RJ20, INC.

Adviser information for RJ20, INC. last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location North Carolina, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningEducational seminars/workshops
Compensation Fixed fees

Identifiers

SEC RIA File Number 801-74442
SEC ERA File Number 801-74442
SEC CIK Numbers None
SEC CRD Numbers 149575
Legal Entity Identifier None

Principal Office

114 TORREY HEIGHTS LN
DURHAM
NC
United States
Monday - Friday, 9:00 AM - 5:00 PM (ET)
Tel: 877-438-7520, Fax: 877-438-7520

Chief Compliance Officer

SEAN T. RUEHL
PRESDIENT
114 TORREY HEIGHTS LN.
DURHAM
NC
United States
Tel: 877-438-7520
Fax: 877-438-7520
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FINLEY, LYLE, DEAN Individual OWNER 01/2012 > 75%
RUEHL, SEAN, TIMOTHY Individual PRESIDENT AND CHIEF COMPLIANCE OFFICER 03/2016 < 5%

No. Employees, Historic

10502020202120222023202420253 on 3/26/20203 on 6/29/20202 on 3/31/20212 on 3/19/20222 on 3/17/20232 on 3/21/2024