NEZU ASIA CAPITAL MANAGEMENT, LLC
Adviser information for NEZU ASIA CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 20th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 2 | $64.7M |
| Total | 2 | $64.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $21.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 1 | $43.0M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-74435 |
|---|---|
| SEC ERA File Number | 801-74435 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161506 |
| Legal Entity Identifier | None |
Principal Office
654 MADISON AVENUESUITE 1601
NEW YORK
NY
United States
Monday - Friday, 11:00AM - 11:00PM
Tel: 212-476-7800, Fax: 212-476-7829
Websites
Chief Compliance Officer
SU KWAN LEE
CHIEF OPERATING OFFICER
ROOM 2907, 29TH FLOOR, WING ON CENTRE
111 CONNAUGHT ROAD CENTRAL
HONG KONG
Hong Kong
Tel:
852 3151 3500
Fax:
852 3151 3550
C*********@***********M
(Full email address available in API data)
Industry Affiliates
| NEZU ASIA CAPITAL LIMITED, JAPAN BRANCH | Other investment adviser, including financial planners |
| NEZU ASIA CAPITAL MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SNODDY, SAMUEL, DAVID | Individual | NEZU GROUP, L.P. | CHIEF EXECUTIVE OFFICER | 12/2015 | 50-75% |
| SNODDY, SAMUEL, DAVID | Individual | – | CHIEF EXECUTIVE OFFICER | 11/2010 | < 5% |
| WINIA, DARREN, JOHN | Individual | – | CHIEF FINANCIAL OFFICER | 04/2011 | < 5% |
| NEZU GROUP, L.P. | Foreign Entity | – | SOLE MEMBER | 12/2015 | > 75% |
| NEZU GROUP GP, LTD. | Foreign Entity | NEZU GROUP, L.P. | GENERAL PARTNER | 12/2015 | |
| WINIA, DARREN, JOHN | Individual | – | DIRECTOR OF GENERAL PARTNER OF SOLE MEMBER | 01/2020 | < 5% |
| SNODDY, SAMUEL, DAVID | Individual | NEZU GROUP, L.P. | LIMITED PARTNER | 12/2015 | 25-50% |
| SNODDY, SAMUEL, DAVID | Individual | NEZU GROUP GP, LTD. | SHAREHOLDER | 08/2019 | 25-50% |
| Lee, Su Kwan | Individual | – | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | 09/2020 | < 5% |