Fund | $6.5M | $0.1M | 0 |
| 423 MTS | Private Equity Fund | $4.6M | $0.1M | 72 |
| 423 NEW | Private Equity Fund | $7.5M | $0.1M | 83 |
| 423 PEL | Private Equity Fund | $0.0M | $0.1M | 2 |
| 423 PUM | Private Equity Fund | $3.4M | $0.1M | 64 |
| 423 PUR | Private Equity Fund | $3.7M | $0.1M | 0 |
| 423 SEN | Private Equity Fund | $5.5M | $0.1M | 60 |
| 423 STA | Private Equity Fund | $3.0M | $0.1M | 0 |
| 423 STE | Private Equity Fund | $2.4M | $0.1M | 0 |
| 423 TOP | Private Equity Fund | $5.2M | $0.1M | 72 |
| 423 USB | Private Equity Fund | $0.4M | $0.1M | 76 |
| 423 VAL | Private Equity Fund | $6.4M | $0.1M | 75 |
| DRAGON | Private Equity Fund | $0.2M | $0.1M | 2 |
| HP HUNTER | Private Equity Fund | $0.1M | $0.1M | 2 |
| HPEP 3 | Private Equity Fund | $54.5M | $1.0M | 59 |
| HPEP 4 | Private Equity Fund | $33.7M | $0.5M | 130000 |
| HPEP I | Private Equity Fund | $1.1M | $1.0M | 21 |
| HPEP II | Private Equity Fund | $17.7M | $1.0M | 28 |
| HPH | Private Equity Fund | $0.4M | $0.1M | 5 |
| HSW-HPP IV | Private Equity Fund | $0.0M | $0.1M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| 1125 PARTNERS, LLC | Domestic Entity | – | MEMBER | 01/2012 | 50-75% |
| HFMASTER, LLC | Domestic Entity | – | MEMBER | 01/2012 | 50-75% |
| HARRIS, RONALD | Individual | HFMASTER, LLC | MANAGING MEMBER | 01/2012 | > 75% |
| PRESTON, CHARLES, M | Individual | 1125 PARTNERS, LLC | MANAGING MEMBER | 01/2012 | > 75% |
| KASPER, MELISSA | Individual | – | CCO | 02/2013 | < 5% |
| MATTHEWS, CRYSTAL | Individual | – | CFO | 11/2019 | < 5% |
| GLASGOW, WILLIAM, PARKER | Individual | – | MANAGER, MANAGING DIRECTOR | 11/2019 | < 5% |
| PRESTON, CHARLES, M | Individual | – | MANAGER, MANAGING DIRECTOR | 01/2012 | < 5% |